RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 2003-02043
COUNSEL: Mr. Eugene R. Fidell
XXXXXXX HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. Field Grade Officer Performance Report (OPR), rendered for the period 3
July 1998 to 2 July 1999 be amended in Section VI to include a promotion or
stratification statement and in Section VII by deleting the comments “ISS
in residence is a must.”
2. The Promotion Recommendation Form (PRF) prepared for the Calendar Year
1999B selection board be revised.
3. The Officer Selection Brief (OSB) prepared for the Calendar Year 1999B
Selection Board be corrected to delete the duty title "Sembach Community
Services Coordinator" effective 2 Nov 1998.
4. Direct promotion to the grade of Lt Colonel or in the alternate:
a. All non-selections be removed.
b. She be considered for promotion to the grade of lieutenant
colonel by Special Selection Boards for all appropriate Boards and the
Boards be provided a memorandum indicating that because of previous career
injury, it should deem her to have received a Definitely Promote on the
PRF.
_________________________________________________________________
APPLICANT CONTENDS THAT:
She states that in 1998, she became the Family Advocacy (FA) Element Leader
at Ramstein AB. Because of “perfect storm” conditions, she wound up facing
what amounted to a mutiny among some of her new staff. The effects were
and continued to be, devastating for her career.
At Ramstein AB, she succeeded an officer who had what can only be described
as a relaxed management style. Not surprisingly, he was very popular with
the staff. Her own management style was more in the conventional Air Force
mode. The staff viewed her with suspicion even before she arrived, going
so far as to make telephone calls to her prior command in order to gather
intelligence on her.
The FA staff was not particularly hard working, and her energy proved to be
an unpleasant innovation. Disrespect became rampant (e.g., one subordinate
wore a shirt that advised folks that his “boss is clueless”). There were
serious problems of inappropriate conduct. One member of the staff had
established a blatantly inappropriate relationship with a patient (or
“client,” in social work parlance). It fell to the applicant to take
action to bring that relationship to a halt and report the matter to state
licensing authorities in Texas. There was also evidence that one of the
officers on staff, her boss, was engaged in an inappropriate relationship
with a subordinate.
Coupled with and aggravating the pervasive indiscipline in the FA Program,
her superior maintained an open-door policy, which encouraged her
subordinates to violate the chain of command. This policy further eroded
her position. Eventually, she was removed from her position, long before
she had completed her tour and reassigned as acting Deputy Support Group
Commander, Sembach AB. When the permanent Deputy returned, she became the
Coordinator of Individual and Family Integrated Services and the
Educational Clearance Tiger Team for the Kaiserslautern Military Community.
On 5 May 1999, she submitted a complaint to the USAFE Inspector General,
maintaining, among other things that her removal was in reprisal for her
having undertaken a unit self-assessment, which functioned as a protected
disclosure. She also complained that she was the victim of gender-based
discrimination because a male officer, junior to her on the active duty
list, was promoted over her to the position of deputy commander of the
Mental Health Flight. She complained, as well, that she had not been
afforded performance feedback within the prescribed period. After she
complained, that feedback was belatedly furnished to her and was
accompanied by a letter of counseling. Also, a second, nonscheduled
feedback session was provided to her the day before she was removed and was
conducted with a third-party present, contrary to AFI 36-2406. Feedback is
designed to facilitate improvement and mentor the member, not to document a
rationale for removing the member from a position. It is also noteworthy
that when the second feedback was written, only two months after the first
one, a vast difference was noted in her performance. Her supervisor’s only
explanation for this discrepancy was that he was unaware he could have
marked the applicant down so far in the initial feedback.
She has been able to obtain only a redacted copy of the 3rd Air Force
Inspector General Report (IG) and she assumes the Board will be able to
obtain the complete document. From the redacted version, however, it is
clear that parts of her complaint were found to be substantiated, and parts
were found to be unsubstantiated. The IG concluded that the self-assessment
was a protected disclosure that adverse action was taken thereafter by an
individual who was aware of the disclosure, but that a preponderance of the
evidence indicates that the same action-removal-would have occurred in any
event.
The IG investigation reported that five reasons had been cited for her
dismissal.
The first was an allegation of dishonesty. Because of heavy redactions in
the pertinent paragraph, she is unable to fully respond to this serious
claim. However, it should be noted that the investigator never personally
concluded that the allegation was accurate, only that it had been made.
One source on this matter appears not even to have been interviewed. The
only specifics they have been able to find in the materials released to her
are in paragraph 6 under the Analysis of Allegation 2.
