RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2005-03542
INDEX CODE: 131.01
COUNSEL: None
HEARING DESIRED: Yes
MANDATORY CASE COMPLETION DATE: 21 May 07
_________________________________________________________________
APPLICANT REQUESTS THAT:
She be afforded direct promotion to the grade of colonel retroactive
to original date of rank (DOR), with pay by the Calendar Year 1997B
(CY97B) Colonel Central Selection Board (CSB), or consideration by a
Special Selection Board (SSB), with proper board composition and
instructions replicating the original CY97B board with her corrected
records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
While she was granted records corrections to two Officer Performance
Reports (OPRs) and a Promotion Recommendation Form (PRF), which then
generated a “Definitely Promote (DP),” the SSBs that reviewed her
corrected records used improper instructions, did not compare her
corrected records with the original [uncorrected] benchmark records,
and the board composition was not in accordance with (IAW) Air Force
Instructions (AFIs). A paragraph on how to treat corrected records
that have earned a “DP” recommendation appeared in the Memorandum of
Instruction (MOI) for all three of her SSBs but did not appear in the
MOI for her original board or the SSBs prior to or after her SSBs. In
an SSB, an officer’s corrected record is to be compared with a
sampling of records of individuals who were and were not selected for
promotion by the original boards [emphasis applicant’s]. She should
have competed against the original records of the officers also
afforded SSB consideration, not their corrected records. She believes
her corrected records as met the SSBs did compare favorably with the
above-the-line benchmark records from the original central board,
particularly with a “DP” PRF. A 14 Jul 98 HQ AFPC/JA advisory to the
AFBCMR on another applicant erroneously advised on earning a “DP”
through the correction process, contrary to law and regulation [i.e.,
the Air Force allegedly permits/encourages an SSB to treat a record
with a “DP” garnered from the corrections process differently from a
“DP” granted by command in the normal promotion recommendation
process]. During her three records correction processes, she filed
two Freedom of Information Act (FOIA) requests for information
necessary to this BCMR action, the second of which was not answered
until 27 Sep 05. Even now the government responses were less than
requested, in part due to the lengthy delay during which some of the
relevant records were lost or destroyed.
The applicant’s complete submission, with attachments, is at Exhibit
A.
_________________________________________________________________
STATEMENT OF FACTS:
During the period in question, the applicant was a lieutenant colonel
(LTC), with a date of rank (DOR) of 1 Nov 93), assigned to the 74th
Medical Group at Wright-Patterson AFB (WPAFB), OH, as the Senior Legal
Counsel. She had been assigned to WPAFB since 1994, and previously
from 1985-1989.
The applicant was considered, but not selected, to the grade of
colonel by the following CSBs: CY97B (8 Dec 97), CY98C (1 Dec 98),
and CY99A (2 Aug 99).
Following these CSBs, the applicant submitted three different
Evaluation Reports Appeal Board (ERAB) requests. The first appeal,
approved on 25 Oct 99, corrected her OPR closing 18 Aug 96. The
second, approved 14 Jun 00, corrected her OPR closing 18 Aug 97.
She was considered, but not selected for promotion to the grade of
colonel by the CY01A CSB (8 Jan 01).
The applicant’s third ERAB appeal requesting her original PRF for the
CY97B CSB be replaced with one that had been awarded a “DP” on 6 Oct
00, was approved on 22 Jan 01.
She was considered but not selected by the May 01 SSB for the CY97B
and CY99A CSBs.
On 11 Oct 01, the applicant filed her first FOIA request for records
pertaining to the CY97B SSB.
She was considered but not selected by the Dec 01 SSB for the CY98C
CSB. She was also not selected by the CY01B CSB, which convened on
3 Dec 01.
The applicant appealed a partial FOIA release on 21 Dec 01, requesting
additional records from the CY97B original board, and from the SSBs
for the CY97B and CY99A. She received a partial response on 29 Jan
02, which she appealed on 20 Mar 02. After receipt of additional
information on 16 Jul 02, she withdrew the remainder of her appeal on
9 Sep 02; apparently some information was lost, missing, or did not
exist.
