RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 02-01183
INDEX CODE: 131.01
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
a. Her Promotion Recommendation Form (PRF) prepared for the CY98B Central
Lieutenant Colonel Selection Board be replaced with a corrected PRF.
b. The Defense Meritorious Service Medal (DMSM) be added to her CY98B
Officer Selection Brief (OSB).
c. She be considered for promotion to the grade of lieutenant colonel by
Special Selection Board (SSB) for the CY98B selection board; or in the
alternative, she be promoted to lieutenant colonel
_________________________________________________________________
APPLICANT CONTENDS THAT:
After the transfer of base-level accounting and finance functions to the
Defense Finance and Accounting Service (DFAS) a phased process took place
from 1993 to 1998 consolidating offices into operating locations. The
consolidation caused the closure of many organizations. During the
transfer she was personally selected as the Director, Defense Accounting
Office (DAO), Hill AFB, UT. Although she was junior in grade in comparison
to her contemporaries, there was full confidence in her ability to handle
the complex and demanding responsibilities of consolidating operations and
closing the organization.
In 1996 and 1997, she was awarded a Definitely Promote (DP) recommendation
in both of her below-the-zone (BPZ) considerations for promotion to
lieutenant colonel. During the 1998 rating period, her supervisors
continued to praise her job performance as outstanding. During the period
of January 1995 through February 1998 her team consolidated the extremely
complex DAO and closed it. During this time, her entire supervisory chain
either retired or was reassigned. Her immediate supervisor and additional
rater were reassigned in June and July 1997. Her senior rater of 5 years
was reassigned in January 1998 and a new senior rater was assigned. She
deactivated the DAO in February 1998. She received a copy of her PRF in
April 1998 with a Promote (P) recommendation which was inconsistent with
her last two evaluations and the fact that her responsibilities had
increased. She began a series of phone calls to her new senior rater for
the purpose of reporting the discrepancies in her PRF but her phone calls
were never returned. Because her phone calls were never returned, she was
never afforded the opportunity to correct her PRF.
Her new senior rater acknowledged his error in judgment and corrected the
PRF by upgrading her promotion recommendation to a DP. Her former senior
rater provided a letter to provide performance inputs into her PRF. In his
letter he stated that he would have awarded her a DP as he had the two
previous years. AFI 36-2403 states that the writer of a promotion
recommendation must have credible knowledge of the ratee's most recent job
performance. Her former senior rater also states "during her primary
consideration for lieutenant colonel, she had no one familiar with her
career performance to ensure she received the justifiably deserved DP as
awarded twice previously. Undoubtedly this resulted in unfair
representation of her at the Management Level Review (MLR) with a P versus
a DP."
She submitted an appeal to the Evaluation Reports Appeal Board (ERAB) that
was first returned without action because she did not provide a statement
from her senior rater and MLR President and because she provided unsigned
documents. She satisfied those discrepancies and obtained the letters of
support from the senior rater and MLR President. She resubmitted her
appeal to the ERAB and her appeal was denied due to a lack of substantial
evidence.
In support of her request, applicant provided documents associated with her
ERAB appeals, copies of her original and corrected PRFs, a letter from her
CY98B MLR President, a letter from her former additional rater, and letters
of support from her new and former senior raters. Her complete submission,
with attachments, is at Exhibit A.
Applicant’s complete submission is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Data extracted from the personnel data systems reflects that the applicant
was appointed a second lieutenant, Reserve of the Air Force on 30 Sep 82
and was voluntarily ordered to extended active duty on 20 Oct 82. She was
integrated into the Regular Air Force on 23 May 86. She has been
progressively promoted to the grade of major, having assumed that grade
effective and with a date of rank of 1 Sep 94. She was considered and not
selected for promotion to the grade of lieutenant colonel by the CY98B
(1 Jun 98), CY99A (19 Apr 99), CY99B (30 Nov 99), CY00A (28 Nov 00), and
the CY01B (5 Nov 01) central selection boards. She currently has an
established date of separation of 31 Oct 02.
