RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: BRANCH OF SERVICE: marine corps
CASE NUMBER: PD1000623 SEPARATION DATE:
20071031
BOARD DATE: 20111214
SUMMARY OF CASE: Data extracted from the available evidence of record
reflects that this covered individual (CI) was an active duty LCpl/E-4
(0341, Mortarman) medically separated for patellofemoral pain syndrome
(PFPS) and traumatic brain injury (TBI). In March 2005, the CI was injured
by a mortar round. He was treated, but did not respond adequately to fully
perform his military duties or meet physical fitness standards. He
underwent a Medical Evaluation Board (MEB). Chronic knee pain was
forwarded to the Physical Evaluation Board (PEB) as medically unacceptable
IAW SECNAVINST 1850.4E. The PEB found him unfit due to PFPS and TBI, rated
10% each. Four other conditions, identified in the rating comparison chart
below, were adjudicated as Category II (related to the unfitting TBI
condition). Three additional conditions (varicocele, low back pain, and
tinnitus) were found to be Category III (not separately unfitting and not
contributing to the unfitting conditions). The CI made no appeals, and was
thus separated with a 20% combined disability rating.
CI CONTENTION: “After separation from the Marine Corps, I enrolled in
college with intentions to land fulltime employment as a deputy or police
officer with the Kenosha County Police or Sheriff Dept. I am 11 units away
from obtaining an associate’s degree but was recently informed that I
cannot become a deputy or police because I struggle with PTSD. Currently
I'm participating in ongoing therapy for PTSD and therapy for my knee
injury. Also, I have been diagnosed with traumatic brain injury (TBI) due
to the concussion I experienced when I was injured in Iraq. As a result of
the TBI, I am having problems concentrating and suffer from severe
migraines to the point to where I cannot tolerate direct sunlight. When I
learned I couldn't work as an officer my condition has worsened. I am now
severely depressed and the nightmares of what I witnessed in Iraq have
increased. The migraines have worsened and I have trouble sleeping. I was
a healthy young man prior to joining the Marine Corps and served my unit
and my country with pride. Today I am having problems finding and keeping
a job and have become a recluse to my friends and family. I received the
Purple Heart while serving my country, but I cannot use my purple heart to
help me find and keep a job. Please accept this information and reconsider
my separation rating.”
RATING COMPARISON:
|Navy IPEB – dated 20070705 |VA (3 mo. Pre Separation) – All Effective|
| |20071101 |
|Condition |Code |
|Combined: 20% |Combined: 70% |
ANALYSIS SUMMARY: The Board acknowledges the sentiment expressed by the CI
regarding the significant impairment with which his service-incurred
conditions continue to burden him. The Board is subject to the same laws
for Service disability entitlements as those under which the Disability
Evaluation System (DES) operates. The DES has neither the role nor the
authority to compensate service members for anticipated future severity or
potential complications of conditions resulting in medical separation.
That role and authority is granted by Congress to the Department of
Veterans’ Affairs. The Board’s authority resides in evaluating the
fairness of DES fitness decisions and rating determinations at the time of
separation from service.
Traumatic Brain Injury (TBI). The Board’s rating recommendation for TBI is
directly impacted in this case by the following policy (established by firm
precedent and prior legal opinion). As an implied extension of the DoDI
6040.44 and NDAA 2008 mandates, the Board must comply with applicable VA
disability rating policy changes issued via training letters effective at
the time of separation. The VA training letter 07-05 (dated 31 August
2007) specifically addressed the need for a more comprehensive approach to
TBI, pending the promulgation of the current VASRD rating formula.
Training letter 07-05 provided for rating TBI with separate ratings for
each component of the symptom complex. In this case that could entail
separate ratings for the mental condition (posttraumatic
stress/depression), the post-concussion cognitive deficit, the tinnitus,
and the posttraumatic headaches. Each of these will be discussed below.
TBI – Mental condition. In March 2005 while deployed to Iraq, this Marine
was injured when a mortar round exploded near him. He remembers hearing a
loud noise, and being carried away from the scene. He thinks he was
unconscious for 5-10 minutes. He was aeromedically evacuated to Germany
and then back to the United States. In the service treatment record (STR)
the first documented care for psychiatric symptoms was in October 2006. He
presented with complaints of anxiety, hyper-arousal, and difficulty with
crowds. The CI was diagnosed with mild PTSD, and was referred to
psychiatry. In May 2007, he reported nightmares, trouble sleeping, and
feeling depressed at times. He was started on medication (Celexa) and was
told to follow-up with the VA. At his May 2007 MEB neuropsychological (NP)
exam, five months prior to separation, he complained of insomnia,
irritability, nightmares, self-isolation, decreased energy, increased
startle response, avoidance behaviors and feelings of detachment. The NP
testing showed no marked abnormalities suggestive of clinical
psychopathology, but there was some evidence of subclinical posttraumatic
anxiety and mild depressive symptomatology. The psychiatric Axis I
diagnosis was depressive disorder, not otherwise specified (NOS).
