RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1201245 SEPARATION DATE: 20061021
BOARD DATE: 20130307
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was a Reserve SSG/E-6 (41L/Administrative Sergeant), medically
separated for chronic low back pain (LBP) which could not be adequately rehabilitated for the
CI to meet the physical requirements of her Military Occupational Specialty (MOS) or satisfy
physical fitness standards. She was issued a permanent U2/L3 profile and referred for a
Medical Evaluation Board (MEB). The MEB forwarded seven additional conditions, as identified
in the rating chart below, for Informal Physical Evaluation Board (IPEB) adjudication. The IPEB
adjudicated the LBP as a prior to service condition exacerbated, but not permanently
aggravated, by service and therefore not ratable. The CI appealed to the Formal PEB (FPEB)
which did determine permanent aggravation and adjudicated the chronic LBP condition as
unfitting and rated it 0% with application of the Veterans Affairs Schedule for Rating
Disabilities (VASRD). The remaining conditions were determined to be not unfitting.
CI CONTENTION: Prior to mobilization, I was a Reservist stationed at the 63rd Regional
Command Center, in Los Alamitos, CA, and transferred into the 394th AG Company. I was a
Secretary for the Los Angeles City Planning Department performing administrative duties and
restrictions for lifting no more than 30 pounds. As a Reservist, I had a profile for right shoulder
impingement syndrome and carefully monitored my limitations for this injury. During
mobilization, I began rigorous training and my lower back and right shoulder pain/problems
recurred. I was deployed to Camp Anaconda, Iraq, February 13, 2005, as a Postal Supervisor.
The duties required lifting over 30 pounds, prolonged standing, pulling, reaching overhead,
stooping, constant bending and turning. Performing these physically demanding and repetitive
activities caused aggravation and made the pre-existing back and shoulder injuries impossible
to continue to wear protective gear and perform the duties expected of my position as NCOIC
of Postal Operations. During my deployment, I was placed on several profiles which prevented
the wearing of body armor. I was released from active duty early because of this and
transferred to Medical Hold at Ft. Lewis, WA. A VA Orthopedic Dr. recommended that I have
surgery (Attach 1). I had arthroscopy with subacromial decompression and excision of the
distal clavicle surgery on the right shoulder July 2008 (Attach 2). It was believed that I was a
Postal Worker since I injured my back picking up a heavy mail bag. However, during my Board
Hearing, I explained that I had been a Secretary for 30 years with the City, and not a Postal
Worker. After the Board discovered what my actual career was, the decision was changed to
recognize the lower back injury as exacerbation from the deployment. Since the lower back
injury was the only injury listed as unfitting, the Board only dealt with that one issue.
Therefore, I respectfully request this Board to reconsider the items listed below as "service-
connected" or "permanently aggravated by military service. I am respectfully requesting review
of the following: 0% rating for low back and disabilities that were not found unfitting:
Low back pain secondary to multilevel lumbar degenerative joint and degenerative disk disease
- prevented wear of body armor/protective gear, etc. Right Shoulder bursitis - chronic pain,
weakness and instability prevented wear of body armor/protective gear, etc. Degenerative disk
disease of the cervical spine - prevented the proper wearing of kevlar, military gear, etc.
Bilateral knee osteoarthritis - chronic pain and impaired walking, marching, running, jumping,
etc. Plantar Fasciitis - prevented the proper wearing of military footwear and impaired walking,
marching, running, jumping, standing, etc. Pes Planus - prevented the proper wearing of
military footwear and impaired walking, marching, running, jumping, standing, etc. All of these
issues prevented me from satisfactorily performing my duties as a Soldier
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The ratings
for the unfitting condition, LBP, will be reviewed. The additional conditions deemed not
unfitting by the PEB and requested for consideration by the CI (right foot pain secondary to pes
planus, plantar fasciitis, fractured fourth phalanx; right shoulder bursitis; bilateral knee
osteoarthritis; degenerative disk disease of the cervical spine) also meet the criteria prescribed
in DoDI 6040.44 for Board purview and are addressed below. Any conditions or contention not
requested in this application, or otherwise outside the Boards defined scope of review, remain
eligible for future consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service FPEB Dated 20060822
VA (12 Mos. Post-Separation) All Effective Date 20061022
Condition
Code
Rating
Condition
Code
Rating
Exam
Chronic Low Back Pain
5237
0%
DDD and Facet Joint Arthritis L5-
S1
5243
NSC
20071022
Right Foot Pain Secondary
to Pes Planus, Plantar
Fasciitis and Fractured 4th
Phalanx
Not Unfitting
Left/Right Plantar Fasciitis
(claimed as Bilateral Feet Pain)
5099-5020
0%
20071022
Menopausal Symptoms
Not Unfitting
NO VA ENTRY
Right Shoulder Bursitis
Not Unfitting
Right Shoulder Condition
5201
NSC
20071022
Bilateral Knee
Osteoarthritis
Not Unfitting
Early Osteoarthritis of the
Bilateral Knees
5010
10%
20071022
Hypothyroidism
Not Unfitting
Hypothyroidism
7903
10%
20071022
Hyperlipidemia
Not Unfitting
Hyperlipidemia
7099-7005
NSC
20071022
DDD of the Cervical Spine
Not Unfitting
Minimal
w/ Cervical DDD
5237
10%
20071022
.No Additional MEB/PEB Entries.
