RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: BRANCH OF SERVICE: MARINE CORPS
CASE NUMBER: PD0900530 SEPARATION DATE:
20060706
BOARD DATE: 20110802
SUMMARY OF CASE: Data extracted from the available evidence of record
reflects that this covered individual (CI) was an active duty Staff
Sergeant/E-6 (6153, Helicopter Airframe Instructor) medically separated
from the Marine Corps in 2006 for post-concussive syndrome (PCS) and
persistent cephalgia. He was placed on limited duty (LIMDU) in June 2002
after a motor vehicle accident (MVA) with loss of consciousness (LOC), and
returned to full duty in January 2003. His symptoms persisted, he did not
respond adequately to treatment, and was unable to fully perform within his
rating or to meet physical fitness standards. He was again placed on LIMDU
on 15 June 2005 and was referred to a Medical Evaluation Board (MEB). The
MEB forwarded PCS, headache, and a right shoulder condition to the Physical
Evaluation Board (PEB) as medically unacceptable on the NAVMED 6100-1. The
PEB adjudicated the PCS as unfitting, rated 10% IAW the Veterans
Administration Schedule for Rating Disabilities (VASRD), persistent
cephalgia as a category II condition (contributing, but not separately
unfitting), and the right shoulder injury as a category III condition (not
separately unfitting and does not contribute to the unfitting condition)
with a disability rating of 10%. The CI made no appeals, and was medically
separated with a 10% disability rating. The CI was placed on a final LIMDU
from 23 January 2006 until medical separation.
____________________________________________________________________________
__
CI CONTENTION: “Received a 10% disability rating from the PEB for post
concussive syndrome and persistent cephalagia. Was rated by the VA at 10%
and 30%, respectively, and I am appealing those decisions. My migraines
are persistent and debilitating and can occur as often as two to three
times per week and I have not less than four per month. This does not
include the almost constant headache that I have. Treatment has some
affect on the frequency and can reduce a migraine to a headache, but the
medicine has completely wipes me out (physically and mentally). Most
physical jobs and careers cannot be performed due to these circumstances.
The medicine that I have to take to try to control these headaches has
numerous side effects which have had a serious impact on my quality of
life. Part of my PEB was a MEB conducted at Naval Hospital Camp Lejeune.
They assessed my right shoulder as to whether it had any impact on my
ability to perform my job. CDR E. performed this even though he was not my
surgeon. His evaluation after my surgery was poor in comparison to MAJ S.
was had to deploy on short notice right after the surgery on my right
shoulder. Dr E. stated that at six weeks post op, there was not any pain.
This is incorrect, as I have bad pain in that shoulder for more than eight
years now. He stated that I had good range of motion but he manually moved
my arm through the full range. Having lived with pain for so long, I did
not jump off the bed or scream. I am a Marine, we do not do that sort of
thing. At the end of Dr E.'s report, he states that it was anticipated
that the shoulder would fully recover and that I had full strength. If I
could not hang from a pull-up bar, how do I have full strength? And as far
as anticipating a full recovery goes. I anticipated spending 20-30 years
in the Marine Corps and look what happened. I do not think that something
as detrimental as a PEB should be based on anticipated recoveries.” He
additionally lists all of his VA rated conditions.
____________________________________________________________________________
__
RATING COMPARISON:
|Service IPEB 20051227 |VA (2 Mo. Pre- Separation) |
|Condition |Code |Rating|Condition |Code |Ratin|Exam |
| | | | | |g | |
|Persistent |Category II |Post Concussion |9304-80|10% |2006042|
|Cephalgia | |syndrome with |45 | |5 |
| | |Cephalgia… | | | |
|Shoulder Injury, |Category III |Residuals, Right |5201-50|10% |2006042|
|Right | |Shoulder |19 | |5 |
|↓No Additional MEB/PEB Entries↓ |Residuals, Left |5201-50|10% |2006042|
| |Shoulder |19 | |5 |
| |Residuals, Right |5206-50|10% |2006042|
| |Elbow |19 | |5 |
| |Residuals, Left |5206-50|10% |2006042|
| |Elbow |19 | |5 |
| |Residuals, Right |5215-50|10% |2006042|
| |Wrist |24 | |5 |
| |Residuals Right |5271-50|10% |2006042|
| |Ankle |24 | |5 |
| |Residuals Left |5271-50|10% |2006042|
| |Ankle |24 | |5 |
| |Residuals, Neck |5237 |10% |2006042|
| | | | |5 |
| |Residuals, Lower |5237 |10% |2006042|
| |Back | | |5 |
| |Tinnitus |6260 |10% |2006042|
| | | | |4 |
| |7 x 0%/8 x NSC |2006042|
| | |5 |
|Combined: 10% |Combined: 80% from 20060707 |
*Initially 10%, it was increased to 30% on appeal using the same
information. The combined rating did not change.