Two instances are cited. One is an assertion that she falsely denied
having been concerned by the command’s failure to use date of rank as the
criterion for selecting a new Deputy Commander of the Mental Health Flight.
The other is an assertion that she had falsely denied having threatened
subordinates with dismissal. Neither of these allegations is a plausible
basis for removing her from her position.
She was approached by another officer in the mental health clinic, Maj P__,
who complained to her that gender-based decisions were being made in the
clinic, to include designation of junior male officers to stand in for the
male deputy when that officer was on TDY. The applicant responded that
this was interesting and, since she, being new, was unaware of the staff’s
dates of rank, asked who was senior to whom. Maj P__ told her that she was
the senior major within the flight, clearly suggesting that she should have
been the one designated to act as deputy. The applicant did nothing with
the information concerning dates of rank, and was astounded, some time
later, to receive an email from Col T__, the squadron commander, advising
her to “stop whining” about the matter--something she had never done. She
went to see Lt Col B__, the mental health flight commander, to find out
what Col T__ was referring to, and gathered that Maj P__ had reported their
private conversation--a conversation initiated by Maj P__--in a distorted
fashion that conveyed the impression she was disgruntled on the subject.
In fact, although she understood she would not serve as acting deputy
immediately upon her arrival at the unit, she was surprised that the
command continued to disregard normal seniority practices after she had
been there for some time. She had not made an issue of it, although as
time passed she certainly had a basis to complain. To accuse her of
falsely denying anything on these facts is outrageous. It is also
noteworthy that the 3AF IG report indicates Maj P__ and Lt Col B__ admitted
they “shared a bed” when traveling.
The other alleged lie had to do with falsely denying she had threatened a
subordinate with dismissal. Here again, the facts show nothing of the
kind. At the time she was at Family Advocacy, there were roughly 13 civil
service professional or paraprofessional staff positions. They were going
to be outsourced to a government contractor, Chesapeake. One of the civil
service employees was Mr. O__, whose misconduct represents a major theme in
this case. She discussed with the supervisor (Capt Mc__) on several
occasions that all of these positions would likely be outsourced to
Chesapeake. There was no threat to dismiss Mr. O__ or anyone else, but a
simple statement of fact regarding the unit’s personnel strategy. In the
end, his position, along with all of the others, was indeed outsourced,
although he, like the others, remained in his position as a contractor
employee. The applicant never threatened him or anyone else, and her
denial that she had threatened him or anyone else with dismissal was and is
true. Obviously, Mr. O__, whose “rice bowl” was at risk of being broken as
part of the command’s shift to contractor personnel, had every incentive to
make trouble, which he did. The fact remains, however, that a dismissal of
Mr. O__ or any other staff member for cause was well within the her
responsibility as element leader and indeed an option, albeit one that she
never exercised.
The second reason relied on for the proposition she would have been removed
in any event is what has been referred to as “the force protection issue at
Potzberg Castle.” This is, if anything, even more of a nonstarter as a
justification for her removal than the alleged false denials.
The facts, in a nutshell, were that the applicant had arranged to have an
offsite training session for staff at this facility. There was no
terrorism alert in effect at the time. There was simply a concern that
United States personnel remain alert, use common sense, and avoid large
crowds and apparent demonstrations. More to the point, apparently, four of
the FA staff (led by Mr. O__) claimed to be annoyed at her because the plan
contemplated that each participant would have had to pay the grand sum of
40 deutschmarks (DM) to cover lunch and snacks--equal to about $20 dollars
at the time. On the security aspect, this was transparently not a firing
offense or indeed, any kind of offense at all; a word to the wise would
have been more than ample. The real casus belli seems to have been Mr.
O__’s clique’s annoyance at theoretically incurring a very minor expense.
Again, this is nothing like a firing offense for a major element leader.
Indeed, the telling thing about the Potzberg Castle episode is that it
shows just how difficult it was to make any headway with the FA staff; this
was supposed to be a “team building session,” and they--or rather, a small
group of them--turned it into yet another way to torpedo their commander.
Of note, the departure party for the easygoing and therefore popular
officer she relieved was held at Potzberg Castle and involved a per capita
charge in excess of 40DM.
The third proffered reason was “[t]ension and disruption in the FA
element.” If all one knew was that there was “tension and disruption,”
further inquiry would be warranted to identify the cause of the condition.
As we will explain in a moment, further inquiry--done by the IG’s
investigator--rules this out as a basis for dismissal.
