RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXX BRANCH OF SERVICE: MARINE
CORPS
CASE NUMBER: PD20110005 SEPARATION DATE: 20050731
BOARD DATE: 20111129
SUMMARY OF CASE: Data extracted from the available evidence of record
reflects that this covered individual (CI) was an active duty member, SGT/E-
5 (0621 / Field Radio Operator), medically separated for bipolar I disorder
and anxiety disorder, not otherwise specified (NOS). The CI sought
treatment for mood swings and depressed mood as early as 1998. In 2001,
his symptoms progressed to include anxiety, nightmares, hypervigilance and
flashbacks of childhood trauma. The CI was subsequently diagnosed with
posttraumatic stress disorder (related to the childhood trauma) and
dysthymia. After treatment with medication and therapy, he was determined
fit for duty and successfully deployed with his unit. In 2005, however,
the CI began to display overt signs of mania with psychotic symptoms and he
was subsequently diagnosed with bipolar disorder. Despite therapy and
medication, he did not respond adequately to perform within his military
occupational specialty (MOS). He was placed on limited duty (LIMDU) and
underwent a Medical Evaluation Board (MEB). Bipolar affective disorder
(manic severe, specified as with psychotic behavior), anxiety state
(unspecified) and gender identity disorder were forwarded to the Physical
Evaluation Board (PEB) as medically unacceptable IAW SECNAVINST 1850.4E.
No other conditions appeared on the MEB’s submission. The condition of
gender identity disorder is not a ratable condition IAW DoD and Department
of Veterans’ Affairs (VA) regulations and that condition will not be
discussed further. Other conditions included in the Disability Evaluation
System (DES) packet will be discussed below. The Informal PEB (IPEB)
adjudicated bipolar I disorder and anxiety disorder, NOS, as unfitting,
rated 10% each IAW the SECNAVINST 1850.4E. The CI made no appeals, and was
medically separated with a 20% combined disability rating.
CI CONTENTION: The CI states: “I was medically separated from the US
Marines July 31, 2005. I was identified with 20% disability rating
resulting from borderline personality disorder and tinnitus. During
treatment at Raleigh-Durham NC, I was evaluated and received 50% disability
rating. Eventually, following additional diagnosis (sic), this 50%
disability rating was increased to 70%. I am requesting a re-evaluation
through the Wounded Warrior program to reconsider my original 20%
disability rating from the Marines.” He additionally lists some of his VA
conditions and ratings as per the rating chart below. A contention for
their inclusion in the separation rating is therefore implied.
RATING COMPARISON:
|Service IPEB – Dated 20050525 |VA (2 Mos. Pre-Separation) – All |
| |Effective 20050801 |
|Condition |Code |Rating |
|Combined: 20% |Combined: 60%* |
*Increased 9413-9432 to 50% effective 20051110 from VA notes and VA exam of
20070907 (combined 70%)
ANALYSIS SUMMARY:
Bipolar Disorder and Anxiety Disorder. At the time of the MEB psychiatric
exam, the CI was on medications for depression, anxiety and manic symptoms.
He was experiencing symptoms of his manic phase and revealed that he had
recently been in a depressed phase. The CI noted that his manic episodes
occurred several times per year, lasting from days to two months at a time.
During his manic episodes, the CI noted racing thoughts, flight of ideas,
impulsive behavior and extremely reactive mood with rapid rage. He also
reported going for days with minimal sleep and noted a tendency to take on
multiple goal-directed activities which he was too distracted to actually
complete. During severe episodes, the CI also developed psychotic symptoms
to include delusions of grandeur, paranoid ideation and ideas of reference.
He reported that his manic symptoms often led to aggressive behavior and
had led to the end of his marriage. The CI additionally endorsed episodes
of depression with symptoms of sadness, anhedonia, increased sleep,
decreased energy, anxiety, irritability and episodes of rage. On mental
status exam (MSE), his mood was slightly euphoric and his affect was
expansive. The examiner additionally documented distractibility, pressured
speech with excessive productions, flight of ideas, tangential and
circumferential thought processes, and some signs of inflated self esteem.
