RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20041006
NAME: XXXXXXXXXXXXX
CASE NUMBER: PD1101101
BOARD DATE: 20121012
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (63H10, Track Vehicle Mechanic) medically
separated for bilateral foot and ankle pain. He developed bilateral foot pain in 1999 soon after
entering the Army. This was treated with orthotics, but continued to worsen over the ensuing
years. Podiatry could offer no surgical remedy, and provided the various diagnoses listed
below. The conditions did not respond adequately to further conservative measures to meet
the physical requirements of his Military Occupational Specialty (MOS) or satisfy physical fitness
standards. He was consequently issued a permanent L3 profile and referred for a Medical
Evaluation Board (MEB). The following five conditions were separately forwarded to the
Physical Evaluation Board (PEB) as medically unacceptable IAW AR 40-501: bilateral pes planus,
“abnormal pronation,” bilateral plantar fasciitis, bilateral posterior tibial tendonitis, and
gastrocnemius equinus (contracture of the calf muscle). An additional combined condition,
“secondary low back and bilateral knee pain” was forwarded as “not boardable.” The PEB (via
an Informal Reconsideration following an appeal) conceded aggravation of the congenital
podiatric conditions; and, consolidated three of the MEB submitted conditions (as specified in
the PEB’s DA Form 199 language quoted below) as a single unfitting condition characterized as
“Painful feet on [sic] ankles due to plantar fasciitis and posterior tibial tendonitis with equinus
deformity from gastroc shortening.” The condition was rated 10% under a muscle disability
code IAW criteria of the Veteran’s Administration Schedule for Rating Disabilities (VASRD). The
pes planus, “abnormal pronation” and combined low back/bilateral knee conditions were
determined to be not unfitting. The CI made no further appeals, and was medically separated
with a 10% disability rating.
CI CONTENTION:
strain, bilateral
retropatellofemoral syndrome, bilateral plantar fasciitis.” He does not elaborate further or
specify a request for Board consideration of any additional conditions.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in
Department of Defense Instruction (DoDI) 6040.44 (Enclosure 3, paragraph 5.e.2) is limited to
those conditions which were determined by the PEB to be specifically unfitting for continued
military service; or, when requested by the CI, those condition(s) “identified but not
determined to be unfitting by the PEB.” The rating for the unfitting foot/ankle condition(s) is
addressed below. The application implies a request for Board consideration of separate ratings
for lumbar spine and bilateral knee conditions. Since these (combined) conditions were
identified and adjudicated as not unfitting by the PEB, they are within the DoDI 6040.44 defined
purview of the Board; and are accordingly addressed below. The pes planus and “abnormal
pronation” conditions identified by the PEB were not requested for consideration; e.g., they do
not satisfy scope requirements. The above conditions, or any condition or contention outside
the Board’s defined scope of review, remain eligible for future consideration by the Army Board
for Correction of Military Records.
“Lumbosacral
states
simply,
The
application
RATING COMPARISON:
Service PEB (Reconsideration) – Dated 20040910
VA* – Effective 20041007
Condition
Feet/Ankles…Plantar Fasciitis...
Tibial Tendonitis… Gastroc Equinus
Bilateral Pes Planus
Abnormal Pronation
Secondary Low Back and Bilateral
Knee Pain
Rating
Code
5399-
10%
5310
Not Unfitting
Not Unfitting
Not Unfitting
Condition
Code
Ratin
g
Exam
Bilateral Patellar Fasciitis…Tibial
Tendon…Equinus Deformity…Pes
Planus
No VA Entry
Lumbosacral Strain
RPS, Left Knee
RPS, Right Knee
5271-5020
10%
STR*
5299-5237
5299-5257
5299-5257
0%
0%
0%
STR
STR
STR
STR
Combined: 10%
Combined: 10%
* STR = Service Treatment Record. CI failed to report for VA rating examinations; earliest post-separation evidence is 2008.
ANALYSIS SUMMARY: The Board acknowledges the CI’s contention for ratings for his lumbar
spine and bilateral knee conditions which were determined to be not unfitting by the PEB, and
notes that its recommendations in that regard must comply with governance for the Disability
Evaluation System (DES). While the DES considers all of the member's medical conditions,
compensation can only be offered for those medical conditions that cut short the member’s
career; and the Board’s assessment of fitness determinations is premised on the MOS-specific
functional limitations in evidence at the time of separation. The Department of Veterans’
Affairs (DVA) is empowered to compensate service-connected conditions and to periodically re-
evaluate said conditions for the purpose of adjusting the Veteran’s disability rating should the
degree of impairment vary over time. Should the Board judge that any contested condition was
most likely incompatible with MOS requirements; a disability rating IAW the VASRD will be
recommended. It is also noted by the Board that there is a significant interval (4 years)
between the date of separation and the next available medical evidence. DoDI 6040.44
specifies a 12-month interval for special consideration to post-separation findings; therefore,
the only probative evidence relevant to the Board’s recommendations is that obtained from the
records.
