RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
SEPARATION DATE: 20091027
NAME: XXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1101080
BOARD DATE: 20120801
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was a National Guard SSGT/E-6 (MOS 14J20/Air Defense C4I Tactical Ops
Ctr Enhanced Operator Maintainer), medically separated for polyarticular inflammatory
arthritis and coccidioidomycosis. The two conditions could not be adequately rehabilitated and
resulted in a severely restrictive profile. The CI was unable to meet the physical requirements
of his Military Occupational Specialty (MOS) or satisfy physical fitness standards. He was issued
a permanent P3, U3, L3, E2 profile and referred for a Medical Evaluation Board (MEB). The MEB
forwarded no other conditions for Physical Evaluation Board (PEB) adjudication. The CI’s case
was adjudicated as part of the DOD/Department of Veterans’ Affairs (DVA) Disability Evaluation
System (DES) pilot program under the policy and procedural directive-type memorandum (DTM
dated 21 Nov 2007). The PEB adjudicated the polyarticular inflammatory arthritis and
coccidioidomycosis conditions as unfitting, rated 20% and 0%, with application of the Veteran’s
Affairs Schedule for Rating Disabilities (VASRD). The CI appealed the 0% rating and an PEB
reconsideration memo stated not change was warranted and the case was forwarded to the US
Army Physical Disability Agency. No change was made and the CI was then medically separated
with a 20% and 0% disability rating. The CI continued his appeal at the DVA and his DVA ratings
were increased to a combined 60%.
______________________________________________________________________________
CI CONTENTION: “Appealed rating through DOD/VA pilot program, rating increase to total 60%
combined by DVA. I went through a US Army Physical Evaluation Board at Ft Meade on April
2009 and was found unfit for two conditions: 1) Coccidiomysocis [sic] 2) Inflammatory Arthritis.
I concurred with the findings of unfit; however I disagreed with the rating from the VA on these
two conditions. I was told by my PEBLO at Ft Meade I had a onetime reconsideration while still
on active duty from the VA. If I was unsuccessful I would then have access to the robust VA
appeal process, to dispute the rating once discharged. I sent the VA a Notice of Disagreement
(NOD) in early July 2009. I asked to have my case appealed. On August 10, 2011, I received a
Decision Review Officer Decision. This decision gave me a combined rating of 60% for both my
service connected disabilities. I now request the PDBR to review my discharge rating of 20%
with severance and change it to 60% entitled for military retirement.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. Any conditions or contention not
requested in this application, or otherwise outside the Board’s defined scope of review, remain
eligible for future consideration by the Army Board for the Correction of Military Records
(BCMR).
RATING COMPARISON:
Service PEB – Dated 20090827
VA (2 Mo. Pre-Separation) – All Effective Date 20060215
Condition
Rheumatoid Arthritis
Coccidioidomycosis
Code
5002
6835
Rating
20%
0%
↓No Additional MEB/PEB Entries↓
Rheumatoid Arthritis
Coccidioidomycosis
Condition
Code
5002
6835
Not Service-Connected x 4
Rating
10%*
50%**
Exam
20090115
20090310
20090115
Combined: 20%
Combined: 60%
*Initially not service connected and not associated with 6835. After multiple appeals established as related to 6835 and rated
at 10% effective 20060215.
**Initially 0% effective 20060215. After multiple appeals a 50% rating was granted effective 20060215.
ANALYSIS SUMMARY: The Board acknowledges the sentiment expressed in the CI’s application,
i.e., that the gravity of his condition merits consideration for a higher separation rating. The
Board wishes to clarify that it is subject to the same laws for disability entitlements as those
under which the DES operates. While the DES considers all of the service member's medical
conditions, compensation can only be offered for those medical conditions that cut short a
service member’s career, and then only to the degree of severity present at the time of final
disposition. However the DVA, operating under a different set of laws (Title 38, United States
Code), is empowered to compensate all service-connected conditions and to periodically
reevaluate said conditions for the purpose of adjusting the Veteran’s disability rating should the
degree of impairment vary over time. The Board utilizes DVA evidence proximal to separation
in arriving at its recommendations; and, DoDI 6040.44 defines a 12-month interval for special
consideration to post-separation evidence. The Board’s authority as defined in DoDI 6040.44,
however, resides in evaluating the fairness of DES fitness determinations and rating decisions
for disability at the time of separation. Post-separation evidence therefore is probative only to
the extent that it reasonably reflects the disability and fitness implications at the time of
separation.
