RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-02111
INDEX CODE: 111.02
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
His Enlisted Performance Report (EPR), rendered for the period 31 May
95 through 28 Mar 96, be upgraded or declared void and removed from
his records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He should have received a change of reporting official (CRO) EPR in
Dec 95. The indorser on the contested report did not have first-hand
knowledge of his duty performance, had insufficient supervision to
evaluate his duty performance, and thought he was indorsing an overall
“5” rating not a “4.”
In support of his request, the applicant submits a personal statement,
statements from his rating chain, a copy of his AFI 36-2401
application, with additional documents associated with the issues
cited in his contentions. These documents are appended at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Applicant contracted his initial enlistment in the Regular Air Force
on 18 Mar 80. He has been progressively promoted to the grade of
staff sergeant (E-5), with an effective date and date of rank of 1 Apr
85.
Applicant's EPR profile for the last 10 reporting periods follows:
Period Ending Evaluation
21 Mar 90 2 - Marginal Performer (Referral EPR)
21 Mar 91 4 - Ready for Promotion
21 Mar 92 5 - Ready for Immediate Promotion
22 Apr 93 5
22 Apr 94 5
30 Nov 94 4
30 May 95 5
* 28 Mar 96 4
28 Mar 97 5
28 Mar 98 4
* Contested report
The Evaluation Report Appeal Board (ERAB) considered a similar appeal
by the applicant, under Air Force Instruction (AFI) 36-2401, and, on 3
Sep 97, denied his request to upgrade the promotion recommendation on
the contested report.
_________________________________________________________________
AIR FORCE EVALUATION:
The Enlisted Promotion Branch, HQ AFPC/DPPPWB, stated that the first
time the contested report was considered in the promotion process was
Cycle 97E6 to technical sergeant (E-6), promotions effective Aug 97 -
Jul 98. Should the Board upgrade the overall rating to a “5” or void
the report in its entirety, providing he is otherwise eligible, the
applicant will be entitled to supplemental promotion consideration
commencing with Cycle 97E6. It is noted that the applicant will
become a selectee for promotion during this cycle if the Board grants
his request, pending a favorable data verification check and the
recommendation of his commander. They defer to the recommendation of
AFMPC/DPPPAB (Exhibit C).
The Directorate of Personnel Program Management, HQ AFPC/DPPPAB,
reviewed this application and recommended denial. DPPPAB stated that
if the rater believed the applicant’s duty performance warranted a “5”
promotion recommendation, he should have marked the appropriate block
in spite of “pressure” he thought he would incur from his rater and
commander. If the rater’s rater or commander disagreed, they could
have marked the “nonconcur” block and provided comments as
appropriate, including one or more specific reasons for disagreeing,
and initiated the blocks they determined appropriate. DPPPAB believes
the rater appropriately evaluated the applicant and avoided inflating
the overall promotion recommendation.
With regard to the applicant’s contentions concerning the indorser,
DPPPAB stated that the short length of time the indorser was in the
role before the closeout date of the report is not an issue since Air
Force policy allows evaluators, other than the rater, to be assigned
at any point. In accordance with the governing Air Force instruction,
evaluators, other than raters, can be assigned after the report’s
closeout date and still sign the report. Subsequent evaluators are
not required to have “first-hand knowledge” of the ratee - if they
feel their knowledge is insufficient, they may obtain information from
other reliable sources. Evaluators are required to enter ratings (X)
only when signing the EPR to prevent others from entering incorrect
ratings.
DPPPAB disagrees with the applicant’s belief that he had earned a
promotion to the grade of technical sergeant (E-6) and that the Board
should allow him to regain his promotion. DPPPAB stated that
promotion releases are made annually and are contingent upon a
favorable comparison between data in the Personnel Data System (PDS)
and the data on file in the member’s Unit Personnel Record Group
(UPRG). Tentative selectees are notified on the release date of their
promotion status, but are also told it is not official until the data
verification has been completed at his military personnel flight
(MPF). It is obvious the data in PDS did not match the source
documents on file in his UPRG. DPPPAB believes the applicant’s
request to “regain” his promotion is unfounded because the promotion
was never “taken away” from him because he never earned it.
DPPPAB stated that the applicant’s contention that a Change of
Reporting Official (CRO) EPR should have been rendered in Dec 95 is
without merit. The applicant was serving on temporary duty (TDY) from
21 Jan 96 through 14 May 96. The applicant did not provide any
support from his commander to prove he met the criteria under Rule 11,
note 15 of AFI 36-2403 that would warrant a CRO EPR. Furthermore, the
applicant has not provided any documentation to prove the rater
changed as a result of a permanent change of station, permanent change
of assignment or an approved change of designated rater.
