AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
IN THE MATTER OF:
DOCKET NUMBER: 97-03800
COUNSEL: None
HEARING DESIRED: No
APPLICANT REQUESTS THAT:
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~~
The Enlisted Performance Report (EPR) rendered for the period
27 Dec 93 through 26 Dec 94 be upgraded from a “4” rating to a
“5” rating; or, in the alternative, be declared void and removed
from his records.
APPLICANT CONTENDS THAT:
No feedback session was accomplished during the rating period.
Prior to his supervisor‘s permanent change of station (PCS), the
supervisor provided him a copy of the EPR which reflected an
overall “5” rating.
In support of his appeal, the applicant provided a copy of the
contested report and a draft of the report in question.
Applicant‘s complete submission is attached at Exhibit A.
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date
(TAFMSD) is 23 Mar 83. He is currently serving in the Regular
Air Force in the grade of technical sergeant, effective, and with
a date of rank (DOR) of 1 Mar 93.
Applicant‘s Airman Performance Report (APR) and EPR profile
follows:
PERIOD ENDING
OVERALL EVALUATION
3 Jan 84
9 Oct 84
9 Oct 85
9 Oct 8 6
5 Mar 87
5 Mar 88
5 Mar 89
AFBCMR 97-03800
9
4 (New rating system)
5
5
5
14 Jul 89
30 Apr 90
30 Apr 91
30 Apr 92
26 Dec 92
26 Dec 93
* 26 Dec 94
26 Dec 95
26 Dec 96
31 Oct 97
* Contested report.
AIR FORCE EVALUATION:
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPAB, reviewed this
application and indicated that the first time the contested
report was considered in the promotion process was cycle 95E7 to
master sergeant (promotions effective Aug 95 - Jul 96). Should
the Board either void the EPR or upgrade it, providing he is
otherwise eligible, the applicant will be entitled to
supplemental promotion consideration beginning with cycle 95E7.
He will not become a selectee during this cycle or the 96E7 or
97E7 cycle. The next cycle to master sergeant is 98E7 with
selections approximately 15 May 98. Should a favorable decision
be received after 1 May 98, the applicant would also require
supplemental consideration for the 98E7 cycle, provided he is
otherwise eligible.
A complete copy of the Air Force evaluation is attached at
Exhibit C.
The Chief, BCMR & SSB Section, AFPC/DPPPA, also reviewed this
application and indicated that, although the applicant provides a
copy of an unsigned draft EPR that reflects an overall “5“ rating
with all performance factors in Section I11 (Evaluation of
Performance) marked to the right, it appears that the rater later
changed his mind from the time the draft was prepared and the
time the actual EPR was prepared.
AFI 36-2403, Section C -
Terms, states, “EPRs are work copies, and evaluators may correct
or redo them until they become a matter of record. Ratees do not
review completed reports before they become a matter of record.”
Contrary to the applicant’s belief, the report is not invalid
just because it was changed prior to the final report being
prepared-it simply indicates the report was revised to more
accurately reflect the evaluators’ assessments.
In order to
successfully challenge the validity of an evaluation report, it
is important to hear from the evaluators-not necessarily for
support but at least for clarification/explanation.
The
Without
applicant has not provided any such documentation.
benefit of these statements, DPPPA can only conclude the EPR is
accurate as written.
An evaluation report is considered to
2
AFBCMR 97-03800
represent the rating chain's best judgment at the time it is
rendered. DPPPA contends that, once a report is accepted for
file, only strong evidence to the contrary warrants correction or
removal from an individual's record and the burden of proof is on
the applicant. He has not substantiated the contested report was
not rendered in good faith by all evaluators based on knowledge
available at the time.
Regarding applicant's contentions that he received no feedback
during the rating period, AFI 36-2402, paragraphs 2.8.1.2 and
2.8.1.3, states the ratee is responsible for requesting a
feedback session if needed and notifying the rater and, if
necessary, the rater's rater when a required or requested
feedback session does not take place. Regardless, AFI 36-2403,
paragraph 2-10, states, "A rater's failure to conduct a required
or requested feedback session does not by itself invalidate an
EPR." Based on the lack of evidence provided, DPPPA recommends
denial.
A complete copy of their evaluation is attached at Exhibit D.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to applicant
on 9 Feb 98 for review and response.
As of this date, no
response has been received by this office.
THE BOARD CONCLUDES THAT:
The applicant has exhausted all remedies provided by existing
1.
