RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 00-03178 (Cs #2)
INDEX CODE 131.10 131.01
COUNSEL: Guy J. Ferrante
HEARING DESIRED: Yes
_________________________________________________________________
APPLICANT REQUESTS THAT:
His nonselection for major by the Calendar Year 1994A (CY94A) Central
Selection Board (CSB) be deleted and he be restored to active duty
status in the Regular Air Force.
_________________________________________________________________
APPLICANT CONTENDS THAT:
His nonselection was erroneous and unjust because he was forced to
compete against officers who had unauthorized and illegal stratified
“Top Promote” (TP) recommendations on their Promotion Recommendation
Forms (PRFs). He was denied an equal opportunity to earn a coveted TP
recommendation [on his PRF] by the arbitrary and inconsistent way the
TP system was applied throughout the Air Force commands. The TP
system was unauthorized, illegal and not uniformly applied. A
Management Level Evaluation Board (MLEB) added TP statements to the
PRFs of selected officers after its evaluation of their records of
performance. The senior rater’s promotion recommendation was then
modified accordingly. In doing so, an MLEB usurps senior raters’
“sole” responsibility and authority to evaluate the officers under
their command and complete their PRFs. An MLEB exceeds its own
regulatory authority by modifying senior raters’ evaluations with TP
recommendations.
A copy of applicant's complete submission, with attachments, is at
Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant entered active duty on 17 May 83. During the period in
question, he was a captain assigned to the 9th Airlift Squadron (AMC)
at Dover AFB, DE, as a C-5 instructor aircraft commander.
The applicant was considered but not selected for promotion by the
CY94A board, which convened on 22 Aug 94. The PRF considered by the
board had an overall recommendation of “Promote.”
On 13 Mar 95, he voluntarily applied to separate under the provisions
of the PALACE CHASE program. His application was approved for PALACE
CHASE separation after an assignment with the Air Force Reserve
Component was verified. He was released from an active duty service
commitment and separated on 16 May 95 with 12 years of active service.
Although the applicant’s DD Form 149 is dated 2 May 00, it was not
received by SAF/MIBR, the AFBCMR intake office at Randolph AFB, until
28 Nov 00.
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPPRSR notes that the applicant voluntarily applied to
separate under the provisions of the PALACE CHASE program. His
separation program designator of “FGQ” (Interdepartmental Transfer) is
correct. He did not include any new evidence or identify any errors
or injustices that occurred in the discharge processing. Denial is
recommended.
A copy of the complete evaluation, with attachments, is at Exhibit C.
HQ AFPC/DPPPE advises that TP recommendations were indeed made
inappropriate by the 15 Mar 95 Chief of Staff message effective with
the CY95A board. They indicate the applicant has not provided adequate
documentation. It is entirely the senior rater’s decision whether to
stratify or, in this case, not. Because of the highly competitive
promotion process, many times lack of stratification is an avenue the
senior rater will choose to send the “message” to the MLEB/Management
Level Review (MLR) or to the CSB that this officer is outstanding, but
not as good as other officers currently under his command. Based on
the facts, they have no way to ascertain whether the applicant’s
senior rater intentionally did not stratify in the PRF (which is
entirely his prerogative), or it was merely an oversight.
Additionally, there’s no way to verify that others he competed with
did have unauthorized TP recommendations on their PRF. Therefore,
disapproval is recommended.
A copy of the complete evaluation is at Exhibit D.
HQ AFPC/JA indicates the applicant offers no specific evidence of how
the “stratification” system harmed him. He has not cited evidence that
he was improperly denied a MAJCOM “stratification” designator or that
he would have been promoted but for the “stratification” system. The
Air Force promotion recommendation process is based on regulation, not
statute or Department of Defense (DOD) directive. Consequently, the
legality of the 1994 promotion recommendation process under review is
determined by the extent to which that process conformed to and was
consistent with applicable directives. Without question, AFR 36-10
did not prohibit the “stratification” process about which the
applicant complains. No applicant has produced evidence that the
stratification process itself violated any provision of AFR 36-10. As
in all cases, the senior rater made the final determination regarding
the content of the PRF, consistent with AFR 36-10; thus, the
“stratification” process did not violate the regulation. Although the
Air Force Chief of Staff did eliminate the stratification system in
1995 because of concern over a perception of unequal application
across commands, this does not establish illegality. Finally, the
applicant was not forced to leave active duty. He did so voluntarily
and the Air Force waived a two-year active duty service commitment.
