RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 99-01260 (Case 2)
INDEX CODE: 111.02
COUNSEL: NONE
HEARING DESIRED: NO
APPLICANT REQUESTS THAT:
His Enlisted Performance Report (EPR), rendered for the period 14 Jun
97 through 14 Dec 97, be upgraded from a “4” to a “5”.
APPLICANT CONTENDS THAT:
Based on the rater’s inexperience, the contested report was rated
unfairly and the rater did not give him adequate feedback during the
reporting period.
In support of his request, the applicant submits a personal statement,
copies of his AFI 36-2401 applications, which include statements from
his rating chain and additional documents associated with the issues
cited in his contentions. These documents are appended at Exhibit A.
STATEMENT OF FACTS:
Information extracted from the Personnel Data System (PDS) indicates
that the applicant’s Total Active Federal Military Service Date
(TAFMSD) is 16 Mar 81. He is currently serving on active duty in the
grade of master sergeant (E-7), with an effective date and date of
rank of 1 Oct 99.
Applicant's profile, commencing with the report closing 14 Jan 95,
follows:
Period Ending Evaluation
14 Jan 95 5 - Immediate Promotion
10 Dec 95 5
30 Jun 96 5
13 Jun 97 5
*14 Dec 97 4 - Ready for Promotion
13 Dec 98 4
* Contested report
Similar appeals by the applicant, under Air Force Instruction (AFI) 36-
2401, were considered and denied by the Evaluation Report Appeal Board
(ERAB) on 26 Aug 98, 16 Nov 98 and 25 Feb 99.
In 1998, applicant applied to the Air Force Board for Correction of
Military Records (AFBCMR) requesting that his promotion eligibility
for master sergeant (E-7) be reinstated for promotion cycle 97E7. His
application was disapproved by the Board on 2 Mar 99.
AIR FORCE EVALUATION:
The Enlisted Promotion & Military Testing Branch, HQ AFPC/DPPPWB,
stated the first time the contested report was considered in the
promotion process was Cycle 98E7 to master sergeant (E-7), promotions
effective Aug 98 - Jul 99. Should the Board upgrade the overall
rating or void the report in its entirety, providing he is otherwise
eligible, the applicant will be entitled to supplemental promotion
consideration commencing with Cycle 98E7. It is noted that the
applicant will become a selectee for promotion during this cycle if
the Board grants his request, pending a favorable data verification
check and the recommendation of his commander. The applicant became a
select during the 99E7 cycle. DPPPWB defers to the recommendation of
HQ AFPC/DPPPAB (Exhibit C).
The Directorate of Personnel Program Management, HQ AFPC/DPPPAB,
indicated that the rater states he believes he sincerely rated the
applicant given the short rating period (133 days of supervision), but
concluded he may have rated him differently if he had given the
applicant timely feedback. However, he does not state that he
supports upgrading the report. DPPPAB noted that the
indorser/commander accepts full responsibility for not adequately
counseling the rater on the importance of providing timely and frank
feedback and for failing to note the discrepancy with the feedback
date on the EPR. The indorser/commander further stated that the
report should be upgraded to a “5” promotion recommendation. DPPPAB
stated that while the applicant clearly established that the rater did
not conduct mid-term feedback, he has provided no evidence to show
that he ever requested feedback of the rater and/or the rater’s rater.
The rater’s failure to conduct a required or requested feedback
session does not by itself invalidate an EPR. The rater could not
have conducted the applicant’s mid-term feedback until after 14 Sep 97
but should have done it prior to 29 Oct 97. Retrospective statements
from evaluators prepared several months after the closeout dates of
EPRs do not carry as much weight as assessments made when the facts
and circumstances were fresh in their minds.
DPPPAB stated the applicant established that he did not receive mid-
term feedback. In fact, the report is technically flawed, as the date
of the mid-term feedback on the EPR is two days after the report
closed out. Therefore, DPPPAB recommended the Board direct the
removal of the mid-term feedback date from the contested EPR and add
the following statement: “Ratee has established that no mid-term
feedback session was provided in accordance with AFI 36-2403.” A
complete copy of this evaluation is appended at Exhibit D.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to applicant on
10 Sep 99 for review and response. As of this date, no response has
been received by this office (Exhibit E).
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice. After reviewing the
evidence provided, specifically the statements by the final
indorser/commander of the contested report, we believe substantial
doubt has been created concerning the fairness and accuracy of the
contested report. Based on these statements and in the absence of a
basis to question the integrity of this individual, we recommend that
any doubt should be resolved in favor of the applicant and conclude
that the contested report should be upgraded. In addition, we agree
with the opinion and recommendation of the appropriate Air Force
office, HQ AFPC/DPPPAB, that the applicant established he did not
receive mid-term feedback. Hence, the EPR in question is technically
flawed concerning the mid-term feedback date and should be corrected
to the extent indicated below. Inasmuch as we have determined that
the contested report should be upgraded, equity dictates that the
applicant be afforded supplemental promotion consideration to master
sergeant for all cycles in which the contested report was a part of
his records. We, therefore, conclude that he should be given
supplemental promotion consideration for all cycles commencing with
Cycle 98E7.