The fourth proffered reason concerned certain recommendations. The Board
may find it difficult to address this on the merits because the IG report
has been so heavily redacted that it is impossible to tell what is being
referred to. In fact, this part of the rationale has to do with her
concern that Lt Col B__ had provided professional assistance to the son of
his own superior (the Medical Group Commander) in violation of professional
norms. The investigating officer suggests this practice of dual
relationship is “acceptable in small communities and professional
settings.” However, that description can hardly be applied to the
Kaiserslautern Military Community, which had a population of more than
45,000 military beneficiaries and approximately a dozen available military
and civilian psychiatrists. In a community of that size, for an officer to
treat his own commander’s child does not fall within any small-community
exception. The investigating officer also notes that there was a special
role between Lt Col B__ and Col W__, but could not ascertain whether that
special role serve to protect Lt Col B__. All this proves to be beside the
point because, whether or not the applicant’s concerns and related
recommendations were well-founded, the investigating officer concluded that
although this fourth reason for reassignment was among those found not to
have been based on reprisal, “the applicant’s arriving at that point [i.e.,
removal] is a direct product of [her] lack of ongoing effective supervision
and feedback by management and therefore is unfair and unjust considering
everything as a whole.”
The fifth reason offered as a justification for her removal--“failure to
maintain emotional detachment from patients” in her role as a mental health
provider--was not seen as a valid reason for reassignment, according to the
investigator. The investigator cryptically referred to the matter as
“problematic,” but in this respect he was mistaken, as his report elsewhere
explains that she was nothing more than appropriately persistent and
dedicated to patient needs, and that her judgment in that regard had been
vindicated. In any event, even he did not think this was a valid basis for
removal.
The investigator’s conclusion that there was no evidence of gender-based
discrimination is suspect. Specifically, the applicant pointed to the fact
that she was passed over for acting Deputy Flight Chief in favor of a male
officer who was junior to her. Nothing in the investigation demonstrates
that disregard of dates of rank in making such assignments was part of
pattern or practice. Accordingly, it was improper to reject her complaint
that gender played an impermissible role in this piece of the case.
Equally unpersuasive is the investigator’s conclusion that gender played no
role in the her dismissal because a male officer who had experienced
management problems was not reassigned, on the notion that the officer’s
management issue was uninvolvement rather than overinvolement (said to be
the problem with the applicant). In her September 25, 2000 supplement to
her IG complaint, she identified and furnished details with respect to a
variety of other instances of discrimination against women with the
command. The instances she cited stand unrebutted. At least one of the
officers has already received relief from the AFBCMR.
Finally, in reaching the conclusion that there was no gender-based
discrimination, the investigator appears to have overlooked his own
observation, in the last paragraph of his Analysis of Allegation 8, that
lack of recognition was a more pronounced response among women at Family
Advocacy than among men.
Taking these three points together, the IG’s conclusion that gender did not
play a material role in the treatment of which she was subjected cannot be
accepted.
This leaves for discussion the matter of “[t]ension and disruption in the
element.” It turns out that this is at the heart of the case, and here,
far from providing a justification for her removal, the facts and the IG’s
own analysis, demonstrate the entire setting was deeply unfair--whether
viewed as a gender-based matter or as simple, garden-variety injustice.
It hardly needs elaboration to see why the circumstances under which she
had to function at Ramstein set her up for failure. Given this grim
summary, it is no wonder she failed to be selected when she met the
promotion board.
The circumstances described impacted on her promotion recommendation for
the CY99B board. The all-important concluding words-again, only four in
number--were “leadership skills require maturing.” These were obviously
damning and the results were entirely predictable. It is impossible to
divorce those words--which were plainly calculated to counteract the
ostensible recommendation that she be promoted--from the circumstances so
vividly and cogently described by the IG’s investigator. Those
circumstances were unfair, and the PRF was as well.
These are not the only errors and injustices, although they are more than
ample to mandate relief. Her OPR for the period ending July 2, 1999,
included this final comment in block VII: “ISS in residence is a must.”
Such a comment is inappropriate for an officer in her pay grade, and was
prejudicial each time she has met a promotion board. In block VI, Lt Col
B__ purposely leaves out a promotion or stratification statement in his
final line. The OPR should be corrected, and each of her failures of
selection removed. Her record was also incorrect in that her duty history
did not reference her family advocacy position when she met the Lt Col
boards.
This is an appropriate case for direct promotion relief. The Board has
granted such relief in the past where an officer suffers career injury that
inherently does not lend itself to correction through normal means, or
where the normal means have simply proven unequal to the task. Direct
promotion relief is warranted here because her removal as the element
leader of the Ramstein Family Advocacy Program has had an enduring adverse
impact on her right to fair consideration for promotion ever since.