Rheumatoid arthritis. The CI was in the National Guard and had served on active duty from
24 June 1982 to 25 April 1986 and 18 November 2005 to 14 February 2006. During the second
period of active duty he became acutely
ill and was eventually diagnosed with
coccidioidomycosis and was treated with antifungal medication. He also developed joint aches
in this same timeframe, with mainly his bilateral knees, shoulders, wrists, and occasionally the
small joints of his hands, elbows, ankles, and chest. He was evaluated by rheumatology and
diagnosed with polyarticular inflammatory arthritis. His physical activity was severely restricted
due to this condition along with the pulmonary residuals of the coccidioidomycosis infection as
discussed below. His profile was P3U3L3E2 and the only activity marked yes was walk at own
pace and distance. He was treated with two disease-modifying antirheumatic drugs (DMARDs),
leflunomide (Arava) and hydroxychloroquine (Plaquenil), as well as carisoprodol (Soma) a
muscle relaxant he took for the pain in his chest and diclofenac sodium topical (Voltaren) gel he
also took for pain.
As part of the DOD/VA DES pilot program the CI’s VA Compensation and Pension (C&P)
examinations were the sole examinations used for rating his conditions by the PEB. The VA
DoD/VA pilot program consolidated narrative summary (NARSUM) was completed by an Army
physician in April 2009 utilizing the VA C&P examinations and interviews with the CI from
6 November 2008 and 2 April 2009. The NARSUM states the CI continued to have pain affecting
multiple joints and was unable to perform the duties required of his MOS secondary to the this
condition.
2 PD1101080
Shoulder ROM
Flexion (0-180⁰)
Abduction (0-180⁰)
Internal rotation
Comments
§4.71a Rating
Knee ROM
Flexion (140⁰
Normal)
Extension (0⁰
Normal)
Comment
§4.71a Rating
Ankle ROM
Dorsiflexion (0-20⁰)
Plantar Flexion (0-45⁰)
Comment
VA C&P ~ 9 Months Pre-Separation
(20090115)
Right
0-125⁰
0-125⁰
80°
10%
Left
0-125⁰
0-125⁰
80°
10%
No AC tenderness or muscle atrophy.
VA C&P ~ 9 Months Pre-Separation
(20090115)
Left
0-120⁰
0-5⁰
Right
0-120⁰
0-5⁰
No swelling/effusion or deformity; able to walk on
toes and heels without pain; squatting full but
painful; no instability either knee; no pain or
tenderness either knee.
10%
10%
VA C&P ~ 9 Months Pre-Separation
(20090115)
Left
Right
20° (35⁰)
0-40⁰
No swelling, effusion or deformity; no tenderness
over either malleoli.
20° (35⁰)
0-40⁰
10%
There were three goniometric range-of-motion (ROM) evaluations
in evidence, with
documentation of additional ratable criteria, which the Board weighed in arriving at its rating
recommendation; as summarized in the chart below.
§4.71a Rating
10%
The NARSUM noted this condition, along with the residuals of coccidioidomycosis, rendered the
CI unable to perform any exercise whatsoever and noted he had not performed any drills with
the military service since early 2006. This was in contrast to the VA C&P examination which had
noted there was no evidence of any impact on activities of daily living or his current occupation.
Although no NARSUM addendum from rheumatology was completed, the physician who
completed the NARSUM stated the CI’s rheumatologist had opined the arthritis was chronic
and not responding optimally to medication or treatment. As mentioned above, the CI’s
permanent profile was severely restrictive and the CI’s commander stated he was not able to
perform his military duties.
