RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 00-01305
INDEX CODES: 110.03, 126.03
COUNSEL: GEORGE E. DAY
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
He receive back pay and flight pay.
An order be issued returning him to a squadron flying position in the
174th FW, and he receive requalification training in the F-16C
aircraft.
An order be issued enjoining the New York Air National Guard from
further retaliation against him.
His nonjudicial punishment under Article 15 be set aside and removed
from his records.
He receive any other legal or equitable relief that will make him
whole.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He was wrongfully removed from flying status without due process,
transferred to a ground job, which did not exist, and wrongfully
punished without proper authority. He was retaliated against for
speaking out about perjury by a colonel and a female major. He was
sexually harassed by the major, who was not punished.
In support of his appeal, the applicant provided an expanded
statement, supportive statements, other documents associated with the
matter under review.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The remaining relevant facts pertaining to this application are
contained in the letters prepared by the appropriate offices of the
Air Force and the Department of the Defense Office of the Inspector
General (DOD IG) Report of Investigation (Exhibit C). Accordingly,
there is no need to recite these facts in this Record of Proceedings.
_________________________________________________________________
AIR FORCE EVALUATION:
DMNA/ANG-ESSO recommended denial. In DMNA/ANG-ESSO’s view, the
applicant’s requests are not valid. The allegations raised by
applicant have previously been investigated on numerous occasions
since 1995. DMNA/ANG-ESSO stated that their review of the application
indicated the applicant was selective in the facts presented to the
Board. His request for back pay was not at all specific to the times
that he believes he would have worked or served had the actions he now
complains of not occurred. He seeks to be paid for the drills he was
forced to miss but nowhere in his application did he mention what
dates those drills took place and this precludes a meaningful
response. The applicant seeks flying pay but did not indicate the
dates of duty covered by this request. He also seeks an order
returning him to flying status (reinstatement) with the 174th FW and
requalification training in the F-16, but, even if otherwise warranted
(which is not) reinstatement to an Air National Guard training
position is beyond the jurisdiction of the Board. The applicant seeks
an order enjoining the NYANG from any further retaliation against him,
but the request for relief assumes facts which do not exist. All of
his retaliation claims were found unsubstantiated. The investigative
reports referred to by the applicant speak for themselves. All
investigations have confirmed the right of the commanders referred to
by the applicant to take the actions that he and various others
complain about in this application. He simply does not like the
result of these independent investigations. From the applicant’s
perspective, no investigation is complete or proper unless it draws
the conclusions that he and others wish for.
DMNA/ANG-ESSO indicated that the following information was provided
for the Board in reviewing this application:
a. Report of Investigation (ROI), dated 10 September 1995.
This 34 page executive summary is part of a 1,700 plus page report
generated by HQ NYANG. This report was referred to as the “military
investigation” and sometimes as the “Hobbs Report” in the applicant's
submission. This investigation concluded that the commander whom the
applicant feels was wrongly removed from command should be “considered
for disciplinary action for...abdication of...command responsibilities
and for failing to react appropriately to incidents which called for
prompt discipline with other unit members." This did recommend that
the applicant be considered for disciplinary action.
b. Pilots within the 174th Fighter Wing (FW) sympathetic to the
removed commander filed retaliation charges under 10 USC 1034
concerning incidents at the 174th around the same time frame referred
to by the applicant. One of the pilots filing such charges was the
applicant. Following a yearlong investigation, a report was completed
during September 1997 by SAF/IG. This headquarters has been
authorized by the IG to report only that all 32 complaints were found
to be unsubstantiated. It was noted that all of the applicant’s
allegations were found to be unsubstantiated. These unsubstantiated
allegations related to removal from flying status and reassignment to
non-flying duties. These are the same issues again raised by the
applicant in this application.
c. New York State Office of State Inspector General (OSIG)
Investigation, December 1997. This investigation was referred to in
the applicant's submission as the “New York Inspector Generals
Report.”. In relevant part, this separate independent investigation
analyzed the personnel actions taken by command with respect to the
applicant and others and found all to be proper and appropriate
actions. In particular, with respect to the removal of the commander
which the applicant submitted was improper, this 1997 State
Investigation concluded there was “ample evidence to remove the
commander from his command for failures of leadership separate and
apart from his role in the R- P--- relationship.” This State
investigation devoted several pages to the personnel actions now
complained of by the applicant, including the Article 15 actions.
d. Yet another investigation of the 174th Fighter Wing (FW) was
completed on 1 Sep 99 at the mandate of the United States Congress
which directed that another investigation take place as a part of the
statutory enactment of the 1998-99 defense spending authorization.