Since the time she was forced out of her position, she has received one
outstanding OPR after another as well as other forms of recognition for her
excellent performance of duty, yet she has had no success getting selected
for lieutenant colonel. For example, the 347th Medical Operations Squadron
selected her as a Squadron Officer of the Quarter in April 2002, and on 4
February 2003, she was notified that she had been selected as Social Worker
of the Year (2002) for her command. Nonetheless, she was passed over yet
again by the Calendar Year 2002 Board.
In support of her request, applicant provided her counsel’s legal brief, a
copy of the formal complaint, with numerous attachments, and a redacted
copy of the IG Report.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving on active duty in the grade of major.
Applicant was considered and nonselected for promotion to the grade of
lieutenant colonel by the Calendar Years 1999B, 2000A, 2001B, and 2002B,
Lieutenant Colonel Central Selection Boards.
During the period in question, the applicant was the element chief of
Family Advocacy, 86th Medical Group at Ramstein AB Germany from 28 July
until her removal on 7 April 1999. She was removed and reassigned as
special assistant to the 86th Support Group commander.
On 5 May 1999 and 25 September 2000, the applicant filed a complaint with
the Inspector General’s (IG) office at Ramstein AB, Germany. The applicant
alleged mismanagement, reprisal, perceived favoritism, gender
discrimination; inappropriate relationships; and subversive behaviors by
people within her element, that were permitted by management, ultimately
leading to the unraveling of good order and discipline in the Family
Advocacy element.
On 20 October 2000, the DoD IG concurred with the HQ 3AF/IG report of
investigation that all allegations were not substantiated except for the
allegation of delayed feedback and improper feedback (see HQ 3AF/IGQ Report
at Exhibit C).
The applicant filed an appeal under the provisions of AFI 36-2401,
Correcting Officer and Enlisted Evaluation Report, for the P0599B
Performance Recommendation Form; however, it was returned without action
with the recommendation that she reapply after the results of the IG
investigation.
Applicant has received eight OPR's since she was promoted to the grade of
major, all of which reflects "Meets Standards."
_________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPPPE recommends denial and states the applicant did not provide any
credible evidence specifically addressing the lack of stratification on the
2 July 1999 OPR. Actually, if the rater did not believe the applicant
deserved a stratification he was not required to provide it. Further, the
applicant mentions there was no promotion statement on the report. While
this is an accurate statement, AFI 36-2402, para 1.4.1, prohibits
recommendations on officer performance reports. As such, it was
appropriate for the evaluators not to include any promotion recommendations
on the contested report. Also, the applicant was still eligible for ISS in
residence at the time the report closed out. Accordingly, the
recommendation for ISS, while optional, was appropriate. Simply because
the applicant is not happy with the way the report turned out does not make
it inaccurate. It could be, in fact, accurate that the rater “purposely”
left out a stratification statement; however, such statements are not
mandatory in performance reports. It is the rating chain’s decision based
on their assessment on what statements to include-not the member’s.
While the applicant has requested a new PRF that “properly notes her
successes,” a revised PRF has not been provided and it isn’t clear exactly
who the applicant believes would be in a position to render a new report.
This point is actually somewhat moot, since the applicant’s own evidence
from HQ USAFE/IGQ clearly indicates a formal investigation was conducted
and “there was insufficient evidence that reprisal occurred.”
The applicant did not prove any of her contentions. Evidence is required
to prove contentions that a report is erroneous and in this case, none was
provided. Again, on the contested July 1999 OPR, the ISS recommendation
was appropriate, the stratification statement was optional, and the
promotion recommendation was prohibited. As for the P0500B PRF, the IG
investigation found no reprisal took place.
AFPC/DPPPE complete evaluation is at Exhibit D.
AFPC/DPPPO recommends denial and states that the applicant’s record does
not warrant direct promotion, nor does it warrant SSB consideration.
Through counsel, the applicant contends her duty history did not reference
her Family Advocacy position when she met the lieutenant colonel boards.
However, we reviewed her P0599B, P0500A, P0501B, and P0501B officer
selection briefs (OSBs) and found that they all reflected her duty title as
“Family Advocacy Element Leader.” Therefore, SSB consideration is not
warranted on this issue.
Regarding the request for direct promotion, both Congress and DoD have made
clear their intent that when errors are perceived to ultimately affect
promotion, they should be addressed and resolved through the use of SSBs.
