RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20020930
NAME: XXXXXXXXXXXXXXXXX
CASE NUMBER: PD1100958
BOARD DATE: 20130206
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SGT/E-5 (98J20/Non-communicator Interceptor
Analyst), medically separated for chronic pain, low back, right shoulder, bilateral heels and
knees. The CI experienced bilateral foot pain during a road march, and right shoulder pain after
a shoulder dislocation and was later diagnosed as right shoulder impingement syndrome. His
evaluation and treatment included a right shoulder arthroscopy. Additionally he had low back
pain (LBP) and knee pain that began while walking and road marching. Lastly, he had bronchial
asthma and chronic headaches. The chronic pain, low back, right shoulder, bilateral heels and
knees conditions could not be adequately rehabilitated. The CI did not improve adequately
with treatment to meet the physical requirements of his Military Occupational Specialty (MOS)
or satisfy physical fitness standards. He was issued a permanent P3, U3 ,L3, E2, S2 profile and
underwent a Medical Evaluation Board (MEB). Heel spurs, bilateral plantar fasciitis, bronchial
asthma, generalized anxiety disorder, major depressive disorder, panic disorder with
agoraphobia and headaches, migraines condition(s), identified in the rating chart below, were
also identified and forwarded by the MEB. The Physical Evaluation Board (PEB) adjudicated the
chronic pain, low back, right shoulder, bilateral heels and knees conditions as unfitting, rated
10%, with likely application of the Department of Defense Instruction (DoDI) 1332.39 and cited
application of the United States Army Physical Disability Agency (USAPDA) pain policy. The CI
made no appeals, and was medically separated with a 10% disability rating.
CI CONTENTION: “Department of Veterans Affairs Decision: migraine headaches 30%,
impingement syndrome right shoulder 10%, calcaneal spur right foot 10%, calcaneal spur left
foot 10%, plantar fasciitis bilateral 10%, limitation of motion/LS spine/Lower Back pain 10%,
anxiety disorder with depressive disorder 10%.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. The conditions: migraine headaches,
plantar fasciitis bilateral, anxiety and depressive disorder, as requested for consideration meet
the criteria prescribed in DoDI 6040.44 for Board purview and are addressed below, in addition
to a review of the ratings for the unfitting conditions. Any conditions or contention not
requested in this application, or otherwise outside the Board’s defined scope of review, remain
eligible for future consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service IPEB – Dated 20020619
Condition
Code
Rating
Chronic Pain, Low Back,
Right Shoulder, Bilateral
Heels And Knees
5099-5003
10%
Exam
20021126
20021126
20021126
20021126
20021126
20021126
Syndrome,
Rating
10%
Code
5299-5295
8599-8516
5299-5279
7819-5271
7819-5271
5299-5260
VA (4 Mo. After Separation) – All Effective Date 20021001
Condition
Limitation Of Motion, LS
Spine With History Of LBP
Impingement
Right Shoulder
Plantar Fasciitis, Bilateral
Calcaneal Spur, Right Foot
Calcaneal Spur, Left Foot
Patellofemoral
R/Knee
Patellofemoral
L/Knee
COPD w/History of Asthma
Generalized
Disorder
Disorder
No VA Entry
Migraine Headaches
10%
10%
10%
10%
0%
5299-5260
6604
30%
Syndrome,
Syndrome,
0%
0%
10%
20021126
20021202
9400
Anxiety
Disorder
20021204
20021203
8100
Combined: 60%
Anxiety
w/Depressive
20021126
0% x 9/Not Service Connected x 13
Not Unfitting
Asthma
Generalized
Not Unfitting
Disorder
Major Depressive Disorder Not Unfitting
Panic
Not Unfitting
w/Agoraphobia
Headaches
Not Unfitting
↓No Additional MEB/PEB Entries↓
Combined: 10%
Based on 19 June 2003 VARD
ANALYSIS SUMMARY: The PEB bundled chronic pain, low back, right shoulder, bilateral heels
and knees as unfitting and assigned a single 10% rating under the USAPDA pain policy as slight
and constant. This approach by the PEB reflected its judgment that the constellation of
conditions was unfitting, not a judgment that each condition was independently unfitting.
When combining conditions in this manner, the PEBs concluded that there was no need for
separate fitness adjudications. When considering a separate rating for each condition, the
Board first must satisfy the requirement that each unbundled condition was unfitting in and of
itself based on a preponderance of evidence. When the Board recommends separate fitness
recommendations in this circumstance, its recommendations may not produce a lower
combined rating than that of the PEB. The Board’s initial charge in this case was therefore
directed at determining if the PEB’s approach of combining conditions under a single rating was
justified in lieu of separate ratings. As detailed below, the Board concluded that each of the
bundled conditions, when considered alone separate from the other conditions did not arise to
a level to be considered individually unfitting based on the preponderance of evidence.