Bilateral Foot/Ankle Condition(s). The CI’s armed forces entry physical documented no
podiatric pathology, but he was diagnosed with pes planus less than a year later and prescribed
inserts. He was subsequently fitted for orthotics and was placed on an L2 profile in 2002.
Without surgical indications, he was followed by Podiatry with a dominant diagnosis of plantar
fasciitis; and, failed to respond to local injections and various other non-invasive modalities.
Eleven months prior to separation a bilateral foot X-rays were reported as “normal anatomic
alignment” with normal bones and joint spaces. The narrative summary (NARSUM) described
the clinical course and referred to the proximate podiatric consultation for further detail and
examination; and, all of the MEB submitted podiatric diagnoses were derived from this
evaluation. The functional status was documented as, “Presently the patient is in moderate
pain daily with difficulty sleeping. Difficulty with performing in his MOS. Difficulty with
soldiering skills and problems with daily activities. His functional status is considered poor.”
The referenced podiatric examination documented bilateral medial plantar and heel
tenderness, low arch height, abnormal gait with excessive pronation (right > left), and “severe
pain to palpation” over the posterior tibial tendon (Achilles’) insertion with pain on recruitment
or stretch of the tendon. Neurovascular findings were normal and motor strength was
documented as 5/5. Bilateral ankle dorsiflexion was recorded as 5 degrees (normal 20
degrees), and there is no full goniometric range-of-motion (ROM) evaluation of the ankle in
evidence. It was also noted that dorsiflexion was equal with the knees extended and flexed;
raising doubt as to the association of the ROM limitation with the plantar fasciitis, posterior
tibial tendon, or gastrocnemius (calf) diagnoses.
2 PD1101101
The Board directs attention to its rating recommendation based on the above evidence. The
PEB combined the bilateral plantar fasciitis, tendonitis, and gastrocnemius equinus diagnoses as
the single unfitting and solely rated condition. IAW VASRD §4.7 (higher of two evaluations), the
Board must consider separate ratings for PEB bilateral joint adjudications; although, separate
fitness assessments must justify each disability rating. In this case, both feet were considered
to fail retention standards; both were implicated by the NARSUM and in the commander’s
statement; and, both were profiled. Members agreed, therefore, that separate disability
ratings were justified in this case if advantageous to rating under the VASRD. Furthermore IAW
VASRD §4.56 (evaluation of muscle disabilities) the PEB’s choice of analogous code, 5310
(muscle group X, plantar aponeurosis), must be applied to each affected muscle group rather
than bilaterally. The VA’s analogous code 5020 (synovitis) defaults to general 5003
(degenerative arthritis) criteria, and does permit its 10% rating for two or more joints; although,
the criterion for degenerative changes by X-ray was not met. Members concurred that
separate ratings for the separate MEB podiatric diagnoses or a separate rating for the ankle
would not be compliant with VASRD §4.14 (avoidance of pyramiding).
The Board first considered if any of the foot codes under VASRD §4.71a which do permit
bilateral rating were applicable to this case. Consideration was given to analogous application
of 5276 (acquired pes planus), since it offers bilateral ratings of 10% (not advantageous) and
30%. The 30% rating requires “marked deformity (pronation, abduction, etc.)” and “pain
[severe] on manipulation and use,” in addition to other markers which were not present.