See 10 U.S.C. 628(b), DoD Directive 1320.11 para D.1. and Air Force policy,
which mirrors that position in AFI 36-2501, Chapter 6. When many good
officers are competing for a limited number of promotions, it is extremely
competitive. Without access to all the competing records and an
appreciation of their content, we continue to believe the practice of
sending cases to SSBs is the fairest and best practice. In the past, and
hopefully in the future, the AFBCMR will consider direct promotion only in
the most extraordinary circumstances where SSB consideration has been
deemed to be totally unworkable.
AFPC/DPPPO complete evaluation, with attachments, is at Exhibit E.
_________________________________________________________________
APPLICANT’S REVIEW OF AIR FORCE EVALUATION:
Counsel reviewed the Air Force evaluations and stated that the essence of
the DPPPE advisory opinion is that since the Inspector General did not find
the applicant’s complaint of reprisal to have been substantiated, her
record correction application should be denied. This reflects a
fundamental misunderstanding of the role of the AFBCMR. Under 10 USC 1552,
every member has a right for review of his or her application by a “board
of civilians” acting for the Secretary. That board, of course, is the
AFBCMR. It must render its own decisions and not simply rubberstamp those
of uniformed personnel, including the 3AF IG.
The applicant’s application is quite detailed, is submitted under oath, and
is supported by substantial evidence. The two advisory opinions, in
contrast, are totally superficial. Neither one makes the slightest effort
to assess the evidence adduced by the applicant, nor to address the
specific arguments advanced in her supporting memorandum. Vague
generalities are no more worthy of acceptance when they come in advisory
opinions than when they are submitted by an applicant. The advisory
opinions are of no assistance to the AFBCMR because they fail to address
the specifics of the case. In a perfect universe, it would be tempting to
urge the AFBCMR to require the submission of advisory opinions that do so.
However, in light of the passage of time and the fact that there can be no
assurance that such advisory opinions would be any more helpful to the
board than the ones previously submitted, we believe the AFBCMR should
proceed on its own to examine the evidence and draw the required
conclusions. The Air Force is not entitled to a second bite at the apple
while the applicant continues to suffer the career harm identified in her
submission.
We also note that, in addition to failing to come to grips with the
particulars of the case presented in the application and supporting
materials, the offices that submitted the advisory opinions have failed to
submit any witness statements that might overcome the applicant’s evidence.
As one witness whose name has been redacted from the IG’s report concluded,
“[r]garding leadership performance at the 8th Medical Group vis-à-vis the
applicant, REDACTED summed it up with four words: “They get an F.” See our
brief at 15. The advisory opinion from DPPPE, however, fails to address
those prejudicial circumstances, even though they are set forth in detail
in the application. Instead, it seeks to treat the case as if it were
simply a series of discrete technical matters. This kind of trees vs.
forest approach is a far cry from how the AFBMCR has performed its
important function over many years. Specific promotion recommendations may
no longer be permitted in OPRs, but that does not mean stratification
comments-or the lack thereof-are immaterial. As we explained in detail,
the applicant was subjected to extremely unfair treatment by her command at
Ramstein AB. That kind of treatment inevitably colors what appears in an
OPR (or, as here does not appear). Anyone familiar with the performance
evaluation system knows perfectly well that the choice of terms in an OPR
can have a decisive impact on promotion prospects.
DPPPE notes that since the applicant remained eligible for ISS in
residence, there was no problem in noting this on her OPR. Once again,
this observation overlooks the practical realities of the effect of such a
comment in an OPR for an officer in her pay grade. Sometimes an OPR can be
unfair even if it is literally accurate.
As for having a new PRF generated, the DPPPE advisory opinion comments that
it is not clear who the applicant believes should prepare the revised form,
and suggests that in any event this issue is moot because the IG found that
there had been no reprisal. Neither of these observations is valid.
Finding an appropriate general officer to prepare the PRF will be no
problem, quite obviously. Nor is the matter “moot” simply because the IG
found no reprisal. In fact, as our brief demonstrates, the investigation
revealed clear unfairness directed to the applicant, and the reasons given
for accepting the command’s contention that she would have been transferred
in any event simply do not withstand scrutiny. We will not repeat here
what is in the brief. The AFBCMR should simply refer to pp. 4-15.
Nothing in the DPPPE advisory opinion addresses in any manner the
applicant’s evidence that gender played an improper role in her treatment.
Please refer to our brief at pp. 12-13 and supporting documentation. Nor
does the advisory opinion in any way address the unfairness and inaccuracy
of the PRF, as noted in our brief at p. 15 and n. 7. A PRF for a major
(who is about to meet a Lt Col board) that entirely fails to describe the
officer’s performance as a major is a sham. The Air Force did not
establish the PRF machinery with a view to its being so easily
circumvented.
