RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2002-02531
(CASE 2)
INDEX CODE: 131.05
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
His date of rank to lieutenant colonel be adjusted as if he had been
selected and promoted by the CY99A (19 Apr 99) Central Lieutenant
Colonel Selection Board instead of the CY99B (30 Nov 99) Central
Lieutenant Colonel Selection Board.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The Definitely Promote (DP) recommendation he received on his
Promotion Recommendation Form (PRF) for the P0599A Lieutenant Colonel
Promotion Board was unfairly and arbitrarily discounted by the Special
Selection Board (SSB) that considered him for promotion to lieutenant
colonel following his nonselection for promotion by the P0599A
selection board.
In support of his request, applicant submits a personal statement and
a copy of his P0599A PRF. In addition, he submits a copy of an AFBCMR
letter concerning his previous case (99-01992), dated 29 Feb 02, with
the Directive and his DD Form 149, and a copy of an SAF/MRB letter,
dated 25 Jun 02. The applicant’s complete submission, with
attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD) is
8 May 83. He is currently serving on active duty in the grade of
lieutenant colonel, with an effective date and date of rank of 1 Feb
01.
Applicant's OPR profile for the last 8 reporting periods follows:
Period Ending Evaluation
1 Dec 94 Meets Standards (MS) - grade of Major
1 Dec 95 MS
1 Dec 96 MS
1 Jun 97 MS
# 21 Apr 98 MS
## 21 Apr 99 MS
21 Apr 00 MS
21 Apr 01 MS - grade of Lieutenant Colonel
21 Apr 02 MS
# Top report at the time he was considered below-the-promotion zone
(BPZ) and nonselected for promotion to lieutenant colonel by the CY99A
(P0599A) Central Lieutenant Colonel Selection Board, which convened on
19 Apr 99.
## Top report at the time he was considered in-the-promotion zone
(IPZ) and selected for promotion to lieutenant colonel by the CY99B
(P0599B) Central Lieutenant Colonel Selection Board, which convened on
30 Nov 99.
On 8 Feb 00, the AFBCMR considered and recommended approval of the
applicant's request that he be reconsidered for promotion to the grade
of lieutenant colonel by an SSB for the CY99A (19 Apr 99) Lieutenant
Colonel Selection Board, with inclusion of the citations for the Joint
Service Commendation Medal (JSCM) and the Meritorious Service Medal
(MSM) First Oak Leaf Cluster (1OLC) in his officer selection record
(OSR). On 29 Feb 00, the Deputy for Air Force Review Boards directed
the applicant’s records be corrected as stated and that he be
considered for promotion to the grade of lieutenant colonel by an SSB
for the CY99A Lieutenant Colonel Selection Board and any subsequent
boards in which the corrections were not a matter of record. A copy
of the Record of Proceedings (ROP), Docket Number 99-01992, is at
Exhibit B.
The applicant currently has an established date of separation (DOS) of
30 Jun 03.
Provided for the Board’s information is a copy of a SAF/MI memorandum,
dated 20 Dec 99, concerning a similar assertion (Exhibit F).
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPPPO, recommends the applicant’s request for direct promotion
be denied. DPPPO indicated that the applicant was considered and
nonselected for promotion to the grade of lieutenant colonel by the 15
May 00 SSB for the P0599A (BPZ) selection board due to two missing
citations from his OSR when he met the board. DPPPO stated that the
applicant has not provided conclusive evidence to show his record
contained comments and recommendations not rendered in good faith by
evaluators based on the knowledge available at the time. Therefore,
there is no basis for granting direct promotion. Both Congress and
DoD have made clear their intent that when errors are perceived to
ultimately affect promotion, they should be addressed and resolved
through the use of Special Selection Boards (SSBs). Without access to
all the competing records and an appreciation of their content, DPPPO
continues to believe the practice of sending cases to SSBs is the
fairest and best practice. The applicant’s record was found in error,
corrected and subsequently met an SSB, but he was not selected for
promotion. His case clearly does not warrant direct promotion, nor
does it warrant further SSB consideration. Other than his own
opinions, the applicant has provided no substantiation to his
allegations. The HQ AFPC/DPPPO evaluation is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the advisory opinion and indicated that the
advisory writer completely ignores the injustice that he has alleged:
that his SSB unfairly discounted his Definitely Promote (DP)
recommendation based on a long-standing bias and practice of assuming
that DPs at SSBs are gratuitous “freebies” not to be accorded much, if
any, weight. It was the advisory writer’s predecessor who used the
term “freebie DP” in describing how DPs are viewed by SSBs before the
assembled AFBCMR at the board’s annual seminar. He has provided
evidence that his SSB unfairly discounted his DP by describing the
presentation made by the advisory writer’s predecessor (Lt Col C---)
before the assembled board. The advisory writer does not refute his
statements describing Lt Col C---’s presentation to the board. Nor
does he even discuss the subject of her presentation. Tacitly, by
failing to deny, he acknowledges the truth about “freebie DPs.” The
advisory writer asks the Board to blindly accept that all is well with
the manner in which SSBs are conducted in the apparent hope that the
board will not see fit to render a decision in his case which should
cause his organization to carefully review how SSBs are conducted and,
in particular, what SSB members are told about how they should view
DPs. In his case, the Board should do this by adjusting his date of
rank as though selected by the P0599A central selection board. If he
had been promoted earlier, he would be eligible to retire in grade as
a Lt Col at the completion of his unaccompanied tour in Korea.
According to current law, he must have three years’ time-in-grade.