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice. After
a thorough review of the evidence of record and applicant's
submission, we are not persuaded that the contested report should
be upgraded from a "4" rating to a "5" rating or that it should
be declared void and removed from his records. His contentions
are duly noted; however, we do not find these uncorroborated
assertions, in and by themselves, sufficiently persuasive to
override the rationale provided by the Air Force. We therefore
agree with the recommendations of the Air Force and adopt the
rationale expressed as the basis for our decision that the
applicant has failed to sustain his burden that he has suffered
either an error or an injustice.
Therefore, we find no
compelling basis to recommend granting the relief sought.
3
AFBCMR 97-03800
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or
injustice; that the application was denied without a personal
appearance; and that the application will only be reconsidered
upon the submission of newly discovered relevant evidence not
considered with this application.
The following members of the Board considered this application in
Executive Session on 8 October 1998, under the provisions of Air
Force Instruction 36-2603:
Ms. Charlene M. Bradley, Panel Chair
Ms. Patricia D. Vestal, Member
Mr. Joseph G. Diamond, Member
Mrs. Joyce Earley, Examiner (without vote)
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 23 Dec 97, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPWB, dated 15 Jan 98.
Exhibit D. Letter, AFPC/DPPPA, dated 30 Jan 98
Exhibit E. Letter, AFBCMR, dated 9 Feb 98.
/? (2i22,AdINUUV
CHARLENE M. BRADLEY iJ
Panel Chair
4
DEPARTMENT O F THE AIR FORCE
HEADQUARTERS AIR FORCE PERSONNEL CENTER
RANDOLPH AIR FORCE BASE TEXAS
1 5 JAN 1998
MEMORANDUM FOR AFPCDPPPAB
AFBCMR
INTURN
FROM: HQ AFPC/DPPPWB
550 C Street West, Ste 09
Randolph AFB TX 78 150-47 1 1
SUBJECT: Application for Correction of Military Records
Requested Action. The applicant is requesting the AFBCMR either void or upgrade his
Enlisted Performance Report (EPR) closing 26 Dec 94. We will address the supplemental
promotion consideration issue should the q u e s t be approved.
Reason for Request. The applicant states there was no feedback accomplished during the
period of this report.
- Facts. See Hq AFPC/DPPPAB Memorandum.
Discussion. The first time the contested report was considered in the promotion process
was cycle 95E7 to MSgt (promotions effective Aug 95 - Jul96). Should the AFBCMR either
void the EPR or upgrade it, providing he is otherwise eligible, the applicant will be entitled to
supplemental promotion consideration beginning with the 95E7 cycle. He will not become a
selectee during this cycle or the 96E7 or 97E7 cycles. The next cycle to MSgt is 98E7 with
selections approximately 15 May 98. ShouId a favorabIe decision be received after 1 May 98, he
would also require supplemental consideration for the 98E7 cycle, provided he is otherwise
eligible.
Recommendation. We defer to the recommendation of Hq AFPC/DPPPAB.
Chief InquiriedAFBCMR Section
Enlisted Promotion Branch
cc:
SAFMBR
, ,
’ C
D-EPARTMENT OF THE AIR FORCE
HEADQUARTERS AIR FORCE P E R S O N N E L CENTE
RANDOLPH AIR FORCE BASE TEXAS
30 JAN 98
MEMOWDUM FOR AFBCMR
FROM: HQ AFPC/DPPPA
550 C Street West, Suite 8
Randolph AFB TX 78150-47
SUBJECT: AFI 36-2603 Application-Technical Sergeant
Requested Action. The applicant requests his 26 Dec 94 enlisted performance report (EPR)
be upgraded to a “5” or voided in its entirety.
Basis for Request. The applicant contends no feedback was accomplished during the rating
period. He states that prior to his supervisor’s permanent change of station (PCS), he provided
him a copy of his EPR which reflected an overall rating of “5.”
Recommendation. Deny.
Facts and Comments.
a. The application is timely filed. We have no record of a previous application under
AFI 36-2401, Correcting Officer and Enlisted Evaluation Reports. Since the applicant has no
evaluator support, we did not return the application.
b. The governing directive is AFI 36-2403, Enfisted Evaluation System, 15 Jul94.
c. The contested EPR is an overall “4” with three of the seven performance factors in
section 111 marked down one block from the right.