The applicant was considered, but not selected, for promotion to the
grade of colonel by the CY02B CSB (3 Dec 02).
On 1 Aug 03, she was retired for length of service in the grade of LTC
after 21 years, 8 months and 1 day of active service.
On 27 Sep 05, the applicant received additional information in the
final government FOIA response.
OPR profile since 1996 follows:
PERIOD ENDING EVALUATION OF POTENTIAL
18 Aug 96 Meets Standards
18 Aug 97 Meets Standards (Top-CY97B)
13 Feb 98 Meets Standards (Top-CY98C)
13 Feb 99 Meets Standards (Top-CY99A)
31 Dec 99 Meets Standards (Top-CY01A)
31 Dec 00 Meets Standards (Top-CY01B)
3 Sep 01 Meets Standards
16 May 02 Meets Standards (Top-CY02B)
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/PB recommends the application be denied. They contend the MOI
paragraph in question is not specific to SSBs, but applies to and was
utilized on CSBs as well. Further, it did not specifically highlight
“corrected records.” It instead asks board members to consider the
group size the officer competed in for a PRF. It further ends with a
non-prejudicial statement to “evaluate the entire spectrum of quality
among the total population of eligible officers. . . select from that
population based on all the information before you.” In any case, the
MOI used for the applicant’s Dec 01 SSB was different. This MOI does
not contain a paragraph concerning PRFs but begins with “The following
paragraph applies to boards held after 1 Aug 1999.” Thus the SSB
would have disregarded the paragraph since they were reconstructing
her Dec 97 CSB. Additionally, the assertion that an MOI should never
change is invalid. The applicant’s claim that the SSBs did not
compare her corrected record with the original benchmark records from
the Dec 97 CSB is unfounded and proven as such in their Apr 02 FOIA
response. Further, the applicant would not have been aware of which
PRFs belonged to benchmark individuals and which belonged to
considerees. This led to her confusion in misunderstanding their Apr
02 FOIA response because she did not compare the correct 10 PRFs.
HQ AFPC/PB further discusses the applicant’s claims that the board
composition was not proper IAW AFIs. As for the cited AFPC/JA
advisory, central boards and SSBs do not have access to or are
furnished AFBCMR advisories. The only way such an advisory would be
introduced to a promotion board would be by the consideree as an
attachment to a Letter to the Board. HQ AFPC/PB strongly recommends
denial for a direct promotion as well as a fourth SSB consideration.
A complete copy of the evaluation is at Exhibit C.
HQ AFPC/DPPPO indicates their evaluation of this request requires them
to rely on the opinions of other Air Force experts. Based on HQ
AFPC/PB’s advisory that all parts of the applicant’s request are
unfounded, they also recommend denial.
A complete copy of the evaluation is at Exhibit D.
HQ AFPC/JA concurs with HQ AFPC/PB’s analysis and recommendation to
deny the application. HQ AFPC/JA addresses the applicant’s contention
that her award of a “DP” promotion recommendation was not given
appropriate weight in the SSB’s deliberations because of a faulty
instruction to the board and an erroneous advisory to the AFBCMR
written by this office. The advisory did not and does not represent
official Air Force policy; the advisory was prepared for the AFBCMR
and was never furnished to any promotion board; and the applicant has
grossly misinterpreted that advisory which, in any case, has been
clarified in a number of subsequent cases. SSBs are not instructed to
value any less a “DP” awarded in the corrections process. There is no
evidence that the cited JA opinion in some unstated manner caused or
causes SSBs to discriminate against records with “DPs” granted by
Board request. HQ AFPC/JA discusses the AFBCMR/ERAB and command DP
processes. Promotion board MOIs change periodically as each Secretary
puts his/her “stamp” on the process. It has been the Air Force
practice for at least the last 20 years to use current and unique SSB
MOIs instead of the original MOI. Modifications are entirely
consistent with the law and governing directive, Title 10, USC,
Section 628 and AFI 36-2501, and are not prohibited by either. The
applicant’s case clearly fails to present extraordinary circumstances,
nor is there any evidence that the SSB process has not been
appropriately applied to her particular case.
