RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20030719
NAME: XXXXXXXXXXXX
CASE NUMBER: PD1200758
BOARD DATE: 20130130
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (52D10/Power Generator Equipment
Repairman), medically separated for low back pain (LBP) on forward motion post disc surgery
and L4/L5 disc fusion. The LBP on forward motion post disc surgery and L4/L5 disc fusion
condition could not be adequately rehabilitated to meet the physical requirements of his
Military Occupational Specialty or satisfy physical fitness standards. He was issued a
permanent L3 profile and referred for a Medical Evaluation Board (MEB). The MEB forwarded
no other conditions for Physical Evaluation Board (PEB) adjudication. The PEB adjudicated the
LBP on forward motion post disc surgery and L4/L5 disc fusion condition as unfitting, rated 10%,
with application of the Veterans Affairs Schedule for Rating Disabilities (VASRD). The CI initially
appealed to the Formal PEB (FPEB) but subsequently withdrew his request and agreed with the
decision of the PEB. He was medically separated with a 10% disability rating.
CI CONTENTION: “The rating should have been higher because of the severity.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The LBP
condition, and by implication the right foot numbness, requested for consideration meet the
criteria prescribed in DoDI 6040.44 for Board purview and are addressed below. The other
conditions rated by the Department of Veterans Affairs at the time of separation or retroactive
to the time of separation are not within the Board’s purview. The ratings for unfitting
conditions will be reviewed in all cases. Any conditions or contention not requested in this
application, or otherwise outside the Board’s defined scope of review, remain eligible for future
consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service IPEB – Dated 20030116
Condition
LBP s/p Disc Surgery &
L4/L5 Fusion …
Code
5299-5295
Rating
10%
↓No Additional MEB/PEB Entries↓
VA (2 Mos. Post-Separation) – All Effective Date 20030720
Condition
DDD s/p Lumbar Fusion w/Pain
Rt Foot Radiculopathy
Lt Foot Gout
HTN w/ Dizziness
0% X 1* / Not Service-Connected x 0
Combined: 40%
Code
5293-5292
8521
5017
7101
Rating
10%
10%*
20%
10%
Exam
20030917
20090409*
20030917
20030917
Combined: 10%
*Granted by BVA Decision reported in VARD 20100104 retroactive to 20030720; also granted LLE radiculopathy @ 0%
retroactive to 20030720. Original VARD 20031022 deferred rating rt foot numbness. Subsequent VARD 20040113 denied
service connection for rt foot numbness. VARD 20090619 granted B/L LE Radiculopathy secondary to lumbar DDD S/P Fusion
@10% based on 20090409 C&P. Combined rating on all of these VARDS was 40%.
ANALYSIS SUMMARY: The PEB combined LBP and right foot radiculopathy ["numbness"] as the
single unfitting and solely rated condition using code 5299-5295. However, the Board must
apply separate codes and ratings in its recommendations, if compensable ratings for each
condition are achieved IAW VASRD §4.71a. If the Board judges that two or more separate
ratings are warranted in such cases, however, it must satisfy the requirement that each
“unbundled” condition was unfitting in and of itself. Not uncommonly this approach by the PEB
reflects its judgment that the constellation of conditions was unfitting; and, that there was no
need for separate fitness adjudications, not a judgment that each condition was independently
unfitting. Thus the Board must exercise the prerogative of separate fitness recommendations
in this circumstance, with the caveat that its recommendations may not produce a lower
combined rating than that of the PEB.
Low Back Pain on Forward Motion Post Disc Surgery and L4/L5 Disc Fusion Condition. The CI
first noted LBP in 1999 after lifting heavy equipment, and he reinjured his back in 2000. Over
time, this pain became progressively worse despite treatment including physical therapy (PT),
medications, spine injections, nerve blocks, radiofrequency ablation, intradiscal electro-thermal
ablation and ultimately spine fusion on 13 May 2002. A discogram was positive for L5-S1 disc
disease on 14 August 2001. A nerve conduction velocity/electromyogram (NSV/EMG)
performed on 8 January 2002 showed a mild L5-S1 radiculopathy. He had multiple level disc
disease with disc bulges confirmed via X-rays and magnetic resonance imaging, the latter done
on 19 March 2002. He continued to have pain, required the use of a cane and was diagnosed
with a failed back syndrome. A permanent L3 profile was issued and the CI referred to an MEB.
