RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 02-01385
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. The Field Grade Officer Performance Report (OPR), closing 19 March
1996, be amended in Section VI, Rater Overall Assessment, to include an in-
residence Professional Military Education (PME) recommendation, a comment
stratifying him amongst his peers, and a job recommendation.
2. The OPR, closing 19 March 1997, be amended in Sections VI, Rater
Overall Assessment, and VII, Additional Rater Overall Assessment, to
include an in-residence Professional Military Education (PME)
recommendation, a comment stratifying him amongst his peers, and a job
recommendation.
3. The Promotion Recommendation Form (PRF) prepared for the Calendar
Year 1999A (CY99A) Non-Line Judge Advocate General (JAG) Central Colonel
Selection Board, be amended to include a comment stratifying him amongst
his peers and a job recommendation.
4. The Officer Selection Brief (OSB) prepared for the CY99A Non-Line JAG
Central Colonel Selection Board, be amended by changing the Academic
Specialty/School section to show that he received a Masters of Law degree
in taxation; by changing the Overseas Duty History dates to reflect the
inclusive dates for his tours in Iceland from 17 July 1993 to 16 July 1994
and 17 July 1994 to 15 July 1995; and by removing any reference to being a
group-level Staff Judge Advocate (SJA) at --- from 1 July 1995 to 31 July
1995 from the Assignment History section.
5. His nonselection for promotion to the grade of colonel by the CY99A
Non-Line JAG Central Colonel Selection Board be set aside.
6. He be retroactively promoted to the grade of colonel, with a date of
rank (DOR) as if selected by the CY99A Non-Line JAG Central Colonel
Selection Board, or in the alternative, his corrected record be
reconsidered by the Non-Line JAG Aggregate and Carry-Over Management Level
Review (MLR) Board for a Definitely Promote (DP) recommendation and he be
considered for promotion to the grade of colonel by a Special Selection
Board (SSB) for the CY99A Non-Line JAG Central Colonel Selection Board.
_________________________________________________________________
THE APPLICANT CONTENDS THAT:
Erroneous omissions in the contested OPRs placed him at a significant
disadvantage in competing for a DP recommendation by the Aggregate and
Carry-Over MLRs as well as for selection for promotion to the grade of
colonel.
Although his rating chain intended for him to be competitive for promotion
to the grade of colonel, the omission of key phrases (i.e., rater and
additional rater erroneously failed to include an in-residence Senior
Service School (SSS) recommendation, the additional rater erroneously
failed to include a stratification comment and a job recommendation)
substantially diminished his chances for a DP recommendation and promotion
selection. In addition, the senior rater erroneously failed to include a
stratification comment in the contested PRF. The failure to include these
comments was due to inadequate guidance provided to his rating officials
who were Naval officers, and was not intended to send a negative message
concerning his suitability for promotion.
His OSB contained incorrect overseas duty dates for his tours in Iceland
because they reflect an overlapping period and do not cover the entire
period he served. The OSB also contains misleading information regarding
his Academic Specialty/School and does not alert the promotion board
members to the fact that he earned a Master of Law (LL.M) Degree. The Air
Force JAG places great importance on the possession of LL.Ms. His OSB also
reflects that he was a Group Staff Judge Advocate in ---. While this is
true, it is misleading. In this regard, he notes that his OPR was prepared
at the Wing level and he completed a Permanent Change of Station (PCS) only
two weeks after the organization was redesignated as a Group. An officer,
not fully aware of the redesignation, reviewing his records at the
Aggregate and Carry-over MLRs or at the Central Selection Board, could
interpret this entry as meaning he was sent to a subordinate legal office
position within the Wing until he completed his PCS. The inclusion of a
reference to the --th Group on his OSB is administratively unnecessary
since no other portion of his records makes reference to the --th Group.
In support of the appeal, the applicant submits statements from the rater
and additional rater on the contested reports, a statement from the senior
rater on the contested PRF, a reaccomplished PRF, and reaccomplished OPRs.
The rater and additional rater of the contested OPRs state that they did
not include SSS and job recommendations because they thought it was
inappropriate to do so since these selections were made within the Judge
Advocate channels and would be ultimately approved by the additional rater.
The senior rater of the contested PRF states that when he prepared the
contested PRF for submission to the Aggregate Board with a DP
recommendation, he failed to include stratification comments and a job
recommendation because he was unaware of their importance.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving on active duty in the grade of
lieutenant colonel.
The applicant was considered and not selected for promotion to the grade of
colonel by the CY99A, CY01A, and CY01B Central Colonel Selection Boards.