At his VA Compensation and Pension (C&P) psychiatric exam (13 August 2007),
two and one-half months prior to separation, the CI reported
nightmares, night sweats, easy startle, insomnia, self-isolation,
irritability, angry outbursts, and hypervigilance. He got depressed and
anxious when he thought about his experiences in Iraq. He denied
psychiatric hospitalization or emergency room visits, and had not had any
psychiatric counseling. He had been married for seven months but he
reported that the relationship was deteriorating. On mental status exam,
the CI was anxious and depressed. He had no delusions, panic attacks,
ritualistic obsessions, hallucinations or suicidal ideation. Judgment was
intact but his memory was mildly abnormal. The Global Assessment of
Functioning (GAF) was 60-65. The examiner felt that the symptoms were mild
to moderate, with some difficulty establishing and maintaining
relationships and some decrease in work efficiency, especially during
periods of significant stress.
The Board carefully examined all evidentiary information available. As
noted above, the July 2007 Navy PEB adjudicated posttraumatic stress
and depression as Category II (related to the unfitting TBI condition).
The Board determined that the CI’s mental condition was indeed related to
the unfitting TBI condition, since the psychiatric symptoms were part of
the overall TBI symptom complex. IAW Training Letter 07-05, separate
ratings should be considered for each component of the symptom complex.
The Board also determined that the Veterans’ Administration Schedule for
Rating Disabilities (VASRD) §4.129 was applicable in this case. IAW DoD
guidance, the Board is obligated to recommend a minimum 50% rating for a
retroactive six-month period on the Temporary Disability Retired List
(TDRL). The Board must then determine the most appropriate fit with VASRD
§4.130 criteria at six months for its permanent rating recommendation.
A full, comprehensive psychological evaluation was not performed at the six
month point (30 April 2008), so the Board must use the best evidence
available. The August 2007 VA PTSD C&P exam was completed 11 weeks prior
to separation. At that exam, the psychiatric symptoms were mild to
moderate, with some difficulty establishing and maintaining relationships
and some decrease in work efficiency, especially during periods of
significant stress. The Board determined that this level of impairment was
consistent with the VASRD §4.130 criteria for a 10% rating. After
considerable discussion and due deliberation, the Board unanimously
recommends that the mental condition (PTSD/depression) be given a TDRL
rating of 50% for six months IAW VASRD §4.129, and a permanent separation
rating of 10% IAW VASRD §4.130.
TBI – Post-concussion Cognitive Deficit. At his MEB neuropsychological
(NP) exam (23 May 2007), five months prior to
separation, the CI complained of decreased memory, and inability to focus.
He was having difficulty with retention of highly learned materials, and
completion of tasks. The NP testing revealed moderate deficits in visual
memory. His attention, problem solving, language, verbal memory skills,
and general intellectual functioning were all normal. The examiner felt
that his cognitive (memory) deficit was consistent with the history of head
trauma. After careful review of the evidence, the Board determined that
the CI was generally functioning satisfactorily, but his post-concussion
cognitive deficit caused a mild degree of impairment which tended to
decrease his efficiency and ability to perform certain tasks, mainly during
periods of significant stress. After due deliberation, the Board
unanimously recommends that the cognitive deficit be given a TDRL rating of
10% for six months, and a permanent separation rating of 10%, IAW VASRD
§4.124a and §4.130.
TBI – Posttraumatic tinnitus. The CI reported that his tinnitus began
after the mortar explosion. During his MEB evaluation the tinnitus was
reported as intermittent and persistent. At his C&P exam (16 August 2007),
11 weeks prior to separation, the CI reported ringing in both ears. No
hearing loss was noted in either ear, and speech recognition was normal
bilaterally. The diagnosis was bilateral tinnitus, and it was rated by the
VA at 10%. After careful review of the evidence, the Board unanimously
recommends that the tinnitus be given a TDRL rating of 10% for six months,
and a permanent separation rating of 10%, IAW VASRD §4.124a and §4.87.
TBI – Posttraumatic Headaches. Prior to May 2007, there were no entries in
the STR concerning headaches. At his evaluations in January 2006 and
December 2006, the CI denied headaches. Then on 1 May 2007 at his
concussion clinic evaluation, he reported that headaches were occurring 2-3
times per week. He would take an occasional Motrin, without full relief.