The other advisory opinion is from DPPPO. Like the first one, this one
also fails to address the specifics of the applicant’s underlying factual
assertions, but simply takes the IG’s conclusions as a given. As explained
above, that is no help at all to the AFBCMR. The DPPPO advisory opinion
also errs in its characterization of her complaint. It is not simply a
question of whether she was a victim of reprisal, but also whether-reprisal
aside-she was treated unfairly, as the record plainly demonstrates.
DPPPO insists that SSB consideration is unwarranted based solely on DPPPE’s
advisory opinion, including the suggestion that the applicant’s PRF is moot
because the IG investigation found no reprisal. As we have explained, it
is for the AFBCMR, and not the 3AF IG, to decide whether her objections to
the PRF-which transcend reprisal-are valid.
DPPPO also maintains that no relief is warranted in respect to the OSB
recitation of the applicant’s duty history. The date on the duty history
indicates that on November 2, 1998, she was Sembach Community Services
Coordinator. But the OPR for the reporting period from July 3, 1998 to
July 12, 1999 suggests that she was the Family Advocacy Element Leader.
The title of Sembach Community Services Coordinator never even existed.
The three OSBs attached to the advisory opinion drop the Sembach title and
add the correct one that was not given until January 2000. The fact
remains that at the time of the selection board, the acting title on the
OSB assignment history was Sembach community Services Coordinator, not
Family Advocacy Element Leader, as the OPR has it. The resulting
discrepancy could only have puzzled the 1999 Lt Col board, prejudicing the
applicant’s chances for promotion.
If the AFBCMR takes the time to go through the actual evidence for itself,
rather than treat the 3AF IG’s conclusions as a fait accompli (as the
advisory opinions clearly do), we believe it will see that the applicant
has indeed suffered career injury. This is one of those unusual situations
in which the applicant’s record is so unfair for such long period of time
that the SSB system cannot reasonably be expected to correct the matter,
and as a result, direct promotion is called for. That is our strongest
request. If, as our brief explained, the promotion, then it should at
least mandate consideration by an SSB based on a fully corrected record.
Any SSB that is conducted should be furnished a memorandum indicating that
because of previous career injury, it should deem the applicant to have
received a Definitely Promote on the PRF.
Counsel’s complete response is at Exhibit G.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
AFPC/DPPPEP states that having carefully reviewed the applicant’s attorney
letter, they have not altered the conclusions and recommendations reached
in their earlier advisory. The applicant’s attorney actually seems to
desire the AFBCMR to “create” policies that were not allowed for all other
AF officers at the time the report was rendered. As they pointed out in
their 16 October 2003 advisory, promotion statements were prohibited at the
time the 2 July 1999 report closed out. While the attorney now apparently
accepts that such a comment was prohibited, he now inappropriately turns
his attention to the ISS recommendation included in the report. AF
policies are created to ensure all AF members are governed by the same set
of rules… not according to their own as the attorney seems to suggest. As
indicated in our advisory, the ISS recommendation was appropriate when the
report closed out. Once again, it isn’t clear why the attorney’s asserting
that such a recommendation, while literally accurate, is unfair, such
appropriate recommendations actually make the report stronger.
Accordingly, it is not a good argument to refute such an appropriate
recommendation.
As for the issue of a new PRF, the applicant still fails to provide a
revised PRF for the Board’s review and consideration. The attorney
indicates, “Finding an appropriate general officer to prepare the PRF will
be no problem, quite obviously.” Exactly what general officer and what
makes it appropriate for him/her to render the PRF at this point? Many AF
officers would like the opportunity to pick or choose the general officer
they desire to render their PRF (especially after non-selection for
promotion), but that is simply not how our system is designed or works.
The applicant (or her attorney) has not provided clear evidence that the
evaluators on the PRF and OPR were not able to provide a fair and just
assessment of her performance.
Finally, the attorney indicates DPPPE failed to address the allegation that
gender played an improper role in her treatment. We again defer to the
official conclusions of the IG “…that there was no evidence of gender-based
discrimination…” While the attorney may find that conclusion “suspect,” no
valid reason or evidence has been presented for us to do the same. IG
investigations use parties outside those in the official rating chain to
review all available evidence and interview those closest to a situation.
In this case, the findings of the investigator concluded that gender did
not play a role in the applicant’s treatment. In any case, where findings
are not in favor of an accuser, they are not going to agree with those
findings; however, that alone does not make findings inaccurate or unjust.