The CI was not suicidal or homicidal. The examiner commented on the
history of severe manic episodes with psychotic symptoms and concluded that
the CI had a poor prognosis for continued military service and a moderate
prognosis for civilian employment. The Axis I diagnoses were bipolar I
disorder (most recent episode manic, severe with psychotic features);
anxiety disorder, NOS and gender identity disorder. The GAF was assigned
at 55, in the range of moderate symptoms. The non-medical assessment (NMA)
commented that the “SNM does not respond well to the stresses of field
exercises, deployments, or real world military operations.” The PEB rated
the bipolar disorder condition and the anxiety disorder condition,
separately, at 10% each on the basis of this exam.
One month later, at the VA compensation and pension (C&P) exam, the CI
endorsed feelings of sadness, depression, sleep impairment, poor
concentration, nightmares, intrusive thoughts and appetite disturbance. He
reported having few friends and limited recreational or leisure pursuits.
On MSE, he was extremely anxious, with a tense mood and appropriate affect.
There were no delusions, flight of ideas, hallucinations or ideas of
reference. He was not suicidal or homicidal and his insight and judgment
appeared to be adequate. The examiner concluded “moderately serious
impairment in psychosocial functioning.” The Axis I diagnoses were
attention deficit hyperactivity disorder, bipolar disorder and gender
identity disorder. The GAF was assigned at 53 (MEB GAF=55), in the range
of moderate symptoms. The examiner further noted “three Axis I diagnoses
that mutually aggravate one another. I cannot ascribe a specific degree of
impairment of any one independent of the other with any medical certainty
without resorting to speculation.” The VA assigned a rating of 30% on the
basis of this exam. VA records indicate a decrease in global functioning
from four months post-separation and a VA exam 26 months post-separation
indicated significant new symptoms for memory and thought process
impairment with a GAF of 48. This was adjudged to be post-separation
worsening of the CI’s condition.
The Board directs its attention to its rating recommendations based on the
evidence just described. It was noted that the PEB’s decision to rate the
two unfitting mental health conditions separately was not consistent with
the VASRD. The CI had some treatment notes indicating a diagnosis of post
traumatic stress disorder (“PTSD, dysthymia”) from 2002 through 2004 with
indications of “fit for deployment,” and appeared to successfully deploy.
The condition of PTSD was not significantly clinically or occupationally
active during the MEB period, and could not be argued as unfitting or
subject to separation rating. The CI’s unfitting bipolar disorder appeared
to be long-standing and the unfitting anxiety disorder did not include
PTSD, but was coupled with depressive periods of his bipolar disorder.
There was not sufficient evidence in the record supporting application of
VASRD §4.129, Mental disorders due to traumatic stress.
Separating the psychiatric impairment due to bipolar disorder from that due
to anxiety disorder requires undue speculation and is a moot exercise for
practical purposes. The psychiatric impairment from both conditions must
be combined under a single §4.130 rating since the VASRD does not allow
otherwise, except in unique circumstances (older 8045-9304 codes, eating
disorders, etc.) which are not found in this case. Deductions for
excluded, or not unfitting, mental health disorders is not permitted unless
the symptoms and impairment are distinctly apportioned by the examiner.
Such was not the case and the Board must rate the total psychiatric
impairment as if the two Axis I conditions were a single unfitting mental
disorder condition.
