RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 00-02768
APPLICANT COUNSEL: GEORGE E. DAY
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. The Officer Performance Report (OPR) rendered for the period 30 May
1997 through 30 April 1998, be removed from his records.
2. The Article 15 imposed on 16 February 1994, be set aside and removed
from his records.
3. He be sent to a Replacement Training Unit (RTU) to be re-qualified
and reinstated in an active status as an Air National Guard (ANG) fighter
pilot in the unit of his choice.
_________________________________________________________________
THE APPLICANT CONTENDS THAT:
The referral OPR was in reprisal for his spouse contacting the spouses of
Lt Col F--- and Capt G--- and advising them of their husbands’
extramaritial affairs.
The applicant states that the additional rater directed the rater to write
the contested OPR as a referral, rather than write his own assessment. The
additional raters had no opportunity to observe his performance as a pilot
and the reviewer was unqualified to assess the appropriateness of the
report. Furthermore, a Secretary of the Air Force Inspector General
(SAF/IG) investigation has substantiated that the contested OPR was an act
of reprisal.
The 1993 Article 15 was wrongfully used as evidence in several decisions
concerning both his military and civilian careers.
When he received the 1993 Article 15, the commander told him that it would
not be entered into his record, would have no effect on any assignment, and
would have no effect on his promotion. He had no idea of the existence of
a field record during the nonjudicial punishment proceedings. Had he known
of its existence, he would have demanded a trial by court-martial.
In support of the appeal, the applicant submits various documents from his
personnel records and redacted extracts of the SAF/IG Report of
Investigation (ROI) that concluded the commander reprised against him by
wrongfully manipulating his OPR.
Applicant’s complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving in the Missouri ANG in the grade of
major.
On 1 April 1983, the applicant was commissioned a second lieutenant in the
Regular Air Force and entered active duty. He was progressively promoted
to the captain.
The commander notified the applicant on 13 January 1994, of his intent to
impose nonjudicial punishment under Article 15 of the Uniform Code of
Military Justice (UCMJ) for violations of Articles 134 and 128.
Specifically, that at Shaw AFB, SC, on or about 30 December 1993, he
unlawfully touch D--- H--- on the private parts of her body with his hands
and was drunk and disorderly. After consulting with counsel, he waived his
right to trial by court-martial. After considering his oral and written
presentation, on 16 February 1994, the commander determined that he did
commit one or more of the alleged offenses and imposed punishment. The
punishment consisted of forfeiture of $400.00 for one month and a
reprimand. He appealed the punishment; however, his appeal was denied.
The commander also determined that a copy of the Article 15 would not be
filed in an Unfavorable Information File (UIF), or his Hq USAF Selection
Record or Officer Command Selection Record.
On 24 and 26 June 1996, the applicant was tried by a General Court-Martial
for two specifications of violating Article 133 (Conduct Unbecoming an
Officer) of the UCMJ. Specifically, that at Shaw AFB, SC, on or about
19 January and 20 January 1996, he committed an assault upon M--- A---, a
person not his wife, by unlawfully grabbing her breast and her body and
pulling her towards him; and on or about 1 April and 30 April 1995, he
unlawfully grabbed and lifted S--- R--- by her torso with his hands and
arms. He pled not guilty to the charges, was found guilty and sentenced to
two months restriction to the limits of Shaw AFB, SC, forfeiture of $500.00
pay per month for four months, a $2,000.00 fine, and if the fine was not
paid within 30 days after the convening authority takes action, then he be
confined until the fine is paid, but not more than two months, and a
reprimand. However, the portion of the sentence providing for restriction
was remitted on 24 October 1996.
The applicant was separated on 30 November 1996 and reassigned to the Air
Force Reserve, based on nonselection for permanent promotion and received
$59,769.96 separation pay. He completed 13 years and 8 months of active
service, with 3 months and 14 days of prior inactive service.
The applicant was assigned to the 706th Fighter Squadron, New Orleans, LS,
effective 1 December 1996, in the grade of captain.