At his May 2007 MEB evaluation, he reported minor headaches that
occasionally were bad enough to cause phonophobia and photophobia. The MEB
physician diagnosed him with migraines, and started him on medication. At
his August 2007 general medical C&P exam, 11 weeks prior to separation, the
CI reported headaches occurring two to three times daily, and sometimes
associated with photophobia, phonophobia, nausea and dizziness. During a
flare-up, he sometimes had to stay in bed. Other times he was able to take
medication and go to work. On exam, the mental status exam and the
neurological evaluation were both normal. The examiner concluded that the
head pain was due to posttraumatic headaches with migraine variant.
Neurologically, there were no focal deficits associated with the headaches.
Once again, the Board examined all the available evidence. The Board found
insufficient evidence of characteristic prostrating attacks which are
required for a compensable rating under VASRD code 8100 (migraine). After
due deliberation, the Board unanimously recommends that the posttraumatic
headaches be given a TDRL rating of 0% for six months, and a permanent
separation rating of 0%, IAW VASRD §4.124a.
Chronic Knee Pain. The CI’s right knee was injured during the March 2005
mortar attack. He suffered a right patella fracture, and a torn anterior
cruciate ligament (ACL). The CI underwent three knee surgeries in 2005,
followed by extensive physical therapy. In spite of treatment, he
continued to have persistent right knee pain. A diagnostic arthroscopy was
done in September 2005 and was normal. Due to the chronic knee pain and
inability to return to his rating, MEB action was initiated. At his
orthopedic MEB exam (20 April 2007), six months prior to separation, the CI
reported persistent right knee pain. No complaints of pain in the left
knee. On exam of the right knee he had full range of motion (ROM) with no
swelling, joint line tenderness, or instability. Scars from previous
surgeries were well healed. X-rays showed a bipartite patella. The
diagnosis was patellofemoral pain syndrome (PFPS) of the right knee.
At the VA C&P exam (14 August 2007), 11 weeks prior to separation, the CI
complained of bilateral knee pain, right worse than left. He reported that
the right knee pain was constant, and radiated down his leg. Other right
knee complaints included weakness, stiffness, swelling, giving way, locking
and dislocating. The CI felt that his left knee pain was due to
compensating for his right knee, and the left knee pain was intermittent.
The CI reported he was unable to run or perform prolonged standing,
walking, kneeling, squatting or climbing. On exam it was noted that the CI
walked with a slight limp. His right knee scars were well healed and non-
tender. The knees had no evidence of effusion, abnormal movement,
subluxation or guarding. There was mild tenderness to palpation (TTP) of
the right knee. Patellofemoral compression test was positive bilaterally,
and crepitus was noted on the right. Ligament testing of both knees
revealed no instability. There was slight TTP on the lateral aspect of
left knee, but ROM was normal and without pain. X-rays of his knees were
normal. ROM for the right knee is summarized in the chart below.
|Goniometric ROM of Right |VA C&P exam – 2½ mo. |
|Knee |Pre-Sep |
|Flexion (140⁰ is normal) |135⁰ |
|Extension (0⁰ is normal) |0⁰ |
|Comment |ROM limited by pain |
|§4.71a Rating |10% (painful motion) |
The Board carefully reviewed all evidentiary information available. The
right knee limitation of motion was essentially non-compensable based on
the VASRD §4.71a diagnostic codes for loss of knee motion (5260 and 5261).
However, IAW VASRD §4.40, §4.45, and §4.59, a 10% rating is warranted when
there is satisfactory evidence of functional limitation due to painful
motion of a major joint. There was no path to a rating higher than 10% for
the right knee since there was no evidence in the STR of ligamentous
instability, or other significant joint abnormality. After due
deliberation, the Board unanimously recommends that the right knee be given
a TDRL rating of 10% for six months, and a permanent separation rating of
10% IAW VASRD §4.71a, §4.40, §4.45, and §4.59.
Other PEB Conditions. Varicocele and low back pain (LBP) were adjudicated
by the PEB as Category III (not separately unfitting and not contributing
to the unfitting conditions). Neither of these conditions was the basis
for limited duty or implicated in the commander’s non-medical assessment
(NMA). They were reviewed by the action officer and considered by the
Board. There was no indication from the record that either of these
conditions significantly interfered with satisfactory performance of
required military duties. All evidence considered, there is not reasonable
doubt in the CI’s favor supporting reversal of the PEB fitness adjudication
for either of the stated conditions.
Remaining Conditions. Several other conditions were also noted in the DES
file. These conditions were reviewed by the action officer and considered
by the Board. It was determined that none could be argued as unfitting and
subject to separation rating. Additionally, certain other conditions were
mentioned in the VA Rating Decision proximal to separation, but not noted
in the DES file. The Board does not have the authority to render fitness
or rating recommendations for any conditions not considered by the DES.
