RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20030526
NAME: XXXXXXXXXXXXXXXXXX
CASE NUMBER: PD1200230
BOARD DATE: 20121128
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SGT/E-5 (54B/Chemical Specialist), medically
separated for chronic back pain. The CI developed chronic low back pain (LBP) after a motor
vehicle accident in 1999. Despite comprehensive conservative therapy as well as more invasive
trigger point and caudal blocking injections, the chronic back pain condition could not be
adequately rehabilitated and the CI remained unable to meet the physical requirements of her
Military Occupational Specialty (MOS) or satisfy physical fitness standards. She was issued a
permanent L3 profile and referred for a Medical Evaluation Board (MEB). The MEB forwarded
no other conditions for Physical Evaluation Board (PEB) adjudication. The PEB adjudicated the
chronic back pain condition as unfitting, rated 10%, with application of the Veteran’s Affairs
Schedule for Rating Disabilities (VASRD) and Department of Defense Instruction (DoDI) 1332.39.
The CI made no appeals, and was medically separated with a 10% disability rating.
CI CONTENTION: “The Army rated me 10% for my chronic lower back pain but did not include
my other service-connected diagnoses.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. The chronic LBP condition is the only
condition identified by the PEB. The other requested conditions of scar residual of ganglion
cyst, residuals of rape, and gynecological condition are not within the Board’s purview. Any
conditions or contention not requested in this application, or otherwise outside the Board’s
defined scope of review, remain eligible for future consideration by the Army Board for
Correction of Military Records.
RATING COMPARISON:
Service PEB – Dated 20030204
VA (2 Mos. Post-Separation) – All Effective Date 20030527
Condition
Chronic Back Pain
Code
5299-5295
Rating
10%
↓No Additional MEB/PEB Entries↓
Combined: 10%
Condition
Disc Disease of the Lumbar
Spine
Scar Residual of Ganglion Cyst,
Right Wrist
Residuals of Rape
Code
5293-5292
Rating
10%
7804
9411
10%
50%
0% X 1/ Not Service-Connected x 2
Combined: 60%
Exam
20030714
20030714
20040213
20040219
ANALYSIS SUMMARY: The Board acknowledges the CI’s contention that suggests ratings should
have been conferred for other conditions documented at the time of separation. The Board
wishes to clarify that it is subject to the same laws for disability entitlements as those under
which the Disability Evaluation System (DES) operates. While the DES considers all of the
member's medical conditions, compensation can only be offered for those medical conditions
that cut short a member’s career, and then only to the degree of severity present at the time of
final disposition. However the Department of Veteran Affairs (DVA), operating under a
different set of laws (Title 38, United States Code), is empowered to compensate all service-
connected conditions and to periodically reevaluate said conditions for the purpose of adjusting
the Veteran’s disability rating should her degree of impairment vary over time. The Board
utilizes DVA evidence proximal to separation in arriving at its recommendations; and, DoDI
6040.44 defines a 12-month interval for special consideration to post-separation evidence. The
Board’s authority as defined in DoDI 6040.44, however, resides in evaluating the fairness of DES
fitness determinations and rating decisions for disability at the time of separation and is limited
to conditions adjudicated by the PEB as either unfitting or not unfitting. Post-separation
evidence therefore is probative only to the extent that it reasonably reflects the disability and
fitness implications at the time of separation.
Chronic Back Pain Condition. There were three range-of-motion (ROM) evaluations in
evidence, with documentation of additional ratable criteria, which the Board weighed in
arriving at its rating recommendation; as summarized in the chart below. The record does not
specify whether these measurements were made with a goniometer and this was not required
by the 2002 VASRD.
Neurosurgery ~ 5 Months
Pre-Separation
70°
10°
30°
30°
Not Measured
Not Measured
140° to 200°
Thoracolumbar
ROM
Flexion (90⁰ Normal)
Extension (0-30)
R Lateral Flex (0-30)
L Lateral Flex 0-30)
R Rotation (0-30)
L Rotation (0-30)
Combined (240⁰)
Comment
MEB ~5 Months
Pre-Separation
70⁰
Not Measured
30⁰ (40)
30⁰ (40)
Not Measured
Not Measured
130° to 220°
VA C&P ~1.5 Months
Post-Separation
90⁰
25⁰
25-30⁰
25-30⁰
Not Measured
Not Measured
165° to 225°
No spasm, list, or tenderness;
normal pinprick and strength
5/5 bilateral lower extremities;
reflexes 1/4 symmetric. MRI
slight desiccation and bulging
of L4-5 disc. EMG left lower
extremity normal.
Gait undisturbed; tenderness to
palpation in bilateral lumbar
paraspinal regions; straight leg raises
are negative; reflexes 1+ at bilateral
knees and ankles; motor strength 5/5
and intact pinprick sensation in
bilateral lower extremities.
Slightly tender at L5-S1 level;
no spasm, no abnormal
curvature, and no radicular
pain; strength is symmetrical
in the lower extremities and
reflexes and sensation were
normal.