Although one might argue that ‘marked’ deformity and ‘severe’ pain were evidenced,
conceding reasonable doubt, there are significant objections to application of the pes planus
code. The criteria under VASRD §4.57 (static foot deformities) are dubiously met in justification
of acquired pes planus; and, the condition of pes planus itself was adjudicated as not unfitting
by the PEB. It would be difficult to argue that pes planus was intrinsically unfitting, especially
given normal x-ray alignment, in this case. It was rather the pain from plantar fasciitis and the
other diagnoses that was unfitting. Furthermore, the DoDI 6040.44 scope requirements for a
rating based on pes planus were not met. Therefore the Board rejected application of the 5276
code, and there were no other applicable codes amendable to bilateral rating. The Board then
considered the most favorable code for separate ratings of the feet; and, concluded that since
there was no significant difference in the clinical features or severity; coding and rating choices
should logically be identical. Analogous coding as 5299-5284 (foot injuries, other) was
entertained, but this offers no rating advantage over the PEB’s choice of 5310 which is more
clinically compatible and best aligned with the disability in evidence. The 5310 muscle disability
code is in common use for plantar fasciitis, and is quite acceptable when applied unilaterally. It
yields ratings based on ‘slight’, ‘moderate’, ‘moderately severe’, and ‘severe’ muscle disability;
rated 0%, 10%, 20%, and 30% respectively. Many of the VASRD §4.56 (rating muscle disability)
criteria are written for penetrating missile injuries, and are not applicable to analogous
application of the muscle disability codes. Deliberations settled on the applicable criteria for
‘moderate’ vs. ‘moderately severe’ as defined by §4.56. Differentiation between the two
ratings is essentially the severity and number of the “cardinal signs” of muscle disability which
are present; the latter specified as “loss of power, weakness, lowered threshold of fatigue,
fatigue-pain, and impairment of coordination and uncertainty of movement.” Fatigability and
pain were clearly present; weakness may have been present subjectively, but was not
demonstrated objectively; and, there was no indication of a lack of coordination. After due
deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt),
members agreed that the disability was best aligned with the §4.56 ‘moderate’ criteria; and the
Board accordingly recommends a disability rating of 10% for each foot (including ankle) under
the code 5399-5310.
Contended Lumbar Spine and Bilateral Knee Conditions. In 1999, the CI developed an early
history of bilateral knee pain which was diagnosed variously as retropatellar pain syndrome and
“overuse syndrome.” This was treated conservatively, and was never profiled (albeit possibly
3 PD1101101
sheltered by the foot profile). Similarly the back pain surfaced in 1999 (diagnosed as
“mechanical low back pain”), although this condition was mostly clinically silent throughout the
military career until the MEB period. It was likewise never profiled. The MEB podiatrist opined
that the knee and back problems were a consequence of the anatomical factors inherent in the
foot pathology.
The Board’s main charge with respect to these conditions is an assessment of the fairness of
the PEB’s determinations that they were not unfitting. The Board’s threshold for countering
fitness determinations is higher than the VASRD §4.3 (reasonable doubt) standard used for its
rating recommendations, but remains adherent to the DoDI 6040.44 “fair and equitable”
standard. Neither of these conditions was profiled; neither was implicated in the commander’s
statement; and, it was judged by the MEB examiner that neither of them was subject to
medical boarding. The lumbar spine and knee conditions were reviewed by the action officer
and considered by the Board. There was no performance based evidence from the record that
either condition significantly interfered with satisfactory duty performance. After due
deliberation in consideration of the preponderance of the evidence, the Board concluded that
there was insufficient cause to recommend a change in the PEB fitness determination for the
lumbar spine and knee conditions; thus no additional disability ratings can be recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the bilateral foot/ankle condition, the Board unanimously
recommends that each foot be rated as separately unfitting at 10%, coded 5399-5310, IAW
VASRD §4.73. In the matter of the lumbar spine and bilateral knee conditions, the Board
unanimously recommends no change from the PEB determination as not unfitting. There were
no other conditions within the Board’s scope of review for consideration.
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows, effective as of the date of his prior medical separation:
VASRD CODE RATING
5399-5310
5399-5310
COMBINED (w/ BLF)
10%
10%
20%
UNFITTING CONDITION
Plantar Fasciitis with Posterior Tibial Tendonitis and Gastrocnemius
Equinus, Left Foot/Ankle
Plantar Fasciitis with Posterior Tibial Tendonitis and Gastrocnemius
Equinus, Right Foot/Ankle
4 PD1101101
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20101110, w/atchs.
Exhibit B. Service Treatment Record.
Exhibit C. Department of Veterans Affairs Treatment Record.
XXXXXXXXXXXXXXX
President
Physical Disability Board of Review
5 PD1101101
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / ), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXXX, AR20120019354 (PD201101101)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of Review
(DoD PDBR) recommendation and record of proceedings pertaining to the subject individual.
Under the authority of Title 10, United States Code, section 1554a, I accept the Board’s
recommendation to modify the individual’s disability rating to 20% without recharacterization
of the individual’s separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be corrected
accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided to the
individual concerned, counsel (if any), any Members of Congress who have shown interest, and
to the Army Review Boards Agency with a copy of this memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
CF:
( ) DoD PDBR
( ) DVA
XXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
6 PD1101101
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