The Board, therefore, has no reasonable basis for recommending any
additional unfitting conditions for separation rating.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department
regulations or guidelines relied upon by the PEB will not be considered by
the Board to the extent they were inconsistent with the VASRD in effect at
the time of the adjudication. As discussed above, some Board
recommendations in this case are IAW application of VA Training Letter 07-
05. In the matter of the TBI-related mental condition (PTSD/depression),
the Board unanimously recommends an initial TDRL rating of 50%, in
retroactive compliance with VASRD §4.129, as directed by DoD. The Board
unanimously recommends a permanent rating of 10% at six months following
separation, IAW VASRD §4.124a and §4.130. In the matter of the TBI-related
post-concussion cognitive deficit, the Board unanimously recommends an
initial TDRL rating of 10%, and a permanent rating of 10%, IAW VASRD
§4.124a and §4.130. In the matter of the TBI-related tinnitus, the Board
unanimously recommends an initial TDRL rating of 10%, and a permanent
rating of 10%, IAW VASRD §4.87 and §4.124a. In the matter of the TBI-
related posttraumatic headaches, the Board unanimously recommends an
initial TDRL rating of 0%, and a permanent rating of 0%, IAW VASRD §4.124a.
In the matter of the right knee condition, the Board unanimously
recommends an initial TDRL rating of 10%, and a permanent rating of 10%,
IAW VASRD §4.71a, §4.40, §4.45, and §4.59. In the matter of the
varicocele, LBP, left knee pain, or any other conditions eligible for
consideration, the Board unanimously agrees that it cannot recommend any
findings of unfit for additional rating at separation.
RECOMMENDATION: The Board recommends that the CI’s prior determination be
modified as follows: TDRL at 60% for six months following CI’s prior
medical separation, and then a permanent combined 30% disability retirement
as indicated below.
|UNFITTING CONDITION |VASRD CODE |TDRL |PERMANENT |
| | |RATING |RATING |
|TBI – PTSD/Depression |8045-9411 |50% |10% |
|TBI – Post-concussion Cognitive |8045-9304 |10% |10% |
|Deficit | | | |
|TBI – Tinnitus |8045-6260 |10% |10% |
|TBI – Posttraumatic Headaches |8045-8100 |0% |0% |
|Chronic Pain, Right Knee |5299-5260 |10% |10% |
|COMBINED |60% |30% |
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20100527, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans' Affairs Treatment Record
President
Physical Disability Board of Review
MEMORANDUM FOR DEPUTY COMMANDANT, MANPOWER & RESERVE AFFAIRS
COMMANDER, NAVY PERSONNEL COMMAND
Subj: PHYSICAL DISABILITY BOARD OF REVIEW (PDBR) RECOMMENDATIONS
Ref: (a) DoDI 6040.44
(b) PDBR ltr dtd 12 Jan 12 ICO xxxxxxxxxxxxxxx
(c) PDBR ltr dtd 4 Jan 12 ICO xxxxxxxxxxxxxxx
(d) PDBR ltr dtd 22 Dec 11 ICO xxxxxxxxxxxxxxx
(e) PDBR ltr dtd 19 Jan 12 ICO xxxxxxxxxxxxxxx
(f) PDBR ltr dtd 12 Jan 12 ICO xxxxxxxxxxxxxxx
1. Pursuant to reference (a) I approve the recommendations of the Physical
Disability Board of Review set forth in references (b) through (f).
2. The official records of the following individuals are to be corrected
to reflect the stated disposition:
a. XXX XX 3238: Assignment to the Temporary Disability Retired
List with a 60 percent disability rating for the period 31 October 2007
through 30 April 2008 and placement on the Permanent Disability Retired
List with a 30 percent rating effective 1 May 2008.
b. XXX-XX-0919: Placement on the Permanent Disability Retired List
with a 30 percent disability rating 5 January 2006.
c. XXX XX 3246: Placement on the Permanent Disability Retired List
at 30 percent effective 15 October 2006.
d. XXX XX 1973: Placement on the Permanent Disability Retired List
with a 50 percent disability rating effective 31 Aug 2011.
e. XXX XX 2573: Separation from the Naval service due to physical
disability rated at 20 percent (increased from 10 percent) effective 1
August 2005.
3. Please ensure all necessary actions are taken to implement these
decisions, including the recoupment of disability severance pay, if
warranted, and notification to the subject members once those actions are
completed.
Assistant General Counsel
(Manpower & Reserve Affairs)
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