Although the PEB determined rheumatoid arthritis to be unfitting and associated with the
coccidioidomycosis infection, the VA initially determined it was neither service-connected nor
secondary to the fungal infection. However, as part of the pilot program, the VA provided a
rating determination for the PEB. A 20% rating was assigned for DES purposes based on
polyarticular inflammatory arthritis with one or two exacerbations a year in a well-established
diagnosis. After a series of appeals, the VA ultimately decided this condition was related to the
coccidioidomycosis after a VA examiner determined in August 2011 that arthritis of the left
hand was associated with the fungal infection. Only the hand joint complaints were included
3 PD1101080
and a 10% rating was applied with VASRD code 5002, rheumatoid arthritis, effective on
15 February 2006, the day after the CI separated from active duty.
The Board directs attention to its rating recommendation based on the above evidence. The
clinical rating criteria for code 5002 states this condition can be rated either as an active
process with the rating determined by the impact on the overall health and the frequency of
exacerbations or by rating for chronic residuals based on limitation of motion or ankylosis, but
not both. It also states the higher evaluation will be assigned. There is no evidence in the
record available for review regarding the presence or frequency of episodes of rheumatoid
arthritis as an active process, other than the initial symptoms described at the time of the
coccidioidomycosis infection in January 2006. However, even if the Board had access to
evidence supporting the 20%, a higher rating is achieved by rating the chronic residuals
manifested by decreased ROM of the CI’s bilateral shoulders, knees, and ankles. Each joint has
limited motion at the noncompensable level and six 10% ratings are supported. This results in a
combined 50% rating and this rating must be applied as the higher rating IAW the code 5002
rating criteria. After due deliberation, considering all of the evidence and mindful of VASRD
§4.3 (reasonable doubt), the Board recommends a disability rating of 50% for the rheumatoid
arthritis condition.
Coccidioidomycosis. As stated above, during his second period of active duty the CI became
acutely ill and was eventually diagnosed with coccidioidomycosis and was treated with
antifungal medication. His physical activity was severely restricted due to this condition along
with the arthritis as discussed above. His profile was P3U3L3E2 and the only activity marked
yes was walk at own pace and distance.
The DoD/VA pilot program consolidated NARSUM from April 2009 stated the CI continued to be
actively coughing sporadically and that this condition interfered with his ability to exercise and
perform the duties required of his MOS. Although no NARSUM addendum from pulmonology
was completed, the physician who completed the NARSUM stated the CI’s pulmonologist had
opined the coccidioidomycosis was chronic and not responding optimally to medication or
treatment. The VA C&P general medical examination performed on January 2009 stated the CI
continued to have some shortness of breath and coughing and required symptomatic
medication but had no diagnosed pulmonary condition. The record reveals the use of
Benzonatate (Tessalon Perles) for cough. The VA C&P also notes yearly chest CT scans had
documented persistent calcifications but no new nodules. The lung exam noted equal breath
sounds bilaterally. Pulmonary function tests were normal. The pulmonary C&P exam also
reported the presence of right perihilar adenopathy on the chest CT. The CT report is not
available for Board review. This C&P also noted the CI had two days of incapacitating episodes
over the past 12 months. As mentioned above, the CI’s permanent profile was severely
restrictive and the CI’s commander stated he was not able to perform his military duties.
The VA had initially determined this condition was service-connected in 2006 and applied a 0%
rating effective on 15 February 2006. This rating was increased to 30% effective on
11 August 2006 based on the findings of a VA C&P examination performed on
9 May 2007. This examination noted the persistence of chest nodules and a cough, occasionally
producing sputum, but managed with Tessalon Perles. There was no evidence of hemoptysis or
need for suppressive therapy and although the CI had reported wheezing with exertion,
pulmonary function tests revealed no obstruction. The CI reported he could walk two miles
without problem but had missed three to four days of work secondary to fatigue and had been
told to stay home by his doctor. Physical examination was normal. At the time of the PEB, the
VA had determined the rating was to be decreased to 0% because no pulmonary diagnosis had
been made by the 15 January 2009 VA C&P examiner. Although the CI had symptoms and was
unable to perform any type of exertion as evidenced by his severely restrictive profile, no
diagnosis was provided by the VA examiner. The PEB convened on 24 July 2009 applied the 0%
4 PD1101080
than 0%
requires
the presence of chronic coccidioidomycosis.
to the unfitting condition of coccidioidomycosis. The CI requested a reconsideration of the 0%
rating but the PEB determined no change was warranted. The case was also forwarded to the
US Army Physical Disability Agency but no changes were made.