However, the Board agreed, considered in their totality, the overall effect resulted in a situation
that prevented performance of duties. The Board noted that DoDI 1332.38 provides for this
circumstance (DoDI 1332.38, paragraph E3.P3.4.4.; “Overall Effect”) and the Board therefore
recommended no change to the adjudication of the PEB.
Chronic Low Back Pain Condition. Service treatment record (STR) reflects the CI first sought
care for LBP in February 1999 associated with physical training, particularly performing sit-ups.
There was no history of injury, associated neurological complaints or signs or symptoms of
radiculopathy. Examinations documented full range-of-motion (ROM) and X-rays of the
lumbosacral spine were normal. Orthopedic surgery consultation concluded the back pain was
most likely mechanical in nature and the CI was provided physical therapy (PT). A duty limiting
profile was issued in January 2000 that listed all the CI’s conditions including LBP. No care for
back pain is evident in the STR during 2000. An orthopedic evaluation on 11 December 2000
recorded LBP with certain routines and positions such as lifting and sit-ups. On examination,
the CI was able to bend over and touch his toes. There are no other medical encounters for
back pain in the STR other than the MEB narrative summary (NARSUM). The NARSUM, 30 July
2001, noted onset of back pain in 1998 with walking and road marching which later became
worse. No further detail regarding the back pain is provided. On examination (performed 26
July 2001) there were no signs of radiculopathy and strength was normal. Low back ROM was
moderately reduced (flexion 45 degrees, extension 10, right side bending 10, left side bending
15, and right and left rotation 30). A PT examination for the MEB on 30 July 2001 recorded
back flexion of 70 degrees, extension of 10 degrees, and side bending of 30 degrees each
direction. The NARSUM addendum 16 January 2002 makes no mention of LBP at all. A repeat
PT examination for the PEB on 1 May 2002 recorded back flexion of 40 degrees lacking 20
degrees from normal (60 degrees is normal lumbar flexion), extension 20 degrees lacking 5
degrees from normal, side bending 15 degrees and rotation of 20 degrees in each direction. A
clinic encounter 15 July 2002 noted the CI was undergoing an MEB and complaining of spine
pain. On examination he was tender to palpation. He could flex to four inches from the floor
(full flexion), perform full rotation and laterally flex to 75% of normal with report of pain. The
VA Compensation and Pension (C&P) examination 26 November 2002, approximately 2 months
after separation, recorded a history of stable chronic LBP with variable severity aggravated by
lifting or carrying. On examination there was no muscle spasm or tenderness. Flexion was 75
degrees (pain from 60 degrees), extension 25 degrees, and 25 degrees of lateral bending.
Motion was noted to be slow and guarded. Posture and gait were normal (also reported as
normal in the general examination 4 December 2002). He was able to fully squat and arise
again. X-rays (26 November 2002) of the lumbosacral spine were normal. The Board
considered if the chronic LBP condition rose to the level of being separately unfitting when
considered alone. The Board noted the CI was diagnosed with mechanical LBP with normal X-
rays and unremarkable examinations. Following PT treatment in 1999, there were no further
STR entries for care of LBP. The NARSUM provides only minimal mention of back pain. After
due deliberation, the Board concluded that the preponderance of evidence does not support a
finding that the back condition was separately unfitting when considered alone.
Right Shoulder Condition. The CI injured his right shoulder in a fall down stairs in December
1994. Due to persisting symptoms diagnosed as impingement syndrome, the CI underwent
arthroscopic sub acromial decompression of the right shoulder in March 1998 to address the
impingement condition. The post-operative profile restriction expired 11 May 1998. The CI
sought care for recurrent right shoulder pain on 27 September 1998 after he fell off a horse.
The STR falls silent for care of right shoulder pain after this date. A May 1999 profile report
indicated a U1 for no restrictions for the upper extremity. In January 2000, an MOS Medical
Review Board was recommended in the setting of complaints of knee pain and back pain and a
U3 profile was issued listing right shoulder impingement syndrome along with other conditions;
however STR does not show the shoulder was a focus of clinical attention or record shoulder
complaints prior to or after this time. An orthopedic evaluation on 11 December 2000 for LBP
noted the presence of a profile (no push-ups; lift up to 20 pounds) for the right shoulder but
that “he can do job well.” The next shoulder examinations were in the setting MEB evaluation
beginning in July 2001. The NARSUM 30 July 2001 recorded some improvement in pain after
surgery with persistent limitation of mobility and lifting. The examiner recorded examination
performed 26 July 2001 with right shoulder flexion of 130 degrees, and abduction of 45
degrees. PT examinations on 30 July 2001 and 1 May 2002 recorded similar results (flexion of
110 degrees, abduction of 65 degrees; flexion of 120 degrees, abduction of 60 degrees). The
C&P examination on 26 November 2002, 2 months after separation, recorded right shoulder
pain with overhead use at the shoulder level and above. Examination noted a positive
impingement sign, intact strength (5/5), flexion to 140 degrees (with pain at 100 degrees),
abduction to 100 (with pain at 90), internal rotation of 60 degrees, external rotation of 90
degrees. An X-ray performed that day showed some spurring of the distal clavicle but was
otherwise normal. The Board considered if the right shoulder condition rose to the level of
being separately unfitting when considered alone. The Board noted the absence of any care for
the right shoulder after the September 1998 encounter. Although there was report of pain and
limitation of motion with overhead activities, there was not any evidence the shoulder
condition prevented performance of duties. After due deliberation, the Board concluded that
the preponderance of evidence does not support a finding that the right shoulder condition was
separately unfitting when considered alone.