On 23 May 1997, the applicant was grounded from flying until 1 June 1997,
because he flew an A-10 aircraft over the New Orleans Jazz Festival. In
addition, he was placed on the flying schedule under Supervised Status
through 21 June 1997 and during a June Unit Training Assembly (UTA), was to
brief the squadron on the incident and relate any lessons learned.
On 2 October 1998, the commander notified the applicant of his to recommend
his involuntary reassignment to the Individual Ready Reserve (IRR) based on
his failure to meet standards and failure to meet military conduct
standards. Specifically, for receiving an Article 15 for violating
Articles 128 and 134, several flying incidents, multiple disagreements with
unit personnel and receipt of a referral OPR.
The applicant was assigned to the Nonobligated Nonparticipating Ready
Reserve Section.
Applicant’s Performance Profile since 1990, follows:
PERIOD ENDING OVERALL EVALUATION
27 Sep 90 Meets Standards (MS)
13 Jun 91 MS
18 Jan 93 MS
18 Jan 94 MS
1 Dec 94 MS
1 Dec 95 MS
29 May 97 MS
* 30 Apr 98 (Referral Rpt) MS on all factors
except Professional
Qualities
* Contested report
_________________________________________________________________
AIR FORCE EVALUATIONS:
AFLSA/JAJM recommends the applicant’s request to set aside his Article 15
be denied. AFLSA/JAJM states, in part, that he has not provided evidence
of a clear injustice to warrant removing the Article 15. Those privy to
the evidence in the case determined there was sufficient proof of his
guilt. Although the Article 15 was not filed in his Officer Selection
Record (OSR), it remains in his permanent record. Setting aside an Article
15 is only appropriate when, under all the circumstances of the case, the
punishment has resulted in clear injustice and is not warranted in this
case. While the victim of the unwanted touching appears to request
clemency on behalf of the applicant, she does not retract the events that
occurred. In her written statement, dated 19 January 1994, she does not
change her story as alleged by the applicant. To the contrary, she states
that, “Although my husband was very upset at the time, we, basically, were
looking for a sincere apology from [the applicant]. I believe an apology
with curtailing his drinking activity would be an appropriate punishment.
It was never my intention to end [the applicant’s] career or keep him stuck
at a desk when he should be flying. I am sure he is a fine pilot but a
lousy drinker.” This inclination toward leniency would have been taken
into consideration by the commander who imposed the action and was most
familiar with the facts at hand.
The AFLSA/JAJM evaluation, with attachments, is at Exhibit C.
AFRC/DPM recommends approval of the applicant’s request to void the
contested report. AFRC/DPM states, in part, that the results of the IG
investigation substantiated the applicant’s allegation that the 706th
Fighter Squadron Commander reprised against him by wrongfully manipulating
his OPR. The applicant should submit a request for the removal of the
Article 15 to the commander who directed that it be placed in his records.
The AFRC/DPM evaluations are at Exhibits D and E.
_________________________________________________________________
APPLICANT’S REVIEW OF AIR FORCE EVALUATIONS:
Complete copies of the Air Force evaluations were forwarded to the
applicant’s counsel on 8 March 2002 for review and response within 30 days.
At the applicant’s request, on 3 April 2002, his application was
temporarily withdrawn.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
ARPC/DPSZ states, in part, that the issue of reinstatement/reassignment
must be addressed by an Air Force recruiter.
The ARPC/DPSZ evaluation is at Exhibit I.
_________________________________________________________________
APPLICANT’S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
The applicant states, in part, that regulations regarding how Article 15s
are administered are written assuming no commander would ever dig into a
members past to justify his personal acts of retaliation. Since this is
what has occurred, he is seeking to remove this ability by having his
records expunged. Removing the Article 15 now will have no effect on
relieving any of the punishment as originally intended, it will only thwart
any attempts for its further misuse by a less than honorable commander.
However, if the Board elects to not expunge the Article 15, he requests the
Board reverse the inappropriate actions taken against him in which the
Article 15 was used. Specifically, he requests that he be sent to an RTU
to re-qualify and reinstated as a fighter pilot in the unit of his choice.