Varicose Veins, Left Leg
7120
10%
20071022
Varicose Veins, Right Leg
7120
10%
20071022
0% X 5 / Not Service-Connected x 11
20071022
Combined: 0%
Combined: 40%*
*Rating increased to 50% effective 20061022 with addition of Left Shoulder Impingement condition at 10% (see 20090625
VARD pg 220 of CPF)
ANALYSIS SUMMARY:
Chronic Low Back Pain Condition. There was one goniometric range-of-motion (ROM)
evaluation in evidence, with documentation of additional ratable criteria, which the Board
weighed in arriving at its rating recommendation; as summarized in the chart below.
Thoracolumbar ROM
MEB ~ 6 months Pre-Sep
VA C&P ~12 Mos. Post-Sep
Flexion (90 Normal)
forward flexion at hip by
reaching to her knees
40
Combined (240)
180
Comment
mild TTP paraspinal
lumbar muscles; nml gait
ROM not affected by pain.
Posture and gait WNL.
§4.71a Rating
10%
20%
According to the MEB narrative summary (NARSUM), dated 17 May 2006, the CI injured her
back in 1998 while working as a civilian for the city of Los Angeles. A VA Compensation and
Pension examination (C&P), performed on 15 October 2007, documented that she had a
Workmans Compensation claim against the city of Los Angeles pending at the time of
activation. The claim was for shoulder and back injuries secondary to a fall on the job. She also
stated that she had a P3 profile at the time of activation which was on 4 November 2004. She
was seen for several times for shoulder and back pain prior to deployment in February 2005.
She continued to have LBP which was aggravated by the wear of combat gear. While back in
the United States, she had a civilian magnetic resonance imaging (MRI) exam which showed
minimal disc bulging at L4-5 and L5-S1 with degenerative disc disease (DDD) at L3-4; the action
officer noted that this is not unusual for someone her age. She was evaluated by neurosurgery
on 9 August 2005 and noted to have an essentially normal examination and to not be a surgical
candidate. She returned to the theater of operations where her pain continued. On or about
6 December 2005, she was returned 2 months early to her home station for consideration of an
MEB. On 19 December 2005, she underwent another MRI for LBP and right greater than left
hip pain; this MRI noted the additional findings of degenerative joint disease (DJD) L3-S1 and
mild disc protrusion with foraminal narrowing at L5-S1 compared to the prior study. She was
referred for an orthopedic examination, but the record of this appointment is not in evidence.
On 07 March 2006, the CI underwent an evaluation and testing by a neurologist.