Nothing has been provided to cause us to draw a different conclusion than
the official specifically appointed to review the accusations.
AFPC/DPPPEP complete evaluation is at Exhibit H.
AFPC/DPPPO recommended denial and states that in this particular case,
several assertions are made regarding unprofessional conduct, reprisal,
favoritism, and other forms of discrimination against the member, which
counsel alleges are the underlying factors or true characterization of the
applicant’s complaints. Nevertheless, they believe the substance of her
request as it pertains to SSB consideration or a direct promotion rests
with an alleged error in the 2 July 1999 Officer Performance Report (OPR),
P0599B Officer Selection Brief (OSB).
Therefore, regarding the 2 July 1999 OPR and P0599B PRF, they considered
and accepted as true AFPC/DPPPE’s advisory which did not and still does not
support the applicant’s request to correct the OPR or change the PRF as
explained in their letter of response, dated 30 April 2004. At this point,
there is no basis to recommend approval for SSB consideration, or direct
promotion if the subject matter expert (DPPPE does not validate the
existence of an error in regards to this portion of the applicant’s
selection record. Furthermore, since our evaluation process requires us to
rely on the opinions of other Air Force experts, we are not in a position
to refute DPPPE’s findings or the findings of the USAFE Inspector General,
but trust in the integrity of each conclusion to render our recommendation.
Additionally, in her initial application, the officer contended her duty
history did not reference her Family Advocacy position. Specifically, her
counselor states, “her record was incorrect in that her duty history did
not reference her Family Advocacy position when she met the Lt Col Board.”
We attached copies of the OSBs reflecting her duty title as Family Advocacy
Element Leader to the initial advisory to show this claim was not valid.
Counsel now clarifies the actual error on the P0599B OSB was an erroneous
duty title, effective 2 November 1998, as Sembach Community Services Coord.
Given this new information, it appears the duty title is in fact
erroneous. However, they strongly believe this error on its own was not
likely the key to the applicant’s nonselection for promotion, but instead
the result of an assessment of her entire selection record.
AFPC/DPPPO complete evaluation is at Exhibit I.
_________________________________________________________________
APPLICANT’S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
Counsel reviewed the Air Force evaluations and stated neither of the two
opinions alters the case or cures the problems set forth in their December
2, 2003 reply to the earlier advisory opinions.
The April 30, 2004 advisory opinion suffers from the same defects they
previously identified. This 1 ½ page advisory makes no effort to address
with particularity the substantial evidence of unfairness that we
submitted. Instead, it engages in a lot of rhetoric, and asks the AFBCMR
simply to defer to findings of the Inspector General’s (IG) investigation.
This is wrong for three reasons. First, the advisory opinion is highly
selective in its reference to what the IG found substantiated, what the IG
found unsubstantiated and what the IG never conclusively determined one way
or the other. They have already demonstrated the inadequacy of that
investigation, with particular reference to hard evidence, and there is no
purpose to repeat that demonstration in this letter. Please refer to their
prior submissions. Second, the IG investigation necessarily based only on
all the evidence available at the time; the decision here, however; two are
not the same. Third, as they also previously explained, Congress imposed
on the Secretary, acting through this “Board of civilians,” 10 U.S.C. 1552,
the duty to determine independently whether an error or injustice has
occurred. The IG process, whatever it strengths and weakness is not a
substitute for de novo determination of disputed issues in this civilian
forum.
The May 21, 2004 advisory opinion from DPPPO is easily summarized: that
office does not itself evaluate an applicant’s submissions, but simply
takes as a given the conclusions set forth in other offices’ advisories.
Such an advisory opinion adds nothing to the conversation. In this case,
however, DPPPO has conceded that there was an error on the applicant’s
PO599B OSB. DPPPO maintains that this now-admitted error was not likely
the key to her failure of selection, suggesting instead that her Passover
was “the result of an assessment of her entire selection record.” That
does not carry the service’s burden under the case law, which requires the
government to prove, once an error has been identified that has some nexus
to the adverse action (duty titles being more than trivial matter when
evaluating an officer’s record), the same adverse action has occurred in
any event. E.g., Frizelle v. Slater, 11l F.3d 172 (D.C. Cir. 1997). We
would only add that if the intent behind the language quoted was to suggest
that the applicant’s record suffered from some flaw that was so profound
that it precluded her promotion, any such implication would be entirely
false--and we invite the AFBCMR to examine her record for itself from this
perspective. It is a fine record, and certainly a promotable one.
