RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 00-01478
INDEX CODES: 110.03, 111.02,
135.02
COUNSEL: GEORGE E. DAY
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
By amendment, he be reinstated in the Air Force Reserves; receive back
pay and points; promoted to the grade of colonel; and, that his
Officer Performance Reports (OPRs) be scrutinized for adverse remarks
from the period of Dec 95 to his discharge in Feb 98, and, if adverse
remarks are discovered, they be removed.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He was wrongfully grounded, transferred to a nonexistent job in
maintenance, slandered, and libeled by claims of mental instability
for filing a complaint with the Office of Special Investigations (OSI)
regarding fraternization between a unit colonel and a major, in which
sex was exchanged for special favors, treatment, and assignments.
In support of his appeal, the applicant provided expanded statements,
congressional correspondence, supportive statements, copies of his
OPRs, and other documents associated with the matter under review.
Applicant’s complete submission is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Applicant was honorably discharged from the Air National Guard on 18
Feb 98. On 19 Feb 98, he was transferred to the Air Force Reserve and
his name was placed on the Reserve Retired List effective 20 Feb 98.
Applicant's OPR profile since 1990 follows:
PERIOD ENDING EVALUATION
18 May 90 Meets Standards (NON-EAD)
18 May 91 Meets Standards (NON-EAD)
18 May 92 Meets Standards (NON-EAD)
18 May 93 Meets Standards (NON-EAD)
13 Mar 94 Meets Standards (NON-EAD)
13 Mar 95 Meets Standards (NON-EAD)
26 Dec 95 Meets Standards (NON-EAD)
26 Dec 96 Meets Standards (NON-EAD)
17 Oct 97 Meets Standards (NON-EAD)
* Contested Reports - Applicant does not indicate the reports he wants
amended.
The remaining relevant facts pertaining to this application are
contained in the letters prepared by the appropriate offices of the
Air Force and the Department of the Defense Office of the Inspector
General (DOD IG) Report of Investigation (Exhibit C). Accordingly,
there is no need to recite these facts in this Record of Proceedings.
On 14 Mar 01, the applicant’s appeal was temporarily withdrawn in
accordance with his request for more time to provide a response to the
advisory opinions.
By letter, dated 29 Apr 01, the applicant indicated that he was
prepared to proceed with his appeal.
_________________________________________________________________
AIR FORCE EVALUATION:
The Executive Support Staff Officer, New York Air National Guard
(NYANG), DMNA/ANG-ESSO, reviewed this application and recommended
denial. In DMNA/ANG-ESSO’s view, the applicant’s requests are not
valid. The allegations raised by applicant have previously been
investigated on numerous occasions since 1995. DMNA/ANG-ESSO stated
that their review of the application indicated the applicant was
selective in the facts presented to the Board. No member of the ANG
has a right to be appointed to the rank of Colonel. The applicant had
never been recommended for promotion to Headquarters NYANG at anytime
during his career. A commander's recommendation and assignment to a