RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20030805
NAME: XXXXXXXXXXXXXX
CASE NUMBER: PD1201090
BOARD DATE: 20130130
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (31R/Telecommunication Operator),
medically separated for chronic low back pain (LBP). The CI sustained a low back injury while
lifting a heavy cable reel in June of 1999 and extensive non-surgical treatment provided no
relief of his symptoms. He did not improve adequately to meet the physical requirements of his
Military Occupational Specialty. He was issued a permanent L3 profile and referred for a
Medical Evaluation Board (MEB). The MEB forwarded no other conditions for Physical
Evaluation Board (PEB) adjudication. The PEB adjudicated the chronic LBP condition as
unfitting, rated 10%, with application of the Veteran’s Affairs Schedule for Rating Disabilities
(VASRD). The CI made no appeals and he was medically separated with a 10% disability rating.
CI CONTENTION: The CI elaborated no specific contention in his application.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The rating for
the unfitting chronic LBP condition will be reviewed. Any conditions or contention not
requested in this application, or otherwise outside the Board’s defined scope of review, remain
eligible for future consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
VA (1 Mo. Pre -Separation) – All Effective Date 20030806
Service IPEB – Dated 20030429
Condition
Code
Rating
*Combined rating eventually increased to 80% effective 20100728 with no changes to the low back or bilateral radiculopathy
ratings
ANALYSIS SUMMARY: The Board’s role is confined to the review of medical records and all
evidence at hand to assess the fairness of PEB rating determinations, compared to VASRD
standards, based on severity at the time of separation. The Board notes the current VA ratings
for all of his service-connected conditions, but must emphasize that its recommendations are
Chronic Low Back Pain
5299-5295
10%
↓No Additional MEB/PEB Entries↓
Combined: 10%
Condition
Low Back Pain
Left Radiculopathy
Right Radiculopathy
Obstructive Sleep Apnea
Bilateral Ankle Sprain
Code
5292
8599-8520
8599-8520
6847
5271-5010
Rating
10%
10%
10%
30%
10%
Exam
20030703
20030703
20030703
20030703
20030703
0% x5
Combined: 60*%
premised on severity at the time of separation. The VA ratings that it considers in that regard
are those rendered most proximate to separation. The Disability Evaluation System (DES) has
neither the role nor the authority to compensate members for anticipated future severity or
potential complications of conditions resulting in medical separation. That role and authority is
granted by Congress to the Department of Veterans Affairs.
Chronic Low Back Pain Condition. The narrative summary (NARSUM) prepared 8 months prior
to separation, noted the CI had a 3-year history of intermittent LBP that got progressively
worse. The onset of symptoms was in June 1999 when the CI suffered a lifting injury and
experienced immediate pain in his back. The pain had both a constant dull, burning component
and a sharp sensation with certain activities. The severity was described as seven out of ten
and exacerbating factors included include running, jumping, lifting, many physical activities, and
driving more than 45 minutes. Alleviating factors included rest, frequent changing of position,
and taking medication. Most of the CI's pain originated from the midsection of his low back and
radiated pain and paresthesias distally to the low back and into the legs, left greater than right.
The pain was worse in the morning. The CI denied sensation loss, weakness, bowel or bladder
incontinence, night sweats, fevers, or unexplained weight loss. Medications, which the CI had
tried, included non-steroidal anti-inflammatories, muscle relaxers, and narcotic medications
resulted in only incomplete relief of symptoms. A trial of physical therapy (PT) included
transcutaneous electrical nerve stimulation (TENS), ultrasound, lumbar traction, electrical
stimulation, manipulation, lumbar stabilization, strengthening and stretching exercises; all with
no relief of symptoms. Significant physical exam findings are summarized in the chart below.
Radiographic data consisted of magnetic resonance imaging (MRI) of the lumbosacral spine and
was normal. Plain film X-rays of the SI joints revealed osteoarthritis, sacralization of L5, and
focal sclerosis on both sides of SI joint. The CI was treated on an outpatient basis. On
subsequent follow-up examinations, there was no change from his previous examination except
now his referred pain was worse to his buttocks, coccyx, and inner leg, left greater than right. It
was the commander's recommendation that this soldier was not worldwide deployable. It was
unlikely that the CI will improve in pain level and function to the point where he would reach a
level consistent with active duty service. Prognosis for civilian employment was fair. The
diagnosis was chronic LBP and sacroiliac (SI) joint arthritis, both medically unacceptable in
accordance with Army Regulation 40-501. The recommendation was that the CI was unable to
satisfactorily perform the duties of a member of his rank and station; therefore, it was
recommended that he be found unfit for retention on active duty. At the MEB exam
accomplished 4 months prior to separation, the CI reported a problem caused by his back
injury. “My back cause (sic) me to have tingling & numbness in my legs. My back problem is
cause by arthritis and my shoulder blade be (sic) hurting because of my back pain.” The MEB
physical exam noted no specific entries related to the CI’s LBP.