A complete copy of the evaluation is at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant counters the points discussed in the advisories. The
MOIs for SSBs should use the same MOIs as the original selection
boards to avoid prejudice to a member. Why have AF Pamphlets if they
are only generalities and are not binding. The board composition was
not balanced in a number of ways. The tradition of advising the
AFBCMR that the manner in which a DP is earned is a legitimate
consideration in replicating a board process is a burden no applicant
can overcome and renders meaningless the subsequent Management Level
Review (MLR) process based on corrected records. All DPs at the
original board were promoted; now she is to believe that in
replicating the original board she was the only DP that was not
selected because her record was otherwise not competitive. She
concludes by indicating she sees no reason for the Air Force to
perpetuate the perception that her SSB process replicated the original
board process, even to the degree considered acceptable within the
Secretary’s discretion. The process makes it virtually impossible for
an applicant to obtain the information needed to make a case, and then
the information withheld is used to rebut an applicant’s case as
lacking merit or not meeting the burden of showing prejudicial impact.
She hopes the Board will not use the generalities and misstatements
in the advisory opinions. The SSB process, as it applied to her, was
unworkable due to the errors made and that key records are no longer
available.
The applicant’s complete response is at Exhibit G.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. After a careful review of the
evidence of record and the applicant’s submission, we are not
persuaded she should be promoted to the grade of colonel by the
correction of records process, or afforded additional SSB
consideration. The applicant’s contentions are duly noted; however, we
do not find these assertions, in and by themselves, sufficiently
persuasive to override the rationale provided by the Air Force.
Although the applicant’s record apparently was not correct when
considered by the original CY97B, CY98C, and CY99A colonel selection
board, it was subsequently amended and properly considered by SSBs.
Officers compete for promotion under the whole person concept whereby
a multitude of factors are carefully assessed by the selection board
members prior to scoring the record. Officers may be qualified but,
in the judgment of the selection board members vested with
discretionary authority to score their records, may not be the best
qualified of those available for the limited number of promotion
vacancies. Contrary to the applicant’s speculations, receipt of a
“DP” does not guarantee selection for promotion, even if her records
had been correct when considered by the original promotion boards.
The applicant’s arguments with respect to the SSB process, MOIs,
original benchmarks, board composition, and the cited 1998 AFPC/JA
advisory have not established to our satisfaction that the SSB process
was not properly applied in her case or that its members did not
perform their sworn duty in affording her full and fair consideration.
The offices of primary responsibility have adequately addressed the
applicant’s contentions and we agree with their opinions and
recommendations. We therefore adopt the rationale expressed as the
basis for our decision that the applicant has not sustained her burden
of having suffered either an error or an injustice. In view of the
above and absent persuasive evidence to the contrary, we find no
compelling basis to recommend granting the relief sought.
4. The applicant’s case is adequately documented and it has not
been shown that a personal appearance with or without counsel will
materially add to our understanding of the issue(s) involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 23 May 2006 under the provisions of AFI 36-2603:
Ms. Cathlynn B. Sparks, Panel Chair
Mr. Jay H. Jordan, Member
Ms. Josephine L. Davis, Member
The following documentary evidence relating to AFBCMR Docket Number BC-
2005-03542 was considered:
Exhibit A. DD Form 149, dated 15 Nov 05, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/PB, dated 19 Jan 06.
Exhibit D. Letter, HQ AFPC/DPPPO, dated 24 Feb 06.
Exhibit E. Letter, HQ AFPC/JA, dated 3 Mar 06.
Exhibit F. Letter, SAF/MRBR, dated 10 Mar 06.
Exhibit G. Letter, Applicant, dated 4 Apr 06.
CATHLYNN B. SPARKS
Panel Chair
No new evidence is provided for the Board to consider (see Exhibit C). AFPC/DPPPO recommends the application be time-barred. A promotion recommendation, be it a DP or anything else, is just that, a recommendation.
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