After a series of appeals to the VA, the rating was increased to 50% effective on
15 February 2006. The decision was based on the totality of the evidence to date and included
a VA pulmonary C&P examination performed on 22 January 2011. This decision stated the CI
was taking suppressive therapy, itraconazole at the time of separation from active duty in 2006
and the medications he later took, Advair and steroids, also constituted suppressive therapy.
The C&P exam noted CI also had chronic shortness of breath in the morning and the
medications were mildly effective for his cough. A repeat CT scan from March 2010
documented a stable calcified right upper lobe nodule and pleural thickening in the lung apices
and upper hemithorax, a sign of inflammation. This examination also states the CI was 72
inches tall and weighed 118. However, another exam on the same day stated his weight was
188 and that is consistent with previously recorded weights.
The Board directs attention to its rating recommendation based on the above evidence. A 0%
rating is applied for healed and inactive mycotic lesions in an asymptomatic person. Any rating
greater
Chronic
coccidioidomycosis develops in 5-8% of patients following primary pulmonary disease. This is
characterized by pulmonary disease, with or without extrapulmonary spread, or by
extrapulmonary disease alone. The most common forms are cavity or nodule formation, which
frequently represent a transition from acute disease to resolution. Approximately 5% of
pulmonary infections result in the formation of nodules. These typically cause no symptoms.
Approximately half of these nodules resolve spontaneously. However, persistent nodules can
eventually degenerate into thin-walled cavitations, which may erode into adjacent small
airways or the pleural space, resulting in hemoptysis or pneumothorax. Rupture of a peripheral
coccidioidal cavity into the pleural space is a complication that is most common in young male
patients. While the CI’s nodules remained stable, they did not resolve and as such represent
chronic disease, although not chronic active disease. He continued to have a chronic cough,
occasionally productive of light phlegm, especially in the morning and was not a smoker. The CI
also complained of shortness of breath with exertion and while pulmonary function tests at the
time of separation were normal, the CI was not exerting himself at the time of testing. Although
the VA decision stated the CI was on itraconazole at the time of separation, the military record
shows that he was no longer taking this medication on the day of separation. The only
medication he was taking for this condition at the time of separation was Tessalon Perles and
this cannot be considered suppressive therapy. This information supports a rating of 30%
based on chronic pulmonary mycosis with minimal symptoms of occasional productive cough.
After due deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable
doubt), the Board recommends a disability rating of 30% for the coccidioidomycosis condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the rheumatoid arthritis condition, the Board unanimously
recommends a disability rating of 50%, coded 5002 IAW VASRD §4.71a. In the matter of the
coccidioidomycosis condition, the Board unanimously recommends a disability rating of 30%,
coded 6835 IAW VASRD §4.97. There were no other conditions within the Board’s scope of
review for consideration.
5 PD1101080
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows; and, that the discharge with severance pay be recharacterized to reflect permanent
disability retirement, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
COMBINED with BLF 5.7
5002
6835
50%
30%
70%
Rheumatoid arthritis
Coccidioidomycosis
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20111107, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
XXXXXXXXXXXXXXXXXXX
President
Physical Disability Board of Review
6 PD1101080
a. Providing a correction to the individual’s separation document showing that the
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / ), 2900 Crystal Drive, Suite 300, Arlington, VA 22202
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXXXXX, AR20120014318 (PD201101080)
1. Under the authority of Title 10, United States Code, section 1554(a), I approve the enclosed
recommendation of the Department of Defense Physical Disability Board of Review (DoD PDBR)
pertaining to the individual named in the subject line above to recharacterize the individual’s
separation as a permanent disability retirement with the combined disability rating of 70%
effective the date of the individual’s original medical separation for disability with severance
pay.
2. I direct that all the Department of the Army records of the individual concerned be corrected
accordingly no later than 120 days from the date of this memorandum.
individual was separated by reason of permanent disability retirement effective the date of the
original medical separation for disability with severance pay.
effective the date of the original medical separation for disability with severance pay.
c. Adjusting pay and allowances accordingly. Pay and allowance adjustment will
account for recoupment of severance pay, and payment of permanent retired pay at 70%
effective the date of the original medical separation for disability with severance pay.
medical TRICARE retiree options.