Electrodiagnostic testing was normal without evidence of neurological compromise. At the
MEB orthopedic evaluation on 12 April 2006 (6 months prior to separation), the CI reported
that she had an 8 year history of LBP which she developed after lifting heavy boxes as an office
worker and had managed conservatively with significant pain relief. Her LBP was aggravated
while deployed due to the wear of body armor and lifting heavy objects. On examination, she
was noted to be obese. Her strength, reflexes, and sensation were normal as were her gait,
heel-walk, and toe-walk. Bilateral straight leg raise (SLR), a provocative test for nerve root
irritation, was negative. She had mild tenderness to palpation in the lower back muscles, but
there was no comment regarding spasm. She could perform forward flexion at the hip by
reaching approximately to her knees and she could extend to approximately 10-15 degrees. No
comment was made on whether the limitation was secondary to pain or mechanical limitations,
such as body habitus; however, this is consistent with flexion which ranges from a slight
reduction to normal. At the general MEB NARSUM on 17 May 2006 (5 months prior to
separation), the CI provided no new history from above. The examination showed that she was
68 inches and 196 pounds. The lumbar spine showed no tenderness to palpation and full active
ROM. The CI had no radiculopathy with normal reflexes, sensation, and strength. Bilateral SLRs
were negative. There was no comment regarding gait or back spasm. No signs of non-organic
pain were present. She was noted to be able to perform all of her duties as an administrative
specialist in garrison. No incapacitation was documented. The C&P examination on 22 October
2007 (12 months post-separation), the CI reported that she was unable to garden, vacuum or
push a lawn mower secondary to her knee and back pain. On examination, she was 68 inches
tall and 232 pounds. Posture and gait were normal and she used no assistive devices. The
neurological examination was normal. The ROM was notable for flexion limited to 40 degrees,
but without DeLuca criteria present. Again, no comment was made regarding the cause of the
limitation. The Board noted a 36 pound weight gain since the NARSUM examination. There
was no mention of spasm. Repeat X-rays of the lumbar spine on 22 October 2007 noted no
notable progression of the lower back disc disease. The VA examination was just outside of the
12 month window utilized by the Board. In addition, the examiner did not specifically evaluate
the back and the ROM values were obtained as an addendum. Both of these factors reduce the
probative value of the examination. Under the discussion for the cervical spine it was
documented that there were no signs of intervertebral syndrome. The CI did undergo a second
C&P examination on 25 February 2008, 16 months after separation, which was not specific for
the back. However, it noted that she ambulated without the use of an assistive device and that
she could sit up from a supine position and transfer from a chair to the examination table
without major difficulty. Her gait was normal and she could stand on both her toes and heels,
taking a few steps. There was no evidence of limitation in standing or walking. The action
The Board directs attention to its rating recommendation based on the above evidence. It
determined that the NARSUM general examination, which documented a normal ROM and
neurological examination, was most consistent with the predominance of other evidence. It
also noted that the CI had a Workmans Compensation claim for back pain pending at the time
of activation and that the VA determined the condition to not be service-connected as it existed
prior to service (EPTS). However, the PEB determined that there had been permanent service
aggravation and rated the condition at 0%. The Board considered the findings. There was no
history of incapacitation in the service treatment record. The NARSUM documented a normal
neurological examination and ROM. Neither painful motion nor spasm was documented.
There were minimal degenerative changes on X-rays and the MRIs showed DDD typical for the
age of the CI. The Board considered the various coding options available for the back condition.
None provided a route to a rating higher than the 0% adjudicated by the PEB. After due
deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt), the
Board concluded that there was insufficient cause to recommend a change in the PEB
adjudication for the chronic low back pain condition.
Contended PEB Conditions. The conditions adjudicated as not unfitting by the PEB and that
were also contended by the CI are right foot pain secondary to pes planus, plantar fasciitis, and
fractured 4th phalanx, right shoulder bursitis, bilateral knee osteoarthritis, and DDD of the
cervical spine. The Boards first charge with respect to these conditions is an assessment of the
appropriateness of the PEBs fitness adjudications. The Boards threshold for countering fitness
determinations is higher than the VASRD §4.3 (reasonable doubt) standard used for its rating
recommendations, but remains adherent to the DoDI 6040.44 fair and equitable standard.
The Board must demonstrate that by a preponderance of the evidence, the above contended
conditions were each separately unfitting.
Right Foot pain Secondary to Pes Planus, Plantar Fasciitis, and a Fractured 4th Phalanx.
An MEB podiatry consult for plantar fasciitis on 1 March 2006 notes that the CI had intermittent
right heel pain for over a year and also had painful right 5th hammertoe. The examiner also
noted the CI had trauma to right 4th toe on 10 February 2006. The examiner additionally wrote
that "Pt notes it is her back, not her feet, which keep her from performing duties." An X-ray at
the time revealed a minimally displaced fracture of the toe and pes planus. She was treated
with taping of the affected toe. The examiner noted that the prognosis is good and that the CI
met retention standards. Serial X-rays of the toe showed healing and the expected prognosis
was normal. The CI was given a temporary profile that cited her right chronic foot pain and 4th
toe fracture that expired 30 days later without renewal. The MEB examiner determined that
the CI met retention standards as did the MEB. The commander specifically stated that
although the CI's chronic foot pain and 4th toe fracture of the right foot precluded the CI from
performing work in a field or tactical environment, she was able to perform her duties (in
garrison) within the limits of her profile. After due deliberation in consideration of the
preponderance of the above cited evidence, the Board concluded that there was insufficient
cause to recommend a change in the PEB determination of the right foot pain secondary to pes
planus, plantar fasciitis, and fractured 4th phalanx as being not unfitting.