The MEB examination was on 25 October 2002, almost 9 months prior to separation. The CI
reported right foot dysthesia and back pain with activity. On examination, he was noted to
have normal sensation, but an absent right Achilles reflex. The range-of-motion (ROM) was
slightly decreased in rotation and flexion. The narrative summary was dictated on 2 January
2003 (6 months prior to separation). The CI complained of back pain and right foot numbness,
but denied incontinence. He was unable to squat or stoop. He obtained relief by lying on his
side and sleeping after taking an over the counter sleeping aid. He had an abnormal gait and
walked with cane. He had normal reflexes other than the Achilles reflex. Strength was normal
in his lower extremities. There was a decrease in sensation on the outside of his right foot.
There was no mention of spasm. Signs of non-organic pain were absent. The ROM was slightly
reduced in extension, lateral bending and flexion. The CI also underwent an evaluation by PT
on 26 February 2003 (4 months prior to separation). He was noted to have a slow gait, stooped
posture, but normal transition movements and was removing and putting on his shoes and
jacket normally. His flexion was limited to hands to his knees and extension was decreased by
50%, but the contour was normal. He walked with a cane and had a stooped gait. Heel and toe
walk were normal and there was no limp. The right ankle reflex was diminished, but present.
His strength was normal. No comment was made on sensation. On X-ray, he was noted to
have normal alignment with good hardware placement. At the VA Compensation and Pension
evaluation on 17 September 2003 (2 months after separation), the CI complained of numbness
in the right foot and of pain if he walked or stood too long. He was able to flex his back to 70
degrees and extend to 15 degrees. A straight leg raise provoked pain in his legs. His right heel
reflex was decreased. The examiner was unable to confirm the numbness via testing. No other
abnormalities were noted. No specific comment was made on the motor examination.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB rated the LBP condition 10% and coded it 5299-5295, analogous to lumbosacral strain. The
VA rated the degenerative disc disease condition 10% and coded it 5293-5292, intervertebral
disc syndrome and lumbar limitation of motion. The Board noted that these codes have been
superseded and are no longer in use. However, in accordance with DoDI 6040.44, the Board is
required to recommend a rating IAW the VASRD in effect at the time of separation. The Board
noted that the CI consistently had decreased ROM of the lumbar spine. His strength was
normal when documented, although a mild motor radiculopathy had been noted on the EMG
prior to the fusion. The right foot numbness was not consistently verified on exam. His need
for a cane appeared to be related to back pain. There is no record indicating that the right foot
numbness interfered with the wear of military equipment. The Board considered if the right
foot numbness was a separately unfitting condition for rating. It noted that while this was a
consistent subjective complaint, it was not in evidence on every examination and that there
was no evidence of duty impairment from it separate from the back condition. The Board
determined that this was not a separately unfitting condition. The Board reviewed the different
examinations and concluded that the repeated documentation of decreased ROM of the
lumbar spine, coupled with the fact the CI needed a cane to ambulate and had a stooped
posture supports the conclusion that the CI had moderate limitation of motion of the spine and
would rate 20% under code 5292. The Board then considered the coding options 5293 and
5295. The Board notes that there is no documentation in the service treatment records (STRs)
of incapacitating episodes related to the back condition to support even a 10% rating under
code 5293. The STRs do not document persistent muscle spasm or loss of lateral spine motion
to support a higher rating under analogous code 5295. The records do, however, repeatedly
document characteristic pain on motion. Accordingly the Board concluded that the back
condition would rate 10% using the code 5295. After due deliberation, considering all of the
evidence and mindful of VASRD §4.3 (Resolution of reasonable doubt), the Board recommends
a disability rating of 20% coded 5292 for the LBP condition.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the LBP condition, the Board unanimously recommends a
disability rating of 20%, coded 5292 IAW VASRD §4.71a. In the matter of the (implied)
contended right foot numbness condition, the Board unanimously recommends that this
cannot be added as separately unfitting and ratable. There were no other conditions within the
Board’s scope of review for consideration.
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows, effective as of the date of his prior medical separation:
VASRD CODE RATING
5292
COMBINED
20%
20%
UNFITTING CONDITION
Low Back Pain
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120607, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
XXXXXXXXXXXXXXXXXXX, DAF
Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXXX, AR20130003101 (PD201200758)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Board’s recommendation to modify the individual’s disability rating to 20%
without recharacterization of the individual’s separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
XXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
AF | PDBR | CY2012 | PD-2012-00971
RECORD OF PROCEEDINGS PHYSICAL DISABILITY BOARD OF REVIEW NAME: XXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY CASE: PD1200971 SEPARATION DATE: 20030606 BOARD DATE: 20130306 SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this covered individual (CI) was an active duty SFC/E-7 (63E40/M1A2 Tank Maintenance Supervisor) medically separated for a lumbar spine condition. The PEB adjudicated the separate MEB diagnoses as a single unfitting condition, characterized...