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPEB reviewed applicant's request and recommends denial. DPPPEB
states that changes to supervisory rating chains are a regular occurrence
in the Air Force because personnel retire and/or are selected for
reassignment throughout their careers. However, DPPPEB noted that her
"entire supervisory rating chain" did not change. In fact, her immediate
supervisor, as depicted in her August 1997 and August 1998 Officer
Performance Reports (OPRs), remained her rater for her last two years at
Hill AFB.
She states that because her senior rater began his duties in January 1998,
he did not have enough supervision to write her PRF and accurately
determine her promotion recommendation. The promotion recommendation
process begins 150 days before the central selection board. Day 150 began
the first week of January 1998, the same time he took over senior rater
responsibilities. It was not until day 60 that he was able to complete her
PRF. That 3-month timeframe gave him the same period as all other senior
raters in the Air Force to consider eligible officers for promotion
recommendations. He had access to personal knowledge of her performance
and met all requirements to serve as the senior rater.
Her senior rater had 2 eligible officers and had to compete his eligible
officers at the MLR for one DP recommendation. The MLR also had only 2
eligible officers, the same two. After careful review of each officer's
entire record of performance, the DP recommendation was awarded to the
other eligible officer. The fact that she was awarded DPs in her BPZ
considerations has no bearing on this appeal. Eligible pools of officers
constantly change due to reassignment, retirements etc. As such, the
"quality level" of officers also changes. Senior raters must evaluate and
compare the performance and future potential based on that performance.
The record of performance must stand on it's own merit. An overall
recommendation of DP or P can easily change from one promotion board to the
next.
In support of her appeal, her senior rater states that "her PRF omitted
selection for Senior Service School and command. It was the intent of both
the previous and current DFAS management chain that she was a strong
candidate for service school and command". School and command pushes in a
PRF are optional considerations. DPPPEB noted that in contrast to his
statement, a command push was not included in the revised PRF.
Her appeal is unfounded. The proposed change does not remove any negative
information or add positive information. The senior rater did not identify
a material error in the PRF, record of performance, or process that
resulted in an erroneous rating.
The DPPPEB evaluation is at Exhibit C.
AFPC/DPPPO reviewed applicant's request and recommends that her request to
include the DMSM be time-barred or denied due to a lack of merit. DPPPO
states that the DMSM did not exist at the time the CY98B board convened.
The period of the award was January 1995 to September 1998. The orders
were published on 21 Aug 98 and was not required to be filed in her records
until 21 Sep 98, three and a half months after the board convened.
Regarding her request for direct promotion, DPPPO states that the intent of
Congress and DoD is clear that when errors are perceived to ultimately
affect promotion, they should be addressed and resolved through the use of
SSBs. Her record clearly does not warrant direct promotion by the AFBCMR,
nor does it warrant further SSB consideration.
The DPPPO evaluation is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant states that her 1998 OPR covers the annual period from 1997 to
1998. It only reflects job performance for the final 5 months of
consolidation and deactivation from August 1997 to February 98. There is a
10 Apr 98 feedback session indicated on the OPR; however, no feedback
session was ever conducted on that date, she was transferred 2 months
previously. What should have been a close-out report is now an annual
report in her records. The inability to document her job performance
supports her claim that after her supervisory chain of command departed no
one was left to properly document her job performance.
DPEEB states that her senior rater had the same amount of time as all other
senior raters on the Air Force to consider eligible officers for promotion.
At first glance it appears so because she was still assigned to DFAS-DE
after the workload transferred on 6 Feb 98. When he arrived in January she
was packing over 700 boxes preparing for the movers, the accounting
workload had been completed. This left him no time to have personal
knowledge or access personal knowledge of her performance because the
accounting related tasks were complete and those individuals familiar with
her performance had retired or been reassigned. Her senior rater stated
that he did not have knowledge of her most recent job performance and her
former senior rater stated that she had no one familiar with her career
performance to ensure she received a justifiably deserved DP
recommendation.