____________________________________________________________________________
__
ANALYSIS SUMMARY: The Board’s rating recommendation for 8045, Traumatic
Brain Injury (TBI), is directly impacted in this case by the following
policy (established by firm precedent and prior legal opinion). As an
implied extension of the DoDI 6040.44 and National Defense Authorization
Act (NDAA) 2008 mandates, the Board will comply with applicable VA
disability rating policy changes issued via “FAST” or training letters (TL)
in effect at the time of separation. The VA TL06-03, dated 13 February
2006, was in force at the time of separation and the initial VA rating
decision. Under this policy letter, a maximum of 10% can be assigned to
code 8045 for "purely subjective complaints.” The VA TL07-05 dated 31
August 2007, specifically addressed the need for a more comprehensive
rating approach to TBI pending the promulgation of the current VASRD rating
formula, FL08-36 effective 23 October 2008. TL07-05 provided for rating
TBI by combining separate ratings from each component of the symptom
complex. TL07-05 was in effect at the time of the VA review of the CI’s
appeal. The Board, however, must use the VASRD and TL06-03 in effect at
the time of separation from service.
Post-Concussive Syndrome With Persistent Cephalgia. The CI was ejected
from his all terrain vehicle (ATV) in May 2002 while “four-wheeling” in the
CA desert. He sustained an observed four minute LOC. A computed
tomography (CT) scan showed an acute sub-dural hematoma with mild left
frontal lobe edema and petechial hemorrhages, most likely due to axonal
shear injury. He was intubated initially, but was stable for discharge
after five days. He also sustained a fracture of the right scapula. He
suffered from PCS such as impairment of short term memory, retrograde
amnesia, difficulty with concentration, and irritability. These symptoms
were not present at a Defense and Veteran Head Injury Program (DVHIP)
intake interview one month after the accident, but waxed and waned over the
next few months. He improved sufficiently to return to full duty on 22
January 2003, eight months after the MVA. Later that same year, he had
recurrent headaches. The working diagnosis was chronic, paroxysmal
hemicranias; treatment with medications and with botox injections provided
temporary relief and chiropractic manipulation proved inadequate.
Neuropsychological testing was done from October 11-13, 2005, nine months
prior to separation, to evaluate subjective complaints of impaired memory.
The CI also noted irritability. No cognitive impairment was found.
Assessment procedures included the Expanded Halstead-Reitan
Neuropsychological Test Battery; Weschler Adult Intelligence Scale-III
(WAIS-III); Weschler Memory Scale-III (WMS-III); North American Adult
Reading Test (NAART); Minnesota Multiphasic Personality Inventory-2 (MMPI-
2); and, clinical interview. He was thought to have an adjustment disorder
with depressed mood and the memory complaints most likely, “stem from the
concentration-robbing impact of pain, emotional distress and situation
stressors on cognitive efficiency.” He was considered fit for full duty.
The non-medical assessment (NMA), accomplished two weeks later, noted that
he was the division chief instructor, “chosen for this position because of
his technical expertise, professionalism, and leadership abilities.” The
commander stated that he would recommend retention on active duty, but the
CI was not motivated to stay.
The narrative summary (NARSUM) indicates that the CI’s condition prevented
him from taking a physical fitness test and that he was unable to lift
objects overhead because of both shoulders, and he was not worldwide
deployable. The MEB NARSUM was performed on 20 October 2005 over eight
months prior to separation, by the Neurologist who had cared for the CI for
the previous two years. The CI was noted to have occipital or right retro-
orbital headaches typically triggered by heavy exertion. No lacrimation,
rhinorrhea, flushing or phono/photophobia was noted. The neurologic exam
was normal. He was diagnosed with medically unacceptable PCS with headache
as the manifestation. A follow-up neurologic exam 23 March 2006, three and
one-half months prior to separation, noted no cognitive impairment. The VA
compensation and pension (C&P) exam was performed 25 April 2006, two and
one-half months prior to separation. The CI stated that he was forgetful,
had problems with multi-tasking and staying organized as well as
irritability. On mental status exam (MSE), it was noted that he
concentrated well, could recall dates fairly well, had good judgment, fair
insight, and that intelligence was a little above average. He was
determined to have occasional social and work impairment. A separate VA
general C&P exam done the same day noted that the CI had post-concussive
headaches 5 days per week, each of which lasted 12 hours and was
incapacitating. He missed five days of work per month. He was also
examined for migraine headaches which lasted 12 hours and were
incapacitating, occurred 3 times per week leading to 5 days lost from work
per month.
