RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBERS: BC-2004-01246
INDEX CODE 131.05
COUNSEL: None
HEARING DESIRED: No
_________________________________________________________________
APPLICANT REQUESTS THAT:
His date of rank (DOR) to major be changed from 24 Feb 04 to 19 Apr
03, and he be awarded retroactive pay.
_________________________________________________________________
APPLICANT CONTENDS THAT:
To his detriment, he relied on the Statement of Understanding (SOU),
which contained false and misleading information. The Government
falsely represented he would be eligible for promotion during his re-
deferred [unfunded] status. His decision to defer his active duty
(AD) status while pursuing specialty training relied on this
misrepresentation. Had he known he would be ineligible for promotion
during his deferment, his decision concerning where to pursue training
would have been different due to the obvious financial incentive to
remain on AD.
The applicant cites what he believes is a similar AFBCMR case granted
on 14 Oct 03, and which he believes supports his own appeal. Details
of the cited case are discussed in the Statement of Facts section.
The applicant’s complete submission, with attachment, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Each spring, the Integrated Forecast Board (IFB) determines how many
physicians are to enter into specialty training based on the future
needs of the Air Force. The Joint Service Graduate Medical Education
Selection Board (JSGMESB) selects applicants based on the approved IFB
results. Selections are dependent upon projected requirements and
constraints imposed by limited availability of training positions,
which are categorized as funded or unfunded. AF/SG has limited the
maximum number of funded positions to 900. In order to meet Air Force
requirements to remain at this 900 ceiling, unfunded positions such as
re-deferment are used to augment the needs of the Air Force.
The applicant was sponsored through the Armed Forces Health
Professions Scholarship Program (HPSP) from 1994 to 1997, resulting in
a three-year active duty service commitment (ADSC).
Upon completion of medical school, he entered AD on 7 Jun 97 in the
grade of captain with a DOR of 19 Apr 97. He was assigned to Wright
Patterson AFB, OH, as a resident in Internal Medicine.
Around Oct 98, the applicant applied to the JSGMESB for a three-year,
first location training preference of civilian deferred/re-deferred
(unfunded) training in cardiology, with a start date of 1 Jul 00.
In a letter dated 6 Jan 99, the applicant was advised he had been pre-
selected by the 1998 JSGMESB for his first choice specialty training
(Internal Medicine Cardiology) and first choice training location
preference (re-deferment) from 1 Jul 00 to 30 Jun 03. The pre-
selection letter did not contain the SOU. The applicant accepted his
pre-selection for re-deferment on 18 Jan 99.
In a letter dated 12 Aug 99, the University of Medicine and Dentistry
of NJ (UMDNJ), Robert Wood Johnson Medical School, advised the
applicant he had been appointed to a Cardiology Fellowship from 1 Jul
00 through 30 Jun 01. He would earn a salary of approximately
$45,575. The applicant accepted and, on 3 Sep 99, provided HQ
AFPC/DPAME a copy of the UMDNJ letter.
In a letter dated 23 Dec 99, HQ AFPC/DPAME formally offered the
applicant entrance in the Internal Medicine Cardiology fellowship
position. The program was from 1 Jul 00 to 30 Jun 03. This letter
had the SOU as an enclosure. Of particular note in the SOU:
-- Paragraph 1 advised his ADSC at the time of his requested
separation from AD was 2 years, 11 months and 6 days based on the HPSP
and Internal Medicine residency sponsorship at Wright Patterson AFB
obligation. His obligation upon return to AD would be 2 years, 11
months and 6 days, with the expected date of completion of 6 Jun 06.
-- Paragraph 2 indicated he would be placed in obligated Reserve
status in the medical corps in the actual grade held on the day of
separation from AD. Further, he would receive no pay, allowances, or
benefits of AD service within the obligated Reserves. [This made him
ineligible for promotion to major during the three-year deferment.]
-- Paragraph 3 indicated understanding that individuals in a re-
deferred status are Reserve officers and can only advance in grade by
promotion board action. Further, constructive service credit (CSC)
was only awarded at the time of an officer’s original appointment in
the Air Force Reserve.
-- Paragraph 5.a.(1) indicated understanding that, if selected
for an AD promotion before entering re-deferred status, he could not
be promoted to the higher grade if the projected promotion date
occurred while he was off AD in a re-deferred status. Further, if he
had a projected active duty promotion, he became ineligible for that
promotion upon separation from AD.