The VA Compensation and Pension (C&P) exam accomplished a month prior to separation, was
consistent with the above history and physical examination with the following additions. He
complained of daily constant pain located on the left side of his lower back that radiated down
his left buttock in a radicular fashion down to his left knee. He also had right sided radicular
pain less frequently. The CI reported he always had to lift up his left leg in order to bend over
to pick up something off the floor. He could not bend over to tie his shoes. He could not lean
to his left side. He was unable to lie on his back for more than a few minutes. Prolonged sitting
bothered him and he could not travel long distances in a car. The CI had previously enjoyed all
sports but no longer did because of his back condition. He exercised two to three times per
week on a stationary bicycle and did some weight training. Current medication was Motrin as
needed. Significant physical exam findings are summarized in the chart below. The diagnosis
was mechanical LBP with radiculopathy and bilateral SI joint arthritis. The functional
assessment was mild decrease in range of motion, pain with weight-bearing activities, and pain
on range-of-motion (ROM).
Low Back Physical
Exam Findings
NARSUM 8 Mos. Pre-Sep
VA C&P exam 1Mo. Pre-Sep
Comments
Pos. tenderness over SI joint, right
greater than left,
Negative Straight leg raise
Faber test with pain in SI joint
bilaterally
DTRs - normal bilaterally
Sensation - normal bilaterally
§4.71a Rating
(1 July 2002 Edition)
10%*
Normal posture and gait
No kyphosis, lordosis, or scoliosis
Normal - Strength, DTRs and sensory exam
able to reach his fingertips to within five inches of the
floor on forward flexion
Negative Straight leg raise
No paraspinal muscle spasms
Pos. tender to palpation over left SI joint
No tenderness to palpation over lumbar spine
10%*
*IAW VASRD code 5295 or 5292 with adequate evidence of painful motion IAW §4.59
The Board directs attention to its rating recommendation based on the above evidence. The
PEB adjudicated the CI’s chronic LBP as 10% disabling, based on painful motion, and applied the
analogous VASRD code of 5299-5295, lumbosacral strain. It also cited a normal MRI, a non-
focal neurological examination, and plain film radiographs showed L5 sacralization and SI joint
osteoarthritis. This coding and rating scheme met VASRD principle §4.66, SI joint, which states,
“The lumbosacral and SI joints should be considered as one anatomical segment for rating
purposes.” The VA applied VASRD code 5292, limitation of lumbar spine motion, and rated it
10% citing slightly limited motion of the lumbar spine. In the 2002 VASRD in effect at the time
of separation, VASRD code 5295, (Lumbosacral strain), was rated with considerations of limited
motion, radiographic findings, muscle spasm and pain; while VASRD code 5292, limitation of
lumbar spine motion, was subjectively rated as slight, moderate or severe. The evidence
present for review would support a “slight” limitation in motion and a corresponding 10%
rating if VASRD code 5292 were to be applied. At the time of separation, the CI only had X-ray
findings consistent with the 40% rating with VASRD code 5295, therefore, the deliberations
settled on a 20% versus 10% rating discussion. The 20% rating criteria required muscle spasm
on extreme forward bending and unilateral loss of lateral spine motion in standing position.
The CI complained of having a component of the 20% rating, inability to lean to the left side,
however, on examination he had no muscle spasm and there was no documented loss of lateral
motion. The examiner’s functional assessment was that there was a mild decrease in the ROM
with pain, which is consistent with the 10% rating. The constellation of, X-ray findings
(consistent with 40% rating), subjective loss of the ability to lean left (consistent with 20%
rating) and documented painful motion (consistent with 10% rating) is overall most consistent
with a 20% disability rating. Board precedent is that a functional impairment tied to fitness is
required to support a recommendation for addition of a peripheral nerve rating at separation.
There were no sensory or motor changes evident in the documentation present for review.
Since no evidence of functional impairment exists in this case, the Board cannot support a
recommendation for additional rating based on peripheral nerve impairment. After due
deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt), the
Board recommends a disability rating of 20% for the chronic LBP condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the chronic LBP condition, the Board unanimously
recommends a disability rating of 20%, coded 5299-5295 IAW VASRD §4.71a. There were no
other conditions within the Board’s scope of review for consideration.
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows, effective as of the date of his prior medical separation:
VASRD CODE RATING
5299-5295
COMBINED
20%
20%
XXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
Chronic Low Back Pain Condition
UNFITTING CONDITION
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120621, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXX, AR20130003102 (PD201201090)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Board’s recommendation to modify the individual’s disability rating to 20%
without recharacterization of the individual’s separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
XXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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