As noted above, TL06-03 was in effect at the time of separation and a
maximum of 10% disability is allowed for subjective symptoms. Although
diagnosed as PCS rather than designated formally as TBI, the service and VA
evidence clearly establishes the presence of TBI at separation. Subjective
cognitive impairment was present, although not measurable. The CI
experienced irritability, forgetfulness, difficulty with concentration and
problems with multi-tasking which are all possible sequelae of TBI. The
question facing the Board is not the existence of TBI. Rather, it is
whether or not the attributed conditions were associated with unfitting
impairment at separation. The Board paid specific attention to the PEB’s
fitness adjudication for TBI and considered whether the impact from this
condition was unfairly minimized in the Disability Evaluation System (DES)
process. The Board notes that the commanding officer had put the CI in a
position of responsibility; the formal three-day neuropsychological
assessment did not show cognitive impairment, contrary to what the VA
examiner noted in the VA C&P. The MEB neurologist, who had cared for the
CI for the previous two years, noted no cognitive impairment on the MEB
narrative and on other exams, including a visit near separation. The Board
reasoned that if cognitive impairment could be supported as an unfitting
condition, it would have to be justified by the evidence that there was
associated impairment which would have prevented the CI from discharging
his responsibilities as an instructor. In fact, his commander apparently
thought highly of his performance and recommended retention. On the VA C&P
exam, the TBI related conditions all appear to be part of the history, with
no definitive evidence of cognitive impairment noted on the MSE. The Board
cannot therefore draw a reasonable conclusion that unfitting cognitive
impairment existed separately at the time of separation nor, as required by
TL06-03, that there was any objective evidence of cognitive impairment.
The Board had a lengthy discussion as to whether or not the headaches could
be considered as a separately unfitting condition since there was objective
evidence of a subdural hematoma. After discussion, the determination by
the Board was that IAW TL06-03 even with the objective evidence of the
subdural hematoma the headaches are still a subjective finding of the TBI
and are limited to a 10% disability rating. After due deliberation, in
consideration of the totality of the evidence and VASRD §4.3 (reasonable
doubt), the Board concluded that there was insufficient cause to recommend
a re-characterization of the PEB fitness adjudication for the TBI (post-
concussive) condition.
Other PEB Condition. The other condition forwarded by the MEB and
adjudicated as not unfitting by the PEB was a right shoulder injury. The
CI had a history of multiple right shoulder dislocations, beginning at age
13. In the ATV accident noted above, he had a non-displaced fracture of
the scapula treated conservatively and an acromioclavicular injury treated
with surgery. He later had a fourth right shoulder dislocation in April
2005. A magnetic resonance imaging (MRI) revealed a right shoulder Bankart
lesion, a tear of the labrum which was subsequently repaired
arthroscopically in June 2005, 13 months prior to separation. He was
placed on six months LIMDU; the NMA, MEB and PEB were all accomplished
during this period. There were two range of motion (ROM) goniometric exams
in evidence after the initial recovery from surgery and the MEB exam which
was not goniometric.
|Goniometric ROM |PT ~ 11 Mo. |MEB ~7 Mo. |VA C&P ~ 2+ |
|R Shoulder |Pre-Sep |Pre-Sep |Mo. Pre-Sep |
|Flexion (0-180) |140/160⁰ |- |120⁰ |
|Abduction |150/180⁰ |- |120⁰ |
|(0-180) | | | |
|Comment |Still in |NLM ROM and |Limited by |
| |rehab- |strength, |pain |
| | |Non-goniomet| |
| | |ric, Also | |
| | |refers to | |
| | |20051005 | |
| | |Ortho exam | |
|§4.71a Rating |0% |0% |10% |
At the time of the MEB examination on 14 December 2005 seven months prior
to separation, the CI was six months out from surgery, and had progressed
to the strengthening part of his rehabilitation. He was noted to have full
ROM. The shoulder was stable. There had been improvement from the
orthopedic exam two months previously when there was still some reduction
in strength. The NMA, which noted mild impairment with duties, was also
written at that time (October 2005). This was four months after surgery
while the CI was still in rehabilitation.