This most recent DODIG investigation specifically addressed the
removal of the commander from his command position at the 174th FW
during 1995. This report confirmed the propriety of the removal and
replacement of the commander during 1995 and all of the personnel
actions taken with respect to the applicant.
DMNA/ANG-ESSO, noted the DODIG conclusion that the decision to award
nonjudicial punishment to the applicant was legally sound, was
implemented in unusual procedural fashion, had no rehabilitative
purpose, occurred long after the offense was committed, and duplicated
prior corrective action taken at the unit level. As such, the
nonjudicial punishment was materially unfair and inappropriate. The
NYANG agreed that the nonjudicial punishment imposed on the applicant
was legally sound but denied the balance of the DODIG conclusion.
According to DMNA/ANG-ESSO, the applicant's request for reinstatement
and back pay within the NYANG is clearly beyond the scope of authority
of the Board. In their view, the applicant’s appeal is one further
manifestation of his effort to continue to “keep the pot boiling.”
The 174th FW has moved forward. The unit is again at the forefront
and was rated “Excellent” by the 9th Air Force during a
Standardization Evaluation of its flying operations and by a USAF
Quality Assessment team, both of which have occurred since the current
commander assumed command.
A complete copy of the DMNA/ANG-ESSO evaluation, with attachments, is
at Exhibit D.
ANG/DPFP recommended denial. According to ANG/DPFP the applicant
seeks relief that is outside the scope of the Air Force Board for
Correction of Military Records (AFBCMR), such as reinstatement to a
position within a state entity, to include the state’s militia.
Appointments to officer positions in the Air National Guard (ANG) are
within the sole province of the appropriate state officials, in
accordance with Karr vs. Carper, 818 F., Supplement 687, (Delaware
1993).
ANG/DPFP noted the applicant contention that senior officers of the
NYANG and the National Guard Bureau officials did not want the matters
discussed in the Inspector General’s Report of Investigation to get
out, and he and other pilots similarly situated have been made the
scapegoats. In reviewing the case file, it is noted that his
commander did transfer him to a non-flying position. It is difficult
to justify the assignment of an ANG fighter pilot to a non-flying
position. Nevertheless, ANG/DPFP indicated that they do not believe
the commander’s actions constituted error or injustice, though his
motive may appear to be questionable. The commander was justified in
wanting to know to what extent the applicant, a mid-level leader, and
other pilots, were willing to go to change the morale and culture
within the organization in the aftermath of the P--- investigation.
The commander was correct to hold the applicant and other unit leaders
responsible for what he considered to be serious unit shortcomings
that existed separate from the P--- matter. The applicant did not
demonstrate his ability to resolve the problems in the unit to the
satisfaction of the commander. The enclosed Report of Investigation
concluded, and they concur, that the actions of the commander in
grounding the unit and transferring pilots, including the applicant,
to non-flying positions were legitimate exercise of his command
authority. They believe this to be the reason for the applicant’s
transfer and not his contention that he was used as a scapegoat in
regards to the revealing of the unprofessional relationships and
preferential treatment discussed in the Report of Investigation.
In regards to the nonjudicial punishment, ANG/DPFP noted that the most
recent DODIG Report criticized the administration of the Article 15
for the inappropriate radio call. The punishment was given in an
unusual procedural fashion, had no rehabilitative purpose, occurred
long after the offense was committed, and duplicated prior corrective
action taken at the unit level. However, the NYANG’s response
addressed each of these DODIG concerns, in pages 4-5 of the DMNA/ANG-
ESSO memorandum, dated 31 Aug 00, and concluded that the
administration of the punishment was “legally sound,” and further
stated that under NYANG procedures no record of the Article 15 was
made in any official file. The Article 15 was administered as a
result of the applicant making a joking reference to shooting the
female pilot, named in the ROI, in a radio call during a flight. The
applicant did not deny that he engaged in the conduct in question or
that such conduct was inappropriate.
In ANG/DPFP’s view, the application did not carry the necessary burden
of establishing error or injustice.
A complete copy of the ANG/DPFP evaluation is at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to counsel on
23 Mar 01 for review and response. As of this date, no response has
been received by this office (Exhibit F).
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
AFLSA/JAJM recommended denial of the applicant’s request to set aside
his nonjudicial punishment under Article 15. JAJM noted on 15 Nov 95,
the Chief of Staff of the NYANG, offered the applicant nonjudicial
punishment under Article VII, New York State Code of Military Justice,
for conduct unbecoming an officer for his inappropriate and offensive
comments over an unsecured radio frequency and for making false
statements in testimony regarding his comments. After consultation
with civilian defense counsel, the applicant accepted nonjudicial
punishment proceedings rather than demand trial by court-martial.