The MEB exam and the VA exam were both proximate to time of separation and
both carried equal probative value. The degree of impairment described at
both exams was in the range of moderate symptoms, with both exams
documenting significant social impairment. Both exams also documented
periods of intermittent occupational impairment when the CI was
experiencing symptoms of his manic phase or his depressive phase. The 30%
description (“occupational and social impairment with occasional decrease
in work efficiency and intermittent periods of inability to perform
occupational tasks”) is a better fit with the occupational functioning in
evidence. The Board deliberated if the CI’s history of severe manic
episodes with psychotic symptoms supported the higher 50% rating
recommendation. After due deliberation, considering the totality of the
evidence and mindful of VASRD §4.3 (reasonable doubt), the Board recommends
a separation rating of 30% for the bipolar disorder and anxiety disorder
conditions, coded 9413-9432.
Other PEB Conditions. Gender identity disorder is a condition which does
not constitute a physical disability IAW DoDI 1332.38, E5, and is not
compensable. All evidence considered, there is not reasonable doubt in the
CI’s favor supporting recharacterization of the PEB Category IV
adjudication for the gender identity disorder condition.
Other Conditions. The conditions of right knee chondromalacia, cervical
spine strain and tinnitus were noted in the VA rating decision and
documented in the DES file. None of these conditions were clinically or
occupationally significant during the MEB period, none were the basis for
limited duty and none were implicated in the NMA. These conditions were
reviewed by the action officer and considered by the Board. It was
determined that none could be argued as unfitting and subject to separation
rating.
Remaining Conditions. Several additional non-acute conditions or medical
complaints were documented in the MEB history and physical. None of these
conditions were clinically or occupationally active during the MEB period,
none were the basis for limited duty and none were implicated in the NMA.
These conditions were reviewed by the action officer and considered by the
Board. It was determined that none could be argued as unfitting and
subject to separation rating. The Board, therefore, has no reasonable
basis for recommending any additional unfitting conditions for separation
rating.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department
regulations or guidelines relied upon by the PEB will not be considered by
the Board to the extent they were inconsistent with the VASRD in effect at
the time of the adjudication. As discussed above, PEB reliance on
SECNAVINST 1850.4E for rating the bipolar disorder and anxiety disorder
conditions was operant in this case and the conditions were adjudicated
independently of that instruction by the Board. In the matter of the
bipolar disorder and anxiety disorder conditions, the Board unanimously
recommends a rating of 30% coded 9413-9432 IAW VASRD §4.130. In the matter
of the gender identity disorder condition, the Board unanimously recommends
no recharacterization of the PEB adjudication as Category IV (not a
disability and not compensable). In the matter of the right knee
chondromalacia, cervical spine strain and tinnitus conditions or any other
medical conditions eligible for Board consideration; the Board unanimously
agrees that it cannot recommend any findings of unfit for additional rating
at separation.
RECOMMENDATION: The Board recommends that the CI’s prior determination be
modified as follows and that the discharge with severance pay be
recharacterized to reflect permanent disability retirement, effective as of
the date of his prior medical separation:
|UNFITTING CONDITION |VASRD CODE |RATING |
|Bipolar I Disorder with Anxiety Disorder |9413-9432 |30% |
|COMBINED |30% |
____________________________________________________________________________
__
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20101201, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans' Affairs Treatment Record
President
Physical
Disability Board of Review
MEMORANDUM FOR DEPUTY COMMANDANT, MANPOWER & RESERVE AFFAIRS
Subj: PHYSICAL DISABILITY BOARD OF REVIEW (PDBR) RECOMMENDATION
ICO XXXXX, FORMER USMC, XXX XX XXXX
Ref: (a) DoDI 6040.44
1. I have reviewed the subject case pursuant to reference (a) and direct
the subject member’s official records be corrected to reflect the following
disposition:
a. Separation from the Naval Service due to physical disability rated at
30 percent with transfer to the Temporary Disability Retired List
effective 31 July 2005.
b. Separation due to disability rated at 10 percent effective 30 January
2007.
2. Please ensure all necessary actions are taken to implement this
decision, including the recoupment of previously paid disability separation
pay if warranted, and notification to the subject member once those actions
are completed.
Principal Deputy
Assistant Secretary of the Navy
(Manpower & Reserve Affairs)
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