At the VA exam on 25 April 2006 two months prior to separation, he noted
pain rated 8/10 occurring ten times per day lasting for an hour, as well as
weakness, stiffness, giving way, and locking. On exam, no edema, effusion,
weakness, tenderness, abnormal movement, guarding, or subluxation was
noted. Limited ROM from pain was the only objective finding noted. DeLuca
criteria were positive only for pain. Imaging was significant for the old
scapular fracture. The joint space was normal as were the soft tissues.
All evidence considered, there is not reasonable doubt in the CI’s favor
supporting recharacterization of the PEB fitness adjudication for the right
shoulder condition.
Other Contended Condition. The CI’s application asserts that compensable
ratings should be considered for migraines and this is discussed above.
The CI also contends for tinnitus, neck strain, left shoulder condition,
bilateral patellofemoral syndrome (PFS), bilateral elbow strain, right
wrist strain, low back strain, bilateral ankle sprains, residual scars and
left varicocele. All of these conditions were reviewed by the action
officer and considered by the Board. None of these conditions were
clinically significant during the MEB period; none required duty
limitations; and, none were implicated in the NMA. There was no evidence
for concluding that any of the conditions interfered with duty performance
to a degree that could be argued as unfitting. The Board determined
therefore that none of the stated conditions were subject to service
disability rating.
Remaining Conditions. Other conditions identified in the DES file were
gastroesophageal reflux disease, lipoma removals, lipoma left forearm,
motion sickness, bilateral arm numbness and sleep disturbance,. Several
additional non-acute conditions or medical complaints were also documented.
None of these conditions were clinically significant during the MEB
period; none required duty limitations; and, none were implicated in the
NMA. These conditions were reviewed by the action officer and considered
by the Board. It was determined that none could be argued as unfitting and
subject to separation rating. Additionally, allergies, tinea pedis, and
onychomycosis as well as several other non-acute conditions were noted in
the VA rating decision proximal to separation, but were not documented in
the DES file. The Board does not have the authority under DoDI 6040.44 to
render fitness or rating recommendations for any conditions not considered
by the DES.
____________________________________________________________________________
__
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department
regulations or guidelines relied upon by the PEB will not be considered by
the Board to the extent they were inconsistent with the VASRD in effect at
the time of the adjudication. In the matter of the PCS, the Board
unanimously recommends no re-characterization of the PEB adjudication. In
the matter of the persistent cephalgia, no re-characterization of the PEB
adjudication as not separately unfitting. In the matter of the right
shoulder condition, the Board unanimously agrees that it cannot recommend a
finding of unfit for additional rating at separation. In the matter of the
tinnitus, neck strain, left shoulder condition, bilateral patella-femoral
syndrome, bilateral elbow strain, right wrist strain, low back strain,
bilateral ankle sprains, residual scars and left varicocele conditions or
any other medical conditions eligible for Board consideration, the Board
unanimously agrees that it cannot recommend any findings of unfit for
additional rating at separation.
____________________________________________________________________________
__
RECOMMENDATION: The Board therefore recommends that there be no
recharacterization of the CI’s disability and separation determination.
|UNFITTING CONDITION |VASRD CODE |RATING |
|Post-Concussive Syndrome |8045-9304 |10% |
|COMBINED |10% |
____________________________________________________________________________
__
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20090901, w/atchs.
Exhibit B. Service Treatment Record.
Exhibit C. Department of Veterans' Affairs Treatment Record.
President, Physical Disability Board of Review
MEMORANDUM FOR DIRECTOR, SECRETARY OF THE NAVY COUNCIL OF REVIEW
BOARDS
Subj: PHYSICAL DISABILITY BOARD OF REVIEW (PDBR) RECOMMENDATION
5777
Ref: (a) DoDI 6040.44
(b) PDBR ltr dtd 23 Aug 11
I have reviewed the subject case pursuant to reference (a) and, for
the reasons set forth in reference (b), approve the recommendation of the
Physical Disability Board of Review XXXXX records not be corrected to
reflect a change in either his characterization of separation or in the
disability rating previously assigned by the Department of the Navy’s
Physical Evaluation Board.
Assistant General Counsel
(Manpower & Reserve Affairs)
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