Finally, since the applicant has asked for a direct promotion, it is
appropriate to make the Board and the Secretary’s delegate aware of her
latest achievements, so they may make a decision in light of her current,
continuing high level of contribution to the mission of the United States
Air Force. In 2002, she was Social Worker of the Year for the Air Combat
Command, and in 2003, she was Social Worker of the Year for the Air Force
Special Operations Command. Earlier this year she was named Social Worker
of the Year for South Georgia Chapter of the National Association of Social
Workers. Pertinent documents are enclosed. Her OPRs continue to strongly
recommend her promotion to the grade of lieutenant colonel.
If the AFBCMR takes the time to go through the actual evidence for itself,
rather than treat the 3AF IG’s conclusions as a fait accompli (as the
advisory opinions clearly do), they believe it will see that the applicant
has indeed suffered career injury. This is one of those unusual situations
in which the applicant’s record is so unfair for such a long period of time
that the SSB system cannot reasonably be expected to correct the matter,
and that as result, direct promotion is called for. That is our strong
request. If, as our brief explained, the AFBCMR is for any reason not
disposed to recommend direct promotion, then it should at least mandate
consideration by an SSB based on a fully corrected record. Any SSB that is
conducted should be furnished a memorandum indicating that because of
previous career injury, it should deem the applicant to have received a
Definitely Promote on the PRF.
Nothing in the latest advisory opinions suggests a different course of
action, especially given the AFBCMR’s “abiding moral sanction to determine,
insofar as possible, the true nature of an alleged injustice and to take
steps to grant thorough and fitting relief.” Duhon v. United States, 461
F.2d 1278,1281 (Ct. Cl. 1972), quoting Caddington v. United States, 147 Ct.
Cl. 629, 178 F. Supp. 604, 607 (1959); see also Thomas v. Cheney, 925 F2d
1407, 1423-24 (Fed. Cir. 1991).
Counsel’s complete response, with attachments, is at Exhibit K.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of an error or injustice. After thoroughly reviewing the
applicant’s submission, the Board is not persuaded that her request should
be granted. In this regard, we note that during the period of the
contested July 1999 OPR, promotion recommendation statements were not
allowed to be included in OPRs. The recommendation for ISS at the time the
report was written was appropriate and the inclusion of a stratification
statement by the rater was optional. The applicant did not present any
credible evidence from her senior rating chain or other agencies to support
her contention of error or injustice. With respect to the PRF, we are not
persuaded that there were any errors or improprieties in her promotion
recommendation process. The applicant did not provide any support from her
rating chain or MLR which would lead us to believe that the contested PRF
as written, is an inaccurate depiction of her potential to serve in the
next higher grade. In regards to the duty title on the OSB, the Board
notes that the Air Force acknowledges that there was an error on the
applicant’s OSB prepared for the CY99B selection board, however, it is
highly unlikely this error was the sole cause for her nonselection.
Therefore, we are in agreement with the Air Force and are compelled to
conclude that the duty title constitutes a harmless error and does not
warrant consideration by an SSB. In view of the foregoing, and in the
absence of evidence to the contrary, we agree with the recommendations of
the OPRs and adopt their rationale as the basis for our decision that the
applicant has failed to sustain her burden of establishing that she has
suffered either an error or an injustice. Accordingly, the applicant’s
requests are not favorably considered.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will materially
add to our understanding of the issue(s) involved. Therefore, the request
for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of probable material error or injustice; that the application
was denied without a personal appearance; and that the application will
only be reconsidered upon the submission of newly discovered relevant
evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered Docket Number BC-2003-02043
in Executive Session on 14 September 2004, under the provisions of AFI 36-
2603:
Ms. Olga M. Crerar, Chair
Mr. James W. Russell III, Member
Mr. John B. Hennessey, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 1 Jul 03, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. HQ USAFE/IG Report, dated 5 May 99.
Exhibit D. Letter, AFPC/DPPPE, dated 16 Oct 03.
Exhibit E. Letter, AFPC/DPPPO, dated 16 Oct 03, w/atchs.
Exhibit F. Letter, SAF/MRBR, dated 28 Feb 03.
Exhibit G. Counsel’s Response, dated 2 Dec 03, w/atchs.
Exhibit H. Letter, AFPC/DPPPEP, dated 30 Apr 04.
Exhibit I. Letter, AFPC/DPPPO, dated 21 May 04.
Exhibit J. Letter, SAF/MRBR, dated 1 Jul 04.
Exhibit K. Counsel’s Response, dated 13 Jul 03, w/atchs.
JAMES W. RUSSELL III
Acting Panel Chair
AF | BCMR | CY2003 | BC-2000-03171
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