AF | PDBR | CY2009 | PD2009-00725
During the MEB exam on 5 June 2002 five months prior to separation the CI still complained of occasional back pain, some pain in his left foot, occasional left leg pain, and left lower leg numbness. In the matter of the LBP condition, the Board unanimously recommends a disability rating of 20%, coded 5299-5295, IAW VASRD 4.71a. I have reviewed the subject case pursuant to reference (a) and, for the reasons set forth in reference (b), approve the recommendation of the Physical Disability...
AF | PDBR | CY2012 | PD2012 01966
MINORITY OPINION This Board member recommends a 40% rating for severe limitation of motion of the lumbar spine based on the pain limited flexion of 10 degrees at the MEB NARSUM exam and pain limited flexion of 30 degrees at the VA C&P exam. The MEB NARSUM exam documented lumbar flexion that was limited to only 10 degrees by pain, which indicates a severe limitation of motion. Although the VA C&P examination was after separation, it was actually closer in time to the date of separation, and...
AF | PDBR | CY2012 | PD-2012-01020
Post-Separation) All Effective Date 20020906 Condition Code Rating Condition Code Rating Exam Chronic Low Back Pain w/out Neurologic Abnormality 5299-5295 10% Lower Back Condition with Bulging Disc at L4/L5 and Radiculopathy 5293 20% 20021010 .No Additional MEB/PEB Entries. The 2002 Veterans Administration Schedule for Rating Disabilities (VASRD) coding and rating standards for the spine, which were in effect at the time of separation, were changed in late September 2002 regarding...
AF | PDBR | CY2012 | PD2012 00609
The FPEB adjudicated the previous conditions as it had before (chronic LBP and saphenous nerve palsy, left as unfitting, rating 20% and 0% respectively) and also adjudicated “Left knee pain due to retropatellar pain syndrome” as unfitting and rated at 0%. The VA coded the condition 8727 and rated 10%. Under the authority of Title 10, United States Code, section 1554(a), I approve the enclosed recommendation of the Department of Defense Physical Disability Board of Review (DoD PDBR)...
AF | PDBR | CY2012 | PD-2012-00693
RECORD OF PROCEEDINGS PHYSICAL DISABILITY BOARD OF REVIEW NAME: XXXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY CASE NUMBER: PD1200693 SEPARATION DATE: 20021008 BOARD DATE: 20121213 SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this covered individual (CI) was an active duty SPC/E‐4 (11B10/Infantryman), medically separated for low back pain (LBP). Post‐Separation) – All Effective Date 20021009 Condition Rating Code Exam Low Back Pain 5295 20% P.O. The VA...
AF | PDBR | CY2012 | PD2012 01798
Pain was elicited on straight leg raise (SLR) without pain radiation, and no other objective evidence of radiculopathy.During the MEB/NARSUM on 4 August 2002,the evaluation noted normal neuromuscular examination, normal gait (heel toe walk and tandem walk), and no evidence ofradiculopathy.Upon MEB/NARSUM evaluation on 7 November 2002, approximately 4 months prior to separation, the CI reported chronic back pain. BOARD FINDINGS : IAW DoDI 6040.44, provisions of DoD or Military Department...
AF | PDBR | CY2012 | PD2012-00530
Low Back Condition. RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as follows; and, that the discharge with severance pay be recharacterized to reflect permanent disability retirement, effective as of the date of her prior medical separation: UNFITTING CONDITION Lumbar DDD VASRD CODE RATING 5293 COMBINED 40% 40% The following documentary evidence was considered: Exhibit A. DD Form 294, dated 20120602, w/atchs Exhibit B. Service Treatment Record Exhibit...
AF | PDBR | CY2014 | PD-2014-02125
The Board’s assessment of the PEB rating determinations is confined to review of medical records and all available evidence for application of the VASRD standards to the unfitting medical condition at the time of separation. The examiner stated that the CI reported current lumbar pain “with radiculopathy” that was present constantly, and waxed and waned through the day.The CI also reported that he “currently” experienced elbow problems “during load bearing activities, such as weight...
AF | PDBR | CY2011 | PD2011-01054
Low Back Pain Condition . The initial VA exam closest to separation had ROMs consistent with the subsequent VA exams, however, there was some decreased probative value as exams prior to it and following it demonstrated an absence of left ankle reflex and the neurologic exam was limited to “normal” without further details. Board deliberations focused on rating under 5292 (limitation of motion) of 20% (moderate) or 40% (severe); or under 5293 at 20% (moderate; recurring) or 40% (severe,...