-- Paragraph 5.a.(2) indicated understanding that he must be on
the Active Duty List (ADL) in order to be considered for AD promotion
by a central selection board and, while he was in a re-deferred
status, he would retain the current-grade-date-of-rank (CGDOR) held at
the time of separation. Further, retaining his CGDOR would permit him
to accrue time-in-grade (TIG) for promotion consideration, but if an
AD promotion board convened while he was off AD, he would be
ineligible for promotion consideration by that board. This would
cause him to miss promotion with his original peer group and he would
not be eligible for retroactive promotion with his original peers.
The paragraph also indicated understanding that rules governing CSC
would not be applied for periods of training in a re-deferred status,
but rather he would accrue TIG based on his CGDOR at separation.
-- Paragraph 5.b. indicated he understood he would be eligible
for Reserve Officer Promotion Act (ROPA) promotion while re-deferred,
but a ROPA promotion would not carry over into AD when he was recalled
unless the effective date of the ROPA promotion occurred prior to his
return to AD. [Note: According to HQ AFPC/DPAME (Exhibit C), this
portion of the SOU should not have been, and is no longer, applicable.
Title 10, Chapter 1405, Section 14301(h) indicates officers in
educational delay status would be ineligible to meet a Reserve
promotion board. Therefore, the ROPA statement should have been
deleted from the SOU.]
On 10 Jan 00, the applicant accepted training in a re-deferred status
and signed the SOU requesting separation from AD to pursue an
accredited program in Internal Medicine Cardiology at no expense to
the government.
On 30 Jun 00, the applicant completed Internal Medicine Residency
training at Wright Patterson AFB, OH, and was released from AD in the
grade of captain and transferred to the Reserves to pursue the
specialty training. He was placed in obligated Reserve status from 1
Jul 00 to 30 Jun 03 for the duration of the cardiology training
program. In this position, he incurred no additional ADSC because the
training was unfunded, he did not have to perform any Reserve duty
although technically a Reserve officer, and he was protected from
deployment.
The applicant was reaccessed into AD on 4 Jul 03 to begin fulfilling
his three-year ADSC for HPSP. He was assigned to Keesler AFB as an in
internist, cardiology.
He met the next Calendar Year 2003A (CY03A) Medical Corps promotion
board on 13 Nov 03, was selected for the rank of major and was
promoted with a DOR of 24 Feb 04. [Note: The Active Duty GME Program
Manager (Exhibit C, Atch 6) claims if the applicant had not separated
for re-deferred training, he would have meet a promotion board in 2001
and pinned on his new rank on 19 Apr 03. However, HQ AFPC/JA disputes
this in their advisory (Exhibit D).]
Sometime in Mar-Apr 04, the applicant contacted HQ AFPC/DPAME and
indicated he was advised during processing at Keesler AFB in 2003 that
he was entitled to receive back pay for the grade of major of
approximately $7,000. However, he was informed the language regarding
Reserve promotion during re-deferment was erroneous, should not have
been included in the SOU, and did not entitle him to back pay.
The case cited by the applicant pertained to a captain on AD who was
selected for promotion by the CY99A Major Medical Corps Central
Selection Board with a projected DOR of 20 May 01. The captain
separated from AD on 30 Jun 00 to complete specialty training and was
carried in an inactive Reserve status. He was not on the ADL when the
promotion would have become effective; therefore, it was without
effect. He returned to AD on 7 Jul 03 as a captain with a DOR of 20
May 95, and was scheduled to meet the CY03A Major Medical Corps
Central Selection Board on 17 Nov 03. He appealed to the AFBCMR to
promote him to the grade of major with the originally projected DOR of
20 May 01. In view of his prior selection for promotion to major
while on AD and that General Cardiologists with no prior military
experience were commissioned in the grade of major, on 14 Oct 03, the
Board recommended as an alternative remedy that he be promoted to
major while in the Reserves and returned to AD in that grade with a
DOR 1 Jul 03.
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPAME notes the applicant indicated his decision to enter
unfunded training was based on the contents of his SOU. However, he
entered a contractual agreement with the UMDNJ in Aug 99. DPAME
mailed the initial SOU on 23 Dec 99. Currently the Air Force has
approximately 1400 physicians in funded/unfunded training (36
physicians are in re-deferred training). Some obligated Air Force
officers decline the unfunded training and reapply seeking sponsorship
for financial reasons similar to those that the applicant has
indicated. DPAME acknowledges the ROPA statement should have been
deleted from the SOU, but recommends the applicant’s request be
denied. He received his first choice training and location preference
and entered into a contractual agreement prior to receiving the SOU.
DPAME will coordinate with HQ ARPC regarding the accuracy of the SOU
for future applicants applying/selected for re-deferment, unfunded
training.