3. I request that a copy of the corrections and any related correspondence be provided to the
individual concerned, counsel (if any), any Members of Congress who have shown interest, and
to the Army Review Boards Agency with a copy of this memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
b. Providing orders showing that the individual was retired with permanent disability
d. Affording the individual the opportunity to elect Survivor Benefit Plan (SBP) and
XXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
7 PD1101080
CF:
( ) DoD PDBR
( ) DVA
8 PD1101080
AF | PDBR | CY2011 | PD2011-00774
The PEB adjudicated the chronic left lung condition as unfitting, rated 10%, five years after being placed on TDRL, with application of the Veteran’s Affairs Schedule for Rating Disabilities (VASRD). The exams documented improving weight, negative serology titers for coccidiomycosis yet continued symptoms of dyspnea on exertion (DOE), chest pain and headaches. At the final TDRL MEB exam, the CI reported no improvement.
AF | PDBR | CY2013 | PD-2013-01992
Review of the available service treatment record revealed that the CI first developed joint symptoms in April 2003.She presented in September 2003 with complaints of morning stiffness and pain and swelling of her hands wrists and shoulders. This was the approach taken by the VA, who assigned separate 10% ratings under a combination 6350-5002 code (5002 – rheumatoid arthritis) for each wrist and each hand (identified as right finger joints and left finger joints, or “group of minor joints”)....
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The Board’s assessment of the PEB rating determinations is confined to review of medical records and all available evidence for application of the Veterans Affairs Schedule for Rating Disabilities (VASRD) standards to the unfitting medical condition at the time of separation. The record indicated that the CI developed pain in the hands, wrists,knees, and feet with morning stiffness in December 2002. Exam documented bilateral wrist swelling and tenderness with painful ROM to VA normal limits.
AF | PDBR | CY2009 | PD2009-00689
All evidence considered, there is not reasonable doubt in the CI’s favor supporting a change from the PEB’s 20% rating decision for the rheumatoid arthritis condition. Service Treatment Record. I have carefully reviewed the evidence of record and the recommendation of the Board.
AF | PDBR | CY2011 | PD2011-01046
The MEB forwarded rheumatoid arthritis to the Physical Evaluation Board (PEB) as medically unacceptable IAW AR 40-501. The PEB adjudicated the rheumatoid arthritis condition as unfitting, rated 20% with application of the Veteran’s Affairs Schedule for Rating Disabilities (VASRD). The examiner concluded: “Although she is capable of performing her duties within her MOS, she cannot participate sufficiently in field training and is non-deployable, her overall performance of duty as a soldier...
AF | PDBR | CY2013 | PD-2013-02210
Bilateral Knee Pain Condition . The CI continued with left knee pain and was seen by physical therapy (PT) for an evaluation. I have carefully reviewed the evidence of record and the recommendation of the Board.
AF | PDBR | CY2011 | PD2011-00706
The PEB adjudicated the polyarthralgia condition with chronic knee, ankle, shoulder and hand pain as unfitting rated 10%, with likely application of the US Army Physical Disability Agency (USAPDA) pain policy. The rheumatology evaluations never recorded any complaint of shoulder pain, and joint examinations by the rheumatologist were normal. ROM examinations at the time of MEB and the VA C&P examination proximate to the time of separation support the 10% rating adjudicated by the PEB.
AF | PDBR | CY2011 | PD2011-00732
There was also swelling of the ankles noted. The Board noted that the VA subsequently rated the joints individually on the 23 November 2011 decision, over 4 years after separation and considered whether there were chronic residuals at the time of separation warranting rating separate from the arthritis condition. The Board considered the final rheumatologic examination, three months prior to separation, which documented excellent control of her RA with “no signs of active synovitis”, and...
AF | PDBR | CY2010 | PD2010-01170
CI CONTENTION : The CI states: “Low Back Fusion, Chronic Right side Radiculpathy, Migraine Headaches, Arthritis, Nephrolithiasis and Lupus.” She additionally lists all of her VA conditions and ratings as per the rating chart below. The rating was upheld by the FPEB on 4 August 2006, 2 months prior to separation, noting the CI’s contention for medical retirement, but finding no evidence supporting a rating of greater than 20%. In the matter of the radiculopathy right lower extremity,...