DPPPAB indicated that comparing the ratings on the EPR to the markings
on the Performance Feedback Worksheet (PFW) are inappropriate
comparisons and inconsistent with the Enlisted Evaluation System
(EES). The rater who prepares the PFW may use it as an aid in
preparing the EPR. DPPPAB stated that the PFW acts as a scale on
where the ratee stands in relation to the performance expectations of
the rater. A PFW with all items marked “needs little or no
improvement” means the ratee is meeting the rater’s standards. It
does not guarantee a firewalled EPR.
A complete copy of this evaluation is appended at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to applicant on 18
November 1998 for review and response. As of this date, no response
has been received by this office (Exhibit E).
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. We took notice of the
applicant's complete submission in judging the merits of the case;
however, we agree with the opinions and recommendation of the Air
Force office of primary responsibility, HQ AFPC/DPPPAB, and adopt the
rationale expressed as the basis for our conclusion that the applicant
failed to sustain his burden of establishing the existence of either
an error or an injustice. Therefore, absent sufficient evidence to
the contrary, we find no compelling basis to recommend granting the
relief sought in this application.
_________________________________________________________________
RECOMMENDATION OF THE BOARD:
A majority of the panel finds insufficient evidence of error or
injustice and recommends the application be denied.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 1 April 1999, under the provisions of AFI 36-
2603:
Mr. Vaughn E. Schlunz, Panel Chair
Mr. Philip Sheuerman, Member
Ms. Patricia D. Vestal, Member
By a majority vote, Mr. Schlunz and Ms. Vestal voted to deny applicant's
request. Mr. Sheuerman voted to grant the applicant's request but did
not desire to submit a minority report. The following documentary
evidence was considered:
Exhibit A. DD Form 149, dated 7 Jul 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPPWB, dated 16 Oct 98.
Exhibit D. Letter, HQ AFPC/DPPPAB, dated 29 Oct 98.
Exhibit E. Letter, SAF/MIBR, dated 16 Nov 98.
VAUGHN E. SCHLUNZ
Panel Chair
AFBCMR 98-02111
MEMORANDUM FOR THE EXECUTIVE DIRECTOR, AIR FORCE BOARD
FOR CORRECTION OF MILITARY RECORDS (AFBCMR)
SUBJECT: AFBCMR Application of APPLICANT
I have carefully reviewed all aspects of this case and do not
agree with the opinion of the majority of the panel that the
applicant’s request for voidance of the Enlisted Performance Report
(EPR) closing 28 March 1996 should be denied.
I am persuaded by the statement from the rater of the contested
report, who had first-hand knowledge of applicant’s performance, that
the ratings assigned on the report are inaccurate. By regulation,
this individual had the right and the responsibility to rate the
applicant’s performance, honestly and to the best of his ability. The
evidence suggests that he was unable to do so because he felt coerced
into rating the applicant a “4” instead of the “5” rating he deserved.
In addition, after reviewing the circumstances, the final indorser
and commander stated that the contested report is not an accurate
reflection of the applicant’s performance and are in support of the
applicant’s request. Inasmuch as the contested report was based on
factors other than the applicant’s performance and demonstrated
potential, I do not believe the applicant received a fair evaluation.
Based on the above, I am resolving any doubt concerning the
accuracy of this report in the applicant’s favor. Therefore, I agree
with the minority member of the panel and direct that the contested
EPR be declared void and the applicant receive the appropriate
supplemental consideration for promotion to the grade of technical
sergeant.
JOE G.
LINEBERGER
Director
Air Force
Review Boards Agency
AFBCMR 98-02111
INDEX CODE: 111.02
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to APPLICANT be corrected to show that the Enlisted
Performance Report, AF Form 910, rendered for the period 31 May 1995
through 28 March 1996, be, and hereby is, declared void and removed
from his records.
It is further directed that he be provided supplemental
consideration for promotion to the grade of technical sergeant for all
appropriate cycles beginning with Cycle 97E6.
If selected for promotion to the grade of technical sergeant
by supplemental consideration, he be provided any additional
supplemental consideration required as a result of that selection,
if applicable.
If AFPC discovers any adverse factors during or subsequent to
supplemental consideration that are separate and apart, and
unrelated to the issues involved in this application, that would
have rendered the applicant ineligible for the promotion, such
information will be documented and presented to the Board for a
final determination on the individual's qualifications for the
promotion.
If supplemental promotion consideration results in the
selection for promotion to the higher grade, immediately after such
promotion the records shall be corrected to show that he was
promoted to the higher grade on the date of rank established by the
supplemental promotion and that he is entitled to all pay,
allowances, and benefits of such grade as of that date.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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