A complete copy of the evaluation, with attachments, is at Exhibit C.
HQ AFPC/JA indicates the applicant argues he detrimentally relied on
the representation in the SOU that he would be eligible for promotion
as a Reserve officer while re-deferred and, had he known he would be
ineligible, he would have “pursued training at Wilford Hall Medical
Center (rather than some outside school) in order to remain on active
duty” due to what he calls “the obvious financial incentive to remain
on active duty.” In essence, his claim is one of detrimental
reliance, which flows from the legal concept of promissory estopple.
While he might establish the language in the SOU is clear and
unambiguous, he would be hard pressed to establish the other elements
of promissory estopple. On its face, any primary reliance on the SOU
promotion language pales in contrast to the opportunity to pursue
specialty training at a location of one’s choice while receiving
$45,575 each year and accruing no additional ADSC. Moreover, the
documentation clearly establishes the applicant accepted the
fellowship appointment well before receiving the SOU. It is not
reasonable to conclude a medical doctor would bypass such an
opportunity just to ensure the potential of an earlier promotion date
of a few months. It is unclear whether the promotion prohibition was
a statutory bar or simply a policy decision. The rationale behind
preventing individuals in the applicant’s status from being considered
for promotion may have been simply to obviate their being passed over
while in an external school, ultimately resulting in their discharge.
The applicant does not fall within the “education delay” clause in
Title 10, USC, Section 14301, because he was not receiving financial
assistance from the Air Force. However, the same rationale applies in
that members on re-deferred (unfunded) status would have to compete
for promotion against members having current service experience with
corresponding performance reports. Under the reasoning of the AFBCMR
decision cited by the applicant, he wishes the Board to find it unjust
to deny him an earlier promotion to the rank of major simply based on
his prior service commitment. Had he entered AD with the additional
experience in cardiology, he probably would have received the rank of
major. Should the Board find this unjust, it might be appropriate to
back date the applicant’s DOR to the date he reentered AD: 4 Jul 03.
The Air Force commissions cardiologists as majors as an incentive to
get practicing cardiologists on AD. These people have paid for their
own medical school and cardiology training. In the applicant’s case,
he received his medical degree at Air Force expense and was treated
like all other members in the same situation. If the Board were to
grant him an earlier promotion solely for this reason, it would treat
him differently from every other Air Force doctor who has received an
Air Force-funded medical education. Further, there is nothing
indicating he would have definitely been promoted had he met a
promotion board during his residency training. Indeed, past history
dictates Reserve members serving in these education-fellowship
training positions do not compete well on paper. Moreover, it is
unclear how the Active Duty GME Program Manager derived a projected
pin-on date of 19 Apr 03 as actual pin-on dates are dependent upon a
number of unascertainable variants. Although the SOU contained
erroneous language regarding promotion opportunity while on the
obligated Reserve status, the applicant has not proved any error or
injustice in his case. Denial is recommended; however, if the Board
disagrees, the applicant’s DOR should be 4 Jul 03, when he re-entered
AD.
A complete copy of the evaluation is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to the applicant on
30 Jul 04 for review and comment within 30 days. As of this date,
this office has received no response.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. After a thorough review of the
evidence of record and the applicant’s submission, including the cited
AFBCMR case, we are not persuaded his DOR to major should be changed.
The applicant’s contentions are duly noted; however, we do not find
these assertions, in and by themselves, sufficiently persuasive to
override the rationale provided by the Air Force. Contrary to his
assertion that he relied, to his detriment, on the SOU to defer his AD
status while pursuing specialty training, the applicant entered a
contractual agreement with the UMDNJ before he received the SOU. We
therefore agree with the analysis provided by HQ AFPC/JA and adopt the
rationale expressed as the basis for our decision that the applicant
has failed to sustain his burden of having suffered either an error or
an injustice. In view of the above and absent persuasive evidence to
the contrary, we find no compelling basis to recommend granting the
relief sought.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 9 September 2004 under the provisions of AFI 36-
2603:
Mr. Edward H. Parker, Panel Chair
Mr. Albert C. Ellett, Member
Ms. B. J. White-Olson, Member
The following documentary evidence relating to AFBCMR Docket Number BC-
2004-01246 was considered:
Exhibit A. DD Form 149, dated 12 Apr 04, & Letter,
dated 27 Apr 04, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPAME, dated 19 May 04, w/atchs.
Exhibit D. Letter, HQ AFPC/JA, dated 27 Jul 04.
Exhibit E. Letter, SAF/MRBR, dated 30 Jul 04.
EDWARD H. PARKER
Panel Chair
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