The DAO consolidated its accounting workload on 6 Feb 98. The tour ended
when the mission deactivated and she remained in a "casual status" for 7
months from February to September. This occurred because her PAS code had
not been properly deactivated, thus the close-out OPR and end-of-tour
decoration were not accomplished. If it had been properly deactivated then
an OPR shell and a DÉCOR-6 would have been generated. If the system had
worked properly an OPR covering the period August 1997 through February
1998 and the end-of-tour decoration would have met the selection board.
In support of her request, applicant provided a personal statement and a
timeline of the sequence of events. Her complete submission is at Exhibit
F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice regarding the applicant's request that her
DMSM be included in the CY98B selection process. In this respect, the
CY98B lieutenant colonel selection board convened on 1 Jun 98. The
inclusive period of the DMSM closed out in September 1998 and the orders
were published on 21 Aug 98, both of which occurred well after the
selection board had convened. Her contentions are duly noted; however, we
agree with the Air Force office of primary responsibility and adopt their
rationale as the basis for our conclusion that the applicant has not been
the victim of an error or injustice in this matter.
Sufficient relevant evidence has been presented to demonstrate the
existence of injustice with regard to her request that her PRF prepared for
the CY98B lieutenant colonel selection board be replaced with a
reaccomplished PRF. In support of her contention, the applicant provided
credible evidence from her rating chain, to include the Management Level
Review (MLR) President, who clearly indicated that her PRF did not portray
an accurate assessment of her promotion potential. Given the unequivocal
support from the senior Air Force officials involved, and having no
plausible reason to doubt their integrity in this matter, we believe that
the contested PRF should be declared void and replaced with a
reaccomplished PRF. Accordingly it is our opinion she should receive
promotion consideration by SSB for promotion to the grade of lieutenant
colonel. We note that the Air Force has indicated that the proposed PRF
provided by the applicant contains an administrative error in section VI,
Group Size, that should be corrected prior to presentation to the SSB.
Accordingly, we recommend that her records be corrected to the extent
indicated below.
5. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT be corrected to show that:
a. The Promotion Recommendation Form (PRF), AF Form 709, prepared for the
Calendar Year 1998B (CY98BA) Central Lieutenant Colonel Selection Board be
declared void and removed from her records and the attached PRF be accepted
for file in its place.
b. The Group Size, in Section VI of the above mentioned PRF be corrected
to reflect "2," rather than "N/A."
It is further recommended that she be considered for promotion to the grade
of lieutenant colonel by a Special Selection Board for the CY98B Central
Lieutenant Colonel Selection Board, with inclusion of the attached PRF.
_________________________________________________________________
The following members of the Board considered Docket Number 02-01183 in
Executive Session on 20 Aug 02 under the provisions of AFI 36-2603:
Ms. Olga M. Crerar, Panel Chair
Mr. Michael K. Gallogly, Member
Mr. John B. Hennessey, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 2 Apr 02.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPEB, dated 7 Apr 02.
Exhibit D. Letter, AFPC/DPPPO, dated 14 Jun 02.
Exhibit E. Letter, SAF/MRBR, dated 21 Jun 02.
Exhibit F. Letter, Applicant, not dated, w/atchs
OLGA M. CRERAR
Panel Chair
AFBCMR 02-00183
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show:
a. The Promotion Recommendation Form (PRF), AF Form 709,
prepared for the Calendar Year 1998B (CY98B) Central Lieutenant Colonel
Selection Board be, and hereby is, declared void and removed from her
records and the attached PRF be accepted for file in its place.
b. The attached PRF be amended in Section VI, Group Size, to
reflect "2," rather than "N/A."
It is further directed that she be considered for promotion to the
grade of lieutenant colonel by a Special Selection Board for the CY98B
Central Lieutenant Colonel Selection Board, with inclusion of the attached
PRF.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
Attachment:
Reaacomplished PRF
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