After reviewing the evidence and applicant’s submissions, the Chief of
Staff determined the applicant committed the alleged offense and
imposed punishment of a reprimand and a $150 fine. On 13 Sep 96, the
applicant appealed the action and submitted matters in his own behalf.
The appellate authority, the Adjutant General, New York National
Guard, denied the appeal on 3 Nov 96. Subsequently, applicant was
moved to another ANG position.
According to JAJM, the issue presented in this case is the ability of
the Air Force Board for Correction of Military Records to correct New
York State Air National Guard records. The Board would however have
the power to correct applicant’s federal records with regard to the
state Article 15, if the Article 15 was included therein, which it is
not. The Article 15 was administered under state law and not the
Uniform Code of Military Justice (UCMJ). Any remedy as to the Article
15 must be pursued under New York State procedures and not the UCMJ.
The DODIG’s reliance on the UCMJ is misplaced in regard to state
procedures.
JAJM indicated that even if the Board had any jurisdiction over the
Article 15 portion of this application, there is nothing in the
application that would support a set aside. The applicant makes no
claim of factual innocence. He does not allege any error or defect in
the process. His only claim, that the investigation board found his
Article 15 illegal, is in error. The applicant has provided no
evidence of a clear error or injustice related to the nonjudicial
punishment proceedings. They refer the Board to the DMNA/ANG-ESSO
memorandum, dated 31 Aug 00, pages 4-9, for details on the State
Article 15 procedure. Applicant has pursued procedures under state
law and been unsuccessful. No further action with regard to the State
Article 15 is warranted by the Board. The records available to them
do not show any Federal documentation of this state action. The
materials from the NYANG indicate there is not even a state record of
the action and they note the applicant has been promoted to the next
grade, an action that would be unlikely if there had been any such
record.
According to JAJM, set aside should only be utilized where, under all
the circumstances of the case, the punishment has resulted in a clear
injustice. This is not the case here.
The DODIG determined the action was legally sound, but in essence, an
action they would not have taken. This appears to be a case where
reasonable parties may differ, but that, in and of itself, is not a
basis for substituting the judgment of one party for another. The
commander is charged with maintaining good order and discipline and
the actions taken here neither amount to an abuse of discretion, nor
can be fairly determined to be arbitrary and capricious. The evidence
presented by the applicant is insufficient to mandate the relief
requested, and does not demonstrate an equitable basis for relief.
A complete copy of the JAJM evaluation is at Exhibit G.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to applicant on 26
Sep 01 for review and response. As of this date, no response has been
received by this office (Exhibit H).
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was not timely filed; however, it is in the
interest of justice to excuse the failure to timely file.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. The applicant's
complete submission was thoroughly reviewed and his contentions were
duly noted. However, we do not find the applicant’s assertions and
the documentation presented in support of his appeal sufficiently
persuasive to override the rationale expressed by the offices of
primary responsibility (OPRs) and the findings of the reports of
investigation, including the DOD IG report of investigation, which
concluded that the applicant’s reassignment was within command
discretion, violated no law or regulation, and were appropriate given
the changes in conduct and focus that the commander felt were
essential. With regard to the applicant’s request that his
nonjudicial punishment under Article 15 be set aside, we note that the
DODIG concluded that the nonjudicial punishment was materially unfair
and inappropriate. However, the Article 15 was determined to be
legally sound by the DODIG and we believe that the NYANG has
adequately addressed the DODIG’s concerns. Furthermore, we note that
the Board has no jurisdiction over the Article 15 portion of his
appeal. In view of the foregoing, and in the absence of clear-cut
evidence to the contrary, we conclude that no basis exists to
recommend granting the relief sought in this application.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on , under the provisions of AFI 36-2603:
Mr. David C. Van Gasbeck, Panel Chair
Mr. Charles E. Bennett, Member
Mr. William Anderson, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 5 May 00, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. DOD IG Report of Investigation, dated 1 Sep 99
(withdrawn).
Exhibit D. Letter, DMNA/ANG-ESSO, dated 31 Aug 00, w/atchs.
Exhibit E. Letter, ANG/DPFP, dated 2 Mar 01.
Exhibit F. Letter, SAF/MIBR, dated 23 Mar 01.
Exhibit G. Letter, AFLSA/JAJM, dated 31 Aug 01.
Exhibit H. Letter, AFBCMR, dated 26 Sep 01.
HENRY ROMO, JR.
Panel Chair
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