Heel Condition. The STR reflects problems with right plantar foot pain in the arch region next
to the heel beginning in 1990 treated with injections and orthotics. Recurring right foot
symptoms prompted a permanent L3 profile in December 1991 for no running more than three
quarters of a mile after which the STR falls silent with regard to treatment for the condition. A
MEB and PEB in July 1997 included the condition and returned the CI to duty. In October 1997
the CI presented for care of left arch pain diagnosed as plantar fasciitis with a history of the
same on the right in the past. A January 1998 PT evaluation recorded the first step in the
morning was the worst and an antalgic gait when walking barefoot. No care for foot pain is in
evidence of the STR since the January 1998 PT evaluation other than a November 1998 orthotic
lab entry for orthotics. The CI passed the 2 mile walk portion of the fitness test in September
1998, November 1999, May 2000 and October 2000. The 11 December 2000 orthopedics
evaluation for back pain noted the profile for plantar fasciitis and that the CI could perform his
job well and pass the fitness test walk. The CI passed the 2 mile walk portion of the fitness test
in May 2001 just prior to entry into the Disability Evaluation System (DES). At the NARSUM
examination in July 2001, the CI was slightly tender on the heels and could walk on his toes and
heels. Podiatry evaluation on 21 August 2001 noted bilateral plantar fasciitis present since
1989-1990 with significant relief with custom boots and orthotics (“Patient relates 90-95% relief
after initial Rx with boots and orthotics”). The CI reported worse pain when barefoot. On
examination there was tenderness of the plantar fascia and a high arch. The diagnosis was
plantar fasciitis. A Haglund’s deformity (Achilles insertion bump) was also noted (and seen on
X-rays). On follow up with podiatry on 13 December 2001, the plantar fasciitis was considered
stable with pain and tenderness in the arches near the heels. Examination of the Haglund’s
deformity, the posterior aspect of the heel, was without redness, warmth, swelling, or evidence
of bursitis on both sides. The 16 January 2002 NARSUM addendum recorded CI report of
worsened pain. The C&P examination on 26 November 2002 recorded plantar pain on arising
and use of custom shoes and inserts which were reported to be helpful and enabled the CI to
walk “okay.” On examination gait pattern was “satisfactory,” and the CI would walk on heels
and toes. The heel pads were tender. There were no abnormal callosities observed. X-rays of
both feet were normal. At the 4 December 2002 C&P examination, gait was normal. The Board
considered if the plantar fasciitis and heel pain condition rose to the level of being separately
unfitting when considered alone. Board members noted the plantar fasciitis and heel pain
condition was a long standing chronic condition over several years during which time the CI was
able pass the alternate walking fitness test and performs most of his duties. After entry into
the DES, there was no objective evidence of worsening of the condition. After due deliberation,
the Board concluded that the preponderance of evidence does not support a finding that the
heel pain condition was separately unfitting when considered alone.
Bilateral Knee Condition. STRs from March 1997 to July 1999, document periodic care for right
knee pain with running and stairs diagnosed as retropatellar pain syndrome. No specific injury
or trauma was identified. A magnetic resonance imaging (MRI) scan in 1999 demonstrated
some degenerative changes of the posterior horn of the medial meniscus without tear; the
remainder of the MRI was normal. Evaluation by orthopedics on 4 January 2000 recorded
report of bilateral knee pain for the prior four to 12 months, right greater than left, without a
history of injury. On examination, ROM was normal with minimal crepitus, and an equivocal
patellar compression test. There was no instability, joint line tenderness, swelling, or meniscus
signs. The 10 January 2000 profile was updated to include the knee condition. The STRs
contain no further entries for care or complaint of knee pain. The CI passed the 2 mile walk
portion of the fitness test in May 2000, and October 2000. The 11 December 2000 orthopedics
evaluation for back pain noted the profile for plantar fasciitis and that the CI could perform his
job well and pass the fitness test walk, but made no reference to problems or complaints with
the knees. The CI passed the 2 mile walk portion of the fitness test in May 2001 just prior to
entry into the DES. The NARSUM on 30 July 2001, recorded report of knee pain since 1998 with
walking and road marching and later it became worse with swelling at times. On examination
ROM of both knees was flexion to 110 degrees, and extension 0 degrees. The MEB examination
of the lower extremities noted on DD Form 2807 dated 26 July 2001 was checked as normal. PT
examination on 1 May 2002 documented normal ROM (flexion 130 degrees, extension 0
degrees). The C&P examination on 26 November 2002, 2 months after separation, noted
bilateral patellofemoral syndrome since 1998. The CI reported pain with stairs and squatting.