Applicant’s performance profile, since 1992, follows:
PERIOD ENDING OVERALL EVALUATION
19 Mar 92 Meets Standards (MS)
19 Mar 93 MS
19 Mar 94 MS
19 Mar 95 MS
# 19 Mar 96 MS
# 19 Mar 97 MS
19 Mar 98 MS
* 19 Mar 99 MS
** 19 Mar 00 MS
*** 19 Mar 01 MS
# Contested Reports
* Top report reviewed by the CY99A Col Board
** Top report reviewed by the CY01A Col Board
*** Top report reviewed by the CY01B Col Board
_________________________________________________________________
AIR FORCE EVALUATIONS:
AFPC/JA recommends the application be denied, and states, in part, that the
applicant has failed to prove any material error requiring correction. In
this respect, they note the following:
a. The general concepts of including job and SSS recommendations
in OPRs has been fully recognized and their importance generally
acknowledged in all career fields for well over the last ten years. The
assertions of the applicant and his raters that they did not realize the
importance of these subjects are not credible. The rater’s comment in both
of the contested OPRs to “Challenge him!” and the additional rater’s
exhortation that the ratee is “ready now for greater responsibility”
clearly constitute job recommendations (albeit weak recommendations).
Furthermore, the two OPRs preceding the contested OPRs both contain
recommendations for a job and SSS, and the two OPRs following the contested
OPRs contain SJA and SSS recommendations.
b. The concept of stratification was first briefed in the 1997
time frame and was fully included in briefings and DP web site information
by 1999. In the JAG, the concept was being briefed by early 2000. Because
of that, reports written before 1999 are not normally held by promotion
boards to the same standard with respect to stratification as reports
written in the last three years. The absence of such a comment on any OPR
does not constitute error.
c. The applicant’s observation that the importance of job
recommendations and stratification comments were not known within the Naval
community, is contradicted by the 1998 and 1999 OPRs written by the same
Navy senior rater and another Navy rater which both contain very specific
job and SSS recommendations.
The AFPC/JA evaluation is at Exhibit C.
AFPC/DPPPO recommends the application be denied, and states, in part, that
officers will not be considered by an SSB if, in exercising reasonable
diligence, the officer should have discovered the error or omission in
his/her records and could have taken timely corrective action. They do not
believe the applicant has exercised reasonable diligence and has had more
than ample opportunity to correct the OSB discrepancies. Since he has not
demonstrated reasonable diligence in the maintenance of his records, they
do not support promotion reconsideration. While the applicant contends the
Specialty/School area on his OSB is misleading, AFIT is the only agency
authorized to update academic data and they have verified the specialty to
be correct. Although it may be argued that the errors on his OSB were
factors in his nonselection for promotion, there is no clear evidence that
they negatively impacted his promotion opportunity.
The AFPC/DPPPO evaluation, with attachment, is at Exhibit D.
_________________________________________________________________
APPLICANT’S REVIEW OF AIR FORCE EVALUATIONS:
The applicant states that the authors of the contested OPRs and PRF were
asked to write in a “code” without being educated on what language it was
based. Now realizing that he has been harmed, these well-respected
officers seek the only appropriate remedy. AFPC/JA does not dispute that
the absence of the referenced comments are significant to promotion board
deliberations. Instead, they accuse his rating officials of lying on his
behalf. While the rater and additional rater state that they were aware
the instructions did not prohibit such comments, the instruction does not
stress nor highlight their importance to promotion board deliberations.
Furthermore, the 1994 and 1995 OPRs referenced as containing such comments,
were written by line officers. Although AFPC/DPPPO admits that his OSB
contained errors, they disingenuously argue that these errors did not
contribute to his nonselection for promotion.
The applicant’s complete response is at Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice. The statements from the rating officials
are duly noted, and we are not questioning the integrity of these
officials; however, we are not persuaded that the applicant has been the
victim of an error or injustice. Although these officials state that they
did not include SSS and job recommendations because they thought it was
inappropriate to do so since these selections were made within the Judge
Advocate channels and would be ultimately approved by the additional rater,
they do not indicate that they treated the applicant any differently than
other officers similarly situated. To the contrary, the rater states that
he did not include these comments in any of the OPRs he prepared for the
four lieutenant colonels and one major he rated during the period in
question. We also do not believe the applicant exercised reasonable
diligence in insuring that his OSB was correct. Applicant’s contentions
are duly noted; however, we do not find these assertions, in and by
themselves, sufficiently persuasive to override the rationale provided by
the Air Force. The offices of primary responsibility have adequately
addressed applicant’s contentions and we agree with their opinions and
adopt the rationale expressed as the basis for our decision that the
applicant has failed to sustain his burden that he has suffered either an
error or an injustice. Hence, we find no compelling basis to recommend
granting the relief sought.
4. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of material error or injustice; that the application was
denied without a personal appearance; and that the application will only be
reconsidered upon the submission of newly discovered relevant evidence not
considered with this application.
_________________________________________________________________
The following members of the Board considered Docket Number 02-01385 in
Executive Session on 13 February 2003 under the provisions of AFI 36-2603:
Mr. Philip Sheuerman, Panel Chair
Mr. David A. Mulgrew, Member
Ms. Cheryl Jacobson, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 17 Apr 02, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/JA, dated 5 Nov 02.
Exhibit D. Letter, AFPC/DPPPO, dated 22 Nov 02, w/atch.
Exhibit E. Letter, SAF/MRBR, dated 6 Dec 02.
Exhibit F. Letter, Applicant, dated 3 Jan 02.
PHILIP SHEUERMAN
Panel Chair
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