d. The applicant contends his supervisor accomplished an EPR prior to his PCS
departure which reflected a “5” rating. As support, the applicant provides a copy of an unsigned
draft EPR that reflects an overall “5” rating with all performance factors in section III marked to
the right. However, it appears the rater changed his mind from the time the draft was prepmd
and the time the actual EPR was prepared. AFI 36-2403, Section C - Terms, Attachment 1,
states, “EPRs are ,work copies, and evahators may correct or redo them until they become a
do not review completed reports before they become a matter o f
matter of record. Rat-
record.” Contrary to the applicant’s beliefs, the report is not invalid just because it was changed
prior to the final report being prepared--it simply indicates the report was revised to more
accurately reflect the evaluators’ assessments..
e. The applicant contends he received no feedback during the rating period. AFI
36-2403, paragraphs 2.8.1.2 and 2.8.1.3, states the ratee is responsible for requesting a feedback
session if needed and notifying the rater and, if necessary, the rater’s rater when a required or
requested feedback session does not take place. Regardless, AFI 36-2403, paragraph 2-10,
states, “A rater’s failure to conduct a required or requested feedback session does not by itself
invalidate an EPR.”
f. Obvious by their absence are statements from the evaluators during the contested
period. In order to successfully challenge the validity of an evaluation report, it is important to
hear fiom the evaluators--not necessarily for support, but at least for clarificatiodexplanation.
The applicant has not provided any such documentation. Without benefit of these statements, we
can only conclude the EPR is acckate as written.
g. An evaluation report is considered to represent the rating chain’s best judgment at
the time it is rendered. We contend that once a report is accepted for file, only strong evidence to
the contrary warrants correction or removal from an individual’s record. The burden of proof is
on the applicant. He has not substantiated the contested report was not rendered in good faith by
all evaluators based on knowledge available at the time.
Summary. Based on the lack of evidence provided, we recommend denial.
&f+
OYCE E. HOGAN
Chief, BCMR and SSB Section
Directorate of Pers Program Mgt
cc:
SAFMIBR
Therefore, DPPPAB recommended the Board direct the removal of the mid-term feedback date from the contested EPR and add the following statement: “Ratee has established that no mid-term feedback session was provided in accordance with AFI 36-2403.” A complete copy of this evaluation is appended at Exhibit D. APPLICANT'S REVIEW OF AIR FORCE EVALUATION: Copies of the Air Force evaluations were forwarded to applicant on 10 Sep 99 for review and response. The mid-term feedback date be removed...
A complete copy of the Air Force evaluation is attached at Exhibit C. The Chief, Appeals & SSB Branch, AFPC/DPPPA, also reviewed this application and indicated that while the applicant contends that he did not receive his two feedbacks during the contested period, they note that the rater indicates in Section V (Rater’s Comments) that feedbacks were conducted on 25 Sep 96 and 6 Mar 97. Air Force policy is that an evaluation report is accurate as written when it becomes a matter of record...
However, they do not, in our opinion, support a finding that the evaluators were unable to 3 ' 97-03510 render unbiased evaluations of the applicant's performance or that the ratings on the contested report were based on factors other than applicant's duty performance during the contested rating period. Applicant contends the contested report is an inaccurate account of his performance during the reporting period because the rater did not gather input from other sources pertaining to the...
A complete copy of the Air Force evaluation is attached at Exhibit C. The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this application and indicated that the first time the contested report was considered in the promotion process was cycle 97E9 to chief master sergeant (promotions effective Jan 98 - Dec 98). However, if the Board upgrades the decoration as requested, it could direct supplemental promotion consideration for cycle 98E9. A complete copy of the Air Force evaluation...
AIR FORCE EVALUATION: The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this application and indicated that the contested report would normally have been eligible for promotion consideration for the 96E7 cycle to master sergeant (promotions effective Aug 96 - Jul 97). Consequently, he was ineligible for promotion consideration for the 96B7 cycle based on both the referral EPR and the PES Code “Q”. Even if the board directs removal of the referral report, the applicant would not...
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In his submissions to the Evaluation Reports Appeal Board (ERAB), he illustrated his insufficient training, his attempts to get training, and the different conversations he had with the rater concerning his duty performance and accomplished workload tasks. The applicant contends he did not receive the 28 Jun 96 feedback session as indicated on his 16 Nov 96 EPR; however, he did not provide anything from his evaluator to support his allegation. Especially in view of the fact that the report...
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The applicant contends the rater on the report was not actually his rater when the report closed out. In addition, neither the rater nor the applicant provided evidence as to why the rater signed both the report and the referral letter. The complete evaluation is at Exhibit D. ___________________________________________________________________ APPLICANT'S REVIEW OF AIR FORCE EVALUATION The applicant responded to the Air Force evaluation with another statement from his rater at the time of...