His commander purposely kept the Article 15 out of his command selection
and officer selection folders so that the punishment would not follow him
as his career progressed. Since the date of issue of the Article 15, he
has been promoted and advanced in his flying career. However, against the
intent of the Article 15, and against his commander’s intent, the Article
15 was dug up years later to end both his military and civilian flying
careers.
He was offered the Article 15 a few months before his major promotion board
convened. After questioning the complainant in the case, a female
bartender, the commander became was that she had been drinking the entire
evening in question and that she had a history of severe disciplinary
problems. In addition, she participated in acts of lewd behavior. Her
story to the commander changed significantly from her original statement.
Rather than revoke the hastily issued Article 15 and start the process
over, the commander elected to offer it with a small fine and that was the
end of it. The commander told him that if he elected to fight the issue by
appealing the Article 15 based on the fact that one of the charges was now
known to be false, he would have no choice but to place it in his records
until the issue was resolved - after the major selection board. The
commander explained that if he accepted the Article 15, without a fight,
that it would go no further than his desk drawer. Since the second
allegation (i.e., drunk and disorderly) was a subjective opinion and
difficult to disprove, he elected to accept the Article 15.
The applicant’s complete responses, with an attachment, are at Exhibits J
and K.
A complete copy of the additional Air Force evaluation was forwarded to the
applicant on 19 August 2002 for review and response within 30 days.
However, as of this date, no response has been received by this office.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of error or injustice to warrant voiding the contested report and
the Article 15 imposed on 16 February 1994. In this respect, we note that
an SAF/IG investigation concluded that the commander reprised against the
applicant by wrongfully manipulating the contested report. In view of
this, we recommend the contested report be declared void and removed from
his records. In addition, the majority of the Board is sufficiently
persuaded that the Article 15 should also be removed from the applicant’s
record. The majority of the Board notes the following:
a. On 25 February 1994, the Ninth Air Force Commander determined
that the Article 15 would not be filed in the applicant’s Hq USAF Selection
Record or his Officer Command Selection Record. While in cases of this
nature, the Board is not inclined to disturb the judgments of commanding
officers absent a strong showing of abuse of discretionary authority, a
majority of the Board, does not believe the commander intended for the
Article 15 to adversely effect the applicant’s career (i.e., assignment
selection, promotion opportunities, etc).
b. The female bartender that levied the allegations against the
applicant later changed her story and requested clemency in the his behalf.
c. The applicant indicates that had he know of the continued
adverse effects of the Article 15 on his future career, he would not have
waived his right to trial by court-martial.
d. While the Article 15 was within the discretionary authority of
the commander and served its purpose at the time it was imposed, its
continued pressence in his records constitutes unduly harsh punishment. In
view of the above, a majority of the Board recommends the Article 15
imposed on 16 February 1994 be set aside and removed from his records.
4. Insufficient relevant evidence has been presented to demonstrate the
existence of error or injustice to warrant sending the applicant to a
Replacement Training Unit (RTU) to be re-qualified and reinstated in an
active status as an Air National Guard (ANG) fighter pilot in the unit of
his choice. After a thorough review of the evidence of record and
applicant’s submission, we are not persuaded that relief should be granted.
In the absence of evidence that he was improperly removed from an active
status ANG fight pilot position, we believe he has failed to sustain his
burden that he has suffered either an error or an injustice. Hence, we
find no compelling basis to recommend favorable consideration of this
portion of his application.
5. The applicant's case is adequately documented and it has not been shown
that a personal appearance with or without counsel will materially add to
our understanding of the issues involved. Therefore, the request for a
hearing is not favorably considered.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT be corrected to show that:
a. All documents and references to the Article 15, Uniformed Code
of Military Justice, imposed on 16 February 1994, be declared void and
removed from his records.
b. The Field Grade Officer Performance Report, AF Form 707A,
rendered for the period 30 May 1997 through 30 April 1998, be declared void
and removed from his records.