§4.71a Rating
5292
5293
5295
10%
10%
10%
10%
10%
10%
10%
10%
The MEB narrative summary (NARSUM) completed approximately 5 months prior to separation
and it reports persistent lower back pain after a motor vehicle accident in 1999. Despite
extensive conservative treatment with medication, physical therapy, and profiles as well as
more invasive treatment with trigger point and caudal blocking injections she continued to
have pain that prevented her from performing the duties required of her MOS. Neurosurgery
noted that surgery was not indicated. A magnetic resonance imaging (MRI) performed in May
2002 noted minimally bulging discs at L4-5 and L5-S1 with minimal disc desiccation at L3-4 and
L4-5. Although the NARSUM notes a history of intermittent right lower extremity paresthesia
to the level of the knee and a normal right lower extremity electromyogram (EMG), an EMG of
the left lower extremity was performed in July 2002 and was normal. No EMG of the right
lower extremity was found in the record. Physical exertion, lifting more than 30 pounds, and
wearing military gear would cause her pain to increase to 7 or 8/10 and she was limited to
administrative duties in her company. At the MEB exam, the CI reported numbness and tingling
shooting down both legs whenever her back “starts spasming.” The MEB physical exam was
done by the same examiner that prepared the NARSUM and the physical examination findings
are recorded in the ROM chart above. A VA Compensation and Pension (C&P) exam was
completed almost 2 months after separation and it documented a similar clinical history. At the
time of this examination, the CI reported pain of 6/10. She complained of stiffness and the use
of Oxycodone for pain. An X-ray noted questionable narrowing at the level of the L5-S1 disc
that could have represented either a normal exam or mild disc disease.
The 2002 Veterans Administration Schedule for Rating Disabilities (VASRD) coding and rating
standards for the spine, which were in effect at the time of separation, were modified on
23 September 2002 to add incapacitating episodes (5293 Intervertebral disc syndrome), and
then changed to the current §4.71a rating standards on 26 September 2003. The 2002
standards for rating based on ROM impairment were subject to the rater’s opinion regarding
degree of severity, whereas the current standards specify rating thresholds in degrees of ROM
impairment. When older cases have goniometric measurements in evidence, the Board
reconciles (to the extent possible) its opinion regarding degree of severity for the older spine
codes and ratings with the objective thresholds specified in the current VASRD §4.71a general
rating formula for the spine. This promotes uniformity of its recommendations for different
cases from the same period and more conformity across dates of separation, without sacrificing
compliance with the DoDI 6040.44 requirement for rating IAW the VASRD in effect at the time
of separation. For the reader’s convenience, the 2002 rating codes under discussion in this case
are excerpted below.
5292 Spine, limitation of motion of, lumbar:
Severe............................................................................................ 40
Moderate...................................................................................... 20
Slight............................................................................................. 10
5293 Intervertebral disc syndrome:
Pronounced; with persistent symptoms compatible with sciatic
neuropathy with characteristic pain and demonstrable muscle
spasm, absent ankle jerk, or other neurological findings
appropriate to site of diseased disc, little intermittent
relief.............................................................................................. 60
Severe; recurring attacks, with intermittent relief....................... 40
Moderate; recurring attacks.......................................................... 20
Mild................................................................................................. 10
Postoperative, cured....................................................................... 0
5295 Lumbosacral strain:
Severe; with listing of whole spine to opposite side, positive
Goldthwaite's sign, marked limitation of forward bending in
standing position, loss of lateral motion with osteo-
arthritic changes, or narrowing or irregularity of joint
space, or some of the above with abnormal mobility on forced
motion.............................................................................................. 40
With muscle spasm on extreme forward bending, loss of lateral
spine motion, unilateral, in standing position.................................. 20
With characteristic pain on motion.................................................. 10
With slight subjective symptoms only............................................... 0
The Board directs attention to its rating recommendation based on the above evidence. The
PEB rated the chronic back pain at 10% for characteristic pain on motion using the 5299-5295
code. The VA also rated the condition at 10% although they used a different code, 5293-5292,
to incorporate the CI’s radicular symptoms. They did not assign a separate rating for peripheral
neuropathy. While any of the three VASRD codes listed in the chart above could be used, all
result in a 10% rating and none offers any advantage to the CI. Additionally, if today’s VASRD
was used to rate this condition, a 10% rating would result based on painful motion.
Board precedent is that a functional impairment tied to fitness is required to support a
recommendation for addition of a peripheral nerve rating at separation. The pain component
of a radiculopathy is subsumed under the general spine rating as specified in §4.71a. The
sensory component in this case has no functional implications and no motor impairment was
documented. Since no evidence of functional impairment exists in this case, the Board cannot
support a recommendation for additional rating based on peripheral nerve impairment. After
due deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt),
the Board concluded that there was insufficient cause to recommend a change in the PEB
adjudication for the chronic back pain condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the
chronic back pain condition and IAW VASRD §4.71a, the Board unanimously recommends no
change in the PEB adjudication. There were no other conditions within the Board’s scope of
review for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CI’s disability and separation determination, as follows:
VASRD CODE RATING
5299-5295
COMBINED
10%
10%
Chronic Back Pain
UNFITTING CONDITION
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120301, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
XXXXXXXXXXXXXXXXX
President
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / ), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation for
XXXXXXXXXXXXXXXXXXXXXXXXX, AR20120022041 (PD201200230)
I have reviewed the enclosed Department of Defense Physical Disability Board of Review (DoD
PDBR) recommendation and record of proceedings pertaining to the subject individual. Under
the authority of Title 10, United States Code, section 1554a, I accept the Board’s
recommendation and hereby deny the individual’s application.
This decision is final. The individual concerned, counsel (if any), and any Members of Congress
who have shown interest in this application have been notified of this decision by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
CF:
( ) DoD PDBR
( ) DVA
XXXXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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