The applicant’s complete submission is at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL COMMUNICATION:
The applicant was provided a copy of a 20 Dec 99 SAF/MI memorandum for
review (Exhibit F).
The applicant reviewed the additional SAF/MI memorandum and noted that
the prior case is very similar to his application. He indicated that
this prior case is significant for two important reasons: (1) It
anecdotally shows that many officers with DP recommendations are
treated unfairly at SSBs. (2) It shows that members of the Board who
have confronted this issue in the past have recognized the inherent
injustice in a system which would promote 99.2% of officers with DP
recommendations unless, through no fault of their own, they have to
take their DP recommendations before an SSB, in which case the
promotion rate is dismally low notwithstanding the outstanding records
of the officers in question. SAF/MI dismisses the “freebie DP”
comment as of no corroborative value because it did not come from the
office of primary responsibility (OPR) for the officer promotion
process. His “freebie DP” comment does, in fact, come from the OPR
for the officer promotion process. In the final analysis of his
application, it is clear that the statistical data and the
acknowledgements from the officer promotion process OPR of the
“freebie DP” problem show that the SSB process is fundamentally
unfair. He met an SSB with a DP recommendation and did not have a
fair chance. It should not matter that he was competing below-the-
zone, the process was unfair. He was entitled, at least, to a fair
SSB; however, he did not get one. He therefore asks that the Board
grant the requested relief. The applicant’s complete response is at
Exhibit G.
In further review of the SAF/MI memorandum, he draws the Board’s
attention to the opinion of the United States Court of Federal Claims
in the case of another individual (Mr. H---), filed 31 Jul 02, which
addresses a claim very similar to his. In assessing Mr. H--‘s claim,
the Court stated that “while statistical data can raise the question
of whether or not SSB procedures may be flawed, the data itself is not
dispositive on the issue.” As the Court later opines, “Plaintiff must
identify and establish a specific flaw in the procedures that SSBs
used to reach its decision in order for the court to find the SSB
procedures are inconsistent with 10 USC, Section 628, and AFI 36-2501,
paragraph 6.1.” His case represents more than statistics. In his
case, he has presented an admission, by the former chief of the
appeals and SSB branch at HQ AFPC, that SSBs unfairly discounted DPs
on the theory that they were gratuitous and not competitively earned.
She also referred to these DPs as “freebie DPs” before the entire
assembled AFBCMR in acknowledging the problem of which he complains.
This admission is evidence in support of his case which allows more
than mere speculation based on statistics. It is evidence that
explains the statistics and gives them meaning. He believes this is
why SAF/MI took such great pains to work around AFPC/JA’s
“troublesome” use of the “freebie DP” term, dismissing it as not of
legal importance because AFPC/JA was not the office of primary
responsibility for promotions. He urges the Board to recognize the
injustice which took place in his case and the cases of many fine
officers who met SSBs with DPs. The applicant’s complete submission,
with attachment, is at Exhibit G.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. We have carefully considered the
applicant’s complete submission in judging the merits of the case.
The applicant’s numerous assertions concerning the legality of the
promotion recommendation process and the legality of the Special
Selection Board (SSB) process are duly noted. However, we do not
believe the evidence substantiates that he was not fairly and
equitably considered for promotion to lieutenant colonel by an SSB for
the CY99A selection board. We can understand his disappointment in
not being selected; however, we are unpersuaded that he should be
promoted to the grade of lieutenant colonel through the correction of
records process. Other than speculation based on the unfortunate
statement concerning Definitely Promote (DP) recommendations, the
applicant has submitted no corroborative evidence to show that he did
not receive a full and fair consideration for promotion by the duly
constituted SSB. Nor has he provided any evidence to indicate that
the SSB members did not perform their sworn duty and arbitrarily
discounted his DP recommendation. The evidence presented does not
convince us that the applicant’s consideration for promotion was
contrary to the pertinent provisions of the governing instruction,
which implements the law. In the selection process, officers compete
for promotion under the whole person concept whereby Performance
Recommendation Forms (PRFs) are but one of many factors assessed by
selection boards. An officer may be qualified but, in the judgment of
a duly constituted selection board, vested with discretionary
authority to score the records, may not be the best of those officers
determined to be better qualified within the constraints of the
promotion quota. Since promotion quotas diminish significantly as
officers compete for higher grades, the particular grade at issue is
also a consideration. We find no evidence that the applicant did not
compete fairly with his peers, the previous AFBCMR corrective action
notwithstanding. Based on the above and in view of the fierce
competition for promotion to the grade of lieutenant colonel, placing
the corrected record before an SSB was, in the Board’s opinion, the
appropriate course of action in this case. In view of the foregoing
and in the absence of corroborative evidence of impropriety in the SSB
process, we find no compelling basis to recommend granting the relief
sought in this application.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 27 Mar 03, under the provisions of AFI 36-2603:
Mr. Richard A. Peterson, Panel Chair
Ms. Rita J. Maldonado, Member
Mr. Laurence M. Groner, Member
The following documentary evidence was considered in connection with
AFBCMR Docket Number BC-2002-02531.
Exhibit A. DD Form 149, dated 29 Jul 02, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPPO, dated 21 Nov 02.
Exhibit D. Letter, SAF/MRBR, dated 27 Nov 02.
Exhibit E. Letter from Applicant, dated 11 Dec 02.
Exhibit F. Letter, AFBCMR, dated 25 Feb 03, w/atch.
Exhibit G. Letters from Applicant, dated 3 Mar 03, w/atch,
and 12 Mar 03, w/atch.
RICHARD A. PETERSON
Panel Chair
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