_________________________________________________________________
The following members of the Board considered Docket Number 00-02768 in
Executive Session on 24 October 2002, under the provisions of AFI 36-2603:
Mr. Richard A. Peterson, Panel Chair
Ms. Carolyn B. Willis, Member
Ms. Cheryl Dare, Member
The Board unanimously voted to void the contested report and deny the
applicant’s request that he be sent to an RTU to be re-qualified and
reinstated in an active status as an ANG fighter pilot in the unit of his
choice. By majority vote, the Board voted to remove the Article 15 from
his records; however, Mr. Peterson voted to deny this portion of his
applicant and has submitted a minority report which is attached at Exhibit
M. The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 10 Oct 00, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFLSA/JAJM, dated 29 Jan 01, w/atchs.
Exhibit D. Letter, AFRC/DPM, dated 28 Mar 01.
Exhibit E. Letter, AFRC/DPM, dated 21 Feb 02.
Exhibit F. Letter, SAF/MRBR, dated 8 Mar 02.
Exhibit G. Letter, Applicant, dated 29 Mar 02.
Exhibit H. Letter, AFBCMR, dated 3 Apr 02.
Exhibit I. Letter, AFPC/DPSZ, dated 17 Apr 02.
Exhibit J. Letter, Applicant, dated 30 Apr 02, w/atch.
Exhibit K. Letter, Applicant, dated 1 Jul 02.
Exhibit L. Letter, Applicant, dated 19 Aug 02.
Exhibit M. Minority Report.
RICHARD A. PETERSON
Panel Chair
AFBCMR 00-02768
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that:
a. All documents and references to the Article 15, Uniformed
Code of Military Justice, imposed on 16 February 1994, be, and hereby are,
declared void and removed from his records.
b. The Field Grade Officer Performance Report, AF Form 707A,
rendered for the period 30 May 1997 through 30 April 1998, be, and hereby
is, declared void and removed from his records.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
MEMORANDUM FOR THE EXECUTIVE DIRECTOR AIR FORCE BOARD FOR
CORRECTION OF MILITARY RECORDS
SUBJECT: APPLICANT, DOCKET NO: 00-02768
The majority of the Board recommends that the Article 15 imposed on
the applicant on 16 February 1994 be set aside and removed from his
records. . However, in view of the circumstances in this case, I believe
the Article 15 should remain undisturbed.
The majority of the Board found based on the Ninth Air Force
Commander’s determination that the Article 15 would not be filed in the
applicant’s HQ USAF Selection Record or Officer Command Selection Record,
he did not intend for the Article 15 to be filed in the applicant’s
records. However, I can reach no such conclusion, based on the evidence
before me. While the applicant contends the Ninth Air Force Commander told
him the Article 15 would not be entered into his records and have no effect
on any assignment, promotion, or subsequent effect on his career, I can
find no corroborative evidence. In the absence of a statement from the
Ninth Air Force Commander specifically stating what his intentions were, I
do not believe this panel should attempt to assume what they were.
Furthermore, I do not believe sufficient evidence has been presented which
would lead me to believe that the nonjudicial punishment was improper. In
cases of this nature, I am not inclined to disturb the judgments of
commanding officers absent a strong showing of abuse of discretionary
authority. I find no such showing here. The evidence indicates that,
during the processing of this Article 15 action, the applicant was offered
every right to which he was entitled. He consulted with counsel, waived
his right to demand trial by court-martial, and submitted oral and written
matters for review by the imposing commander. After considering the
matters raised by the applicant, the commander determined that the
applicant had committed “one or more of the offenses alleged” and imposed
punishment on the applicant. The applicant has not provided any evidence
showing that the imposing commander or the reviewing authority abused their
discretionary authority, that his substantial rights were violated during
the processing of the Article 15 punishment, or that the punishment
exceeded the maximum authorized by the UCMJ. To the contrary, the
applicant is fortunate that he has been able to continue his military
career considering that he was subsequently tried and convicted by a
General Court-Martial for assaulting and unlawfully grabbing and lifting
other females. I find it apparent that he has established a pattern of
behavior, which, in my opinion, raises serious doubt as to his ability to
serve as an officer.
Based on the available evidence of record, I find no basis upon which
to favorably consider this portion of the application, and strongly
recommend you deny the majority’s recommendation to remove the contested
Article 15 from the applicant’s records.
RICHARD A. PETERSON
Panel Chair
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