On examination the gait was “satisfactory” and ROM essentially normal (flexion 135 degrees,
extension full with five degrees of hyperextension, “recurvatum” within normal range) with an
occasional click but without pain on motion, or crepitus. There was tenderness, but patellar
grind test for patellofemoral pain was negative and there was no swelling or instability. X-rays
of the knees were normal. The Board considered if the knee pain condition rose to the level of
being separately unfitting when considered alone. The Board noted that the STRs fell silent
with regard to the knee condition after January 2000, and that the CI completed and passed his
2 mile walk. The Board also noted there was a pre-existing profile since 1991 limiting running
due to the CI’s foot condition. Although the knee pain complaint was subsequently added to
the profile, the preponderance of evidence does not support a finding that the right and left
knee condition was separately unfitting when considered alone.
Contended PEB Conditions. The contended conditions adjudicated as not unfitting by the PEB
were migraine headaches, and anxiety disorder with depressive disorder (anxiety disorder,
panic disorder and depressive disorder). The Board’s first charge with respect to these
conditions is an assessment of the appropriateness of the PEB’s fitness adjudications. The
Board’s threshold for countering fitness determinations is higher than the Veterans Affairs
Schedule for Rating Disabilities (VASRD) §4.3 (Resolution of reasonable doubt) standard used
for its rating recommendations, but remains adherent to the DoDI 6040.44 “fair and equitable”
standard. The CI had a history of migraine headaches that worsened in 2000. The CI was
evaluated and treated by neurology. The neurology evaluation dated 19 November 2001
concluded the headache condition was medically acceptable noting daily headache with
episodic worsening that did not require acute treatment and did not result in any missed duty
time. The MEB psychiatry NARSUM dated 6 December 2001 recorded daily headaches that
were bothersome but did not prevent daily activities. The NARSUM addendum dated
16 January 2002 reported that the headaches were much improved on medication and not
disabling. With respect to anxiety disorder with depressive disorder, the psychiatry NARSUM of
6 December 2001 recorded a history of symptoms of depression and panic since 1997 related
to a prior to service traumatic experience. The psychiatrist concluded the CI met retention
standards for these psychiatric conditions noting response to treatment. The mental health
C&P examination on 3 December 2002 noted “He progressed from E-3 to E-5 and is not aware
of any impairment in his work life because of his nervous problems.” Neither of these
contended conditions were implicated in the commander’s statement and none were judged to
fail retention standards. All were reviewed by the action officer and considered by the Board.
There was no indication from the record that any of these conditions significantly interfered
with satisfactory duty performance. The migraine headaches, anxiety and depressive disorders
each responded to medication and appropriate treatment. After due deliberation in
consideration of the preponderance of the evidence, the Board concluded that there was
insufficient cause to recommend a change in the PEB fitness determination for the any of the
contended conditions and therefore no additional disability ratings can be recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. As discussed above, the
PEB bundled the chronic pain low back, right shoulder, bilateral heels and knees as unfitting
apparently based on the overall effect on fitness, determining no single condition was
separately unfitting but combined caused the member to be unfit. The Board considered each
condition separately with regard to fitness. In the matter of the chronic pain, low back, right
shoulder, bilateral heels and knees conditions, the Board unanimously recommends no change
from the PEB adjudication and that it cannot recommend a finding of separately unfit for any of
the combined conditions for additional rating at separation. In the matter of the contended
conditions of migraine, and anxiety and depression, the Board unanimously recommends no
change from the PEB determinations as not unfitting. There were no other conditions within
the Board’s scope of review for consideration.
RECOMMENDATION: The Board, therefore recommends that there be no recharacterization of
the CI’s disability and separation determination, as follows:
UNFITTING CONDITION
Chronic Pain, Low Back, Right Shoulder, Bilateral Heels And Knees
VASRD CODE RATING
5099-5003
10%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20111001, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxxxx, AR20130003815 (PD201100958)
I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Board’s recommendation and hereby deny the individual’s application.
This decision is final. The individual concerned, counsel (if any), and any Members of
Congress who have shown interest in this application have been notified of this decision
by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
xxxxxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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