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT be corrected to show that:
a. The indorser’s recommendation in Section IV (Promotion
Recommendation), of the Enlisted Performance Report (AF Form 910),
rendered for the period 14 June 1997 through 14 December 1997, be, and
hereby is, changed from “4” to “5”.
b. The mid-term feedback date be removed from the Enlisted
Performance Report, rendered for the period 14 June 1997 through 14
December 1997, and add the following statement: “Ratee has
established that no mid-term feedback session was provided in
accordance with AFI 36-2403.”
It is further recommended that he be provided supplemental
consideration for promotion to the grade of master sergeant for all
appropriate cycles beginning with Cycle 98E7.
If selected for promotion to the grade of master sergeant by
supplemental consideration, he be provided any additional supplemental
consideration required as a result of that selection, if applicable.
If AFPC discovers any adverse factors during or subsequent to
supplemental consideration that are separate and apart, and unrelated
to the issues involved in this application, that would have rendered
the applicant ineligible for the promotion, such information will be
documented and presented to the Board for a final determination on the
individual's qualifications for the promotion.
If supplemental promotion consideration results in the selection for
promotion to the higher grade, immediately after such promotion the
records shall be corrected to show that he was promoted to the higher
grade on the date of rank established by the supplemental promotion
and that he is entitled to all pay, allowances, and benefits of such
grade as of that date.
The following members of the Board considered this application in
Executive Session on 18 January 2000, under the provisions of AFI 36-
2603:
Mr. Richard A. Peterson, Panel Chair
Mr. Gregory W. DenHerder, Member
Ms. Patricia D. Vestal, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 10 May 99, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPPWB, dated 21 Jun 99.
Exhibit D. Letter, HQ AFPC/DPPPAB, dated 31 Sep 99.
Exhibit E. Letter, SAF/MIBR, dated 10 Sep 99.
RICHARD A. PETERSON
Panel Chair
AFBCMR 99-01260
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to APPLICANT be corrected to show that:
a. The indorser’s recommendation in Section IV
(Promotion Recommendation), of the Enlisted Performance Report (AF
Form 910), rendered for the period 14 June 1997 through 14 December
1997, be, and hereby is, changed from “4” to “5”.
b. The mid-term feedback date be removed from the
Enlisted Performance Report, rendered for the period 14 June 1997
through 14 December 1997, and add the following statement: “Ratee has
established that no mid-term feedback session was provided in
accordance with AFI 36-2403.”
It is further directed that he be provided supplemental
consideration for promotion to the grade of master sergeant for all
appropriate cycles beginning with Cycle 98E7.
If selected for promotion to the grade of master sergeant
by supplemental consideration, he be provided any additional
supplemental consideration required as a result of that selection, if
applicable.
If AFPC discovers any adverse factors during or subsequent to
supplemental consideration that are separate and apart, and unrelated
to the issues involved in this application, that would have rendered
the applicant ineligible for the promotion, such information will be
documented and presented to the Board for a final determination on the
individual's qualifications for the promotion.
If supplemental promotion consideration results in the selection
for promotion to the higher grade, immediately after such promotion
the records shall be corrected to show that he was promoted to the
higher grade on the date of rank established by the supplemental
promotion and that he is entitled to all pay, allowances, and benefits
of such grade as of that date.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
AIR FORCE EVALUATION: The Chief, Inquiries/AFBCMR Section, AFPC/DPPPAB, reviewed this application and indicated that the first time the contested report was considered in the promotion process was cycle 95E7 to master sergeant (promotions effective Aug 95 - Jul 96). A complete copy of the Air Force evaluation is attached at Exhibit C. The Chief, BCMR & SSB Section, AFPC/DPPPA, also reviewed this application and indicated that, although the applicant provides a copy of an unsigned draft EPR...
However, they do not, in our opinion, support a finding that the evaluators were unable to 3 ' 97-03510 render unbiased evaluations of the applicant's performance or that the ratings on the contested report were based on factors other than applicant's duty performance during the contested rating period. Applicant contends the contested report is an inaccurate account of his performance during the reporting period because the rater did not gather input from other sources pertaining to the...
DPPPAB stated that the applicant has failed to provide any information/support from the rating chain on the contested EPR. Air Force policy states that only 120 days of supervision are required before accomplishing an EPR; and the EPR was designed to provide a rating for a specific period of time based on the performance noted during that period, not based on previous performance. He did provide evidence with his application that the performance feedback statement is false.
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AIR FORCE EVALUATION: The Chief, Promotion, Evaluation and Recognition Division, Directorate of Personnel Program Management, HQ AFPC/DPPP, reviewed this application and states that the rater of the EPR contends he attempted to submit a reaccomplished version of the EPR on 4 November 1996, but discovered the contested EPR had already became a matter of record. A complete copy of their evaluation is attached at Exhibit D. APPLICANT'S REVIEW OF AIR FORCE EVALUATION: Copies of the Air Force...
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In support of his request, the applicant submits a personal statement, copies of his AFI 36-2401 application, the Evaluations Reports Appeal Board (ERAB) decision, a statement from his indorser and additional documents associated with the issues cited in his contentions. _________________________________________________________________ AIR FORCE EVALUATION: The Enlisted Promotion and Military Testing Branch, HQ AFPC/DPPPWB, stated that the first time the contested report was considered in...
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