This voluntary separation and the benefit the applicant garnered from
it diminish any claim of error or injustice and make a call for
restoration to active duty uncompelling. Denial is recommended.
A copy of the complete evaluation is at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Complete copies of the evaluations were forwarded to counsel on 2 Feb
01 for review and comment within 30 days. On 10 Mar 01, counsel
requested that his client’s case be temporarily withdrawn until he was
able to respond. Accordingly, the applicant’s case was
administratively closed on 20 Mar 01. On 8 Aug 02, the AFBCMR Staff
received counsel’s 31 Jul 02 rebuttal and the case was reopened.
Counsel takes exception to the three evaluations, claiming in part
that the Air Force illogically contends that nothing can be found
illegal if it isn’t illegal already. The question is whether the “Top
Promote” process was unauthorized and contravened AFR 36-10 as the
applicant maintains. The answer is not that the process is legal
because no one has ever said that it was illegal; the answer is for
the Board to determine after evaluating the process in light of the
clear and unambiguous language of AFR 36-10. HQ AFPC/JA’s
representation fails to explain how senior raters could make the final
determination regarding the content of the PRF when those
determinations were, by definition and design, made by MLEBs. They
also apply an illegal standard of proof in that the applicant does not
need to prove that he would have been promoted but for the
stratification system. The applicant’s active duty career suffered
because, without any regulatory authority, commands throughout the Air
Force arbitrarily implemented an ill-conceived process in order to
enhance their officers’ promotion prospects. The circumstances of the
applicant’s PALACE CHASE separation neither aggravated nor ameliorated
the underlying injustice that precipitated his separation in the first
place.
A complete copy of counsel’s rebuttal, with attachment, is at Exhibit
G.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was not timely filed; however, it is in the
interest of justice to excuse the failure to timely file.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. After a thorough review of the
evidence of record and the applicant’s submission, we are not
persuaded that his nonselection for major by the CY94A board should be
set aside and he be reinstated to active duty in the Regular Air
Force. Counsel alleges, in part, that the stratification system not
only was illegal but also its inconsistent application harmed the
applicant because he was not identified in any of the top categories.
However, counsel has not substantiated his claim that the
stratification identifier in 1994 was illegal or that anyone other
than the senior rater made the final determination regarding the
content of the PRF. Even if for the sake of argument we were to agree
that the stratification process at that time violated regulatory
provisions, which we do not, or that it was inconsistently applied,
counsel has not established that the applicant should have received a
“Top Promote” recommendation or was wrongfully deprived of a
promotion. In view of the above and absent persuasive evidence to the
contrary, the applicant has failed to sustain his burden of having
suffered either an error or an injustice. Therefore, we find no
compelling basis to recommend granting the relief sought.
4. The applicant’s case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issue(s) involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 22 August 2002 under the provisions of AFI 36-
2603:
Mr. Richard A. Peterson, Panel Chair
Mr. Laurence M. Groner, Member
Mr. George Franklin, Member
The following documentary evidence relating to AFBCMR Docket No. 00-
03178 was considered:
Exhibit A. DD Form 149, dated 2 May 00 (Received 28 Nov 00),
w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPRSR, dated 9 Jan 01, w/atchs.
Exhibit D. Letter, HQ AFPC/DPPPE, dated 24 Jan 01.
Exhibit E. Letter, HQ AFPC/JA, dated 24 Jan 01.
Exhibit F. Letter, SAF/MRBR, dated 2 Feb 01.
Exhibit G. Letter, Counsel, dated 31 Jul 02, w/atch.
RICHARD A. PETERSON
Panel Chair
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