Right Shoulder Bursitis: The CI had an 8 year history of right shoulder problems and had a
Workmans compensation claim pending at activation. A right shoulder MRI on 19 December
2005 showed tendinopathy and mild bursitis of the right shoulder. The CI was treated non-
surgically with PT. A MEB orthopedic consult on 1 March 2006 (7 months prior to separation)
noted the CI had pain with movement at the shoulder and decreased abduction. The examiner
noted that the right shoulder bursitis is anticipated to continue to improve and concluded that
the CI met retention standards. The MEB NARSUM also concluded that the right shoulder
bursitis condition met retention standards. The CI was given temporary profiles for the
shoulder and on 8 June 2006 (4 months prior to separation), she was given a permanent U2
profile related to the right shoulder. The commanders letter made no specific mention of the
shoulder condition. After due deliberation in consideration of the preponderance of the
evidence, the Board concluded that while the CI was receiving ongoing treatment for her right
shoulder condition, this condition was not separately unfitting at the time of separation.
Bilateral Knee Osteoarthritis: The CI fell and hurt her right knee in March 2005 and was treated
conservatively. X-rays on 1 March 2006 were normal. An MRI on 9 Apr 2006 revealed some
thinning of the lateral collateral ligament. At the MEB orthopedic consult, the CI stated that the
pain did not occur daily and increased with activity. On examination, she had minimal swelling
of the right knee, but diffuse tenderness was present. Her knee was stable with full ROM. The
examiner concluded her prognosis is good and that she met retention standards. There is
limited information regarding the left knee. An MRI of the left knee on 8 May 2006 (2 months
prior to separation) was normal. The MEB orthopedic consult made no mention of a left knee
problem. The MEB NARSUM noted no abnormalities the knees on examination and concluded
that the bilateral knee osteoarthritis condition met retention standards. There was only one
temporary profile, dated 16 May 2006, that mentioned a diagnosis of "knee pain" without
specifying the right or left knee. A subsequent permanent profile signed 8 June 2006 did not
mention any knee pain as basis for limitations. The commanders letter made no mention of a
knee problem. After due deliberation, in consideration of the preponderance of the evidence,
the Board concluded that there was insufficient cause to recommend a change in the PEB
determination of the bilateral knee osteoarthritis condition as being not unfitting.
DDD of the Cervical Spine: The CI had an MRI of the cervical spine on 7 June 2006 on referral
from urology during an evaluation for loss of bladder control. The MRI showed disk herniations
and degenerative changes at several levels in the cervical spine. The CI was evaluated by
physical therapy and had no functional impairment related to this condition. She had normal
ROM and was without radicular symptoms; she did have subjective complaints of pain. She was
treated conservatively with cervical traction. There was no cervical tenderness or spasm. The
MEB concluded that the DDD of the cervical spine met retention standards. The CI was never
profiled for the cervical spine condition. The commanders letter made no mention of the
cervical spine. After due deliberation in consideration of the preponderance of the evidence,
the Board concluded that there was insufficient cause to recommend a change in the PEB
determination of the cervical spine condition as being not unfitting.
After due deliberation in consideration of the preponderance of the evidence, the Board
concluded that there was insufficient cause to recommend a change in the PEB fitness
determination for the any of the contended conditions and, therefore, no additional disability
ratings can be recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the chronic low back condition and IAW VASRD §4.71a, the
Board unanimously recommends no change in the PEB adjudication. In the matter of the
contended right foot pain secondary to pes planus, plantar fasciitis, and fractured 4th phalanx;
right shoulder bursitis; bilateral knee osteoarthritis; and, DDD of the cervical spine conditions,
the Board unanimously recommends no change from the PEB determinations as not unfitting.
There were no other conditions within the Boards scope of review for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CIs disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE
RATING
Chronic Low Back Pain
5237
0%
COMBINED
0%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120822, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation for
xxxxxxxxxxxxxxxxxxxxxxxxxxx, AR20130006147 (PD201201245)
I have reviewed the enclosed Department of Defense Physical Disability Board of Review (DoD
PDBR) recommendation and record of proceedings pertaining to the subject individual. Under
the authority of Title 10, United States Code, section 1554a, I accept the Boards
recommendation and hereby deny the individuals application.
This decision is final. The individual concerned, counsel (if any), and any Members of Congress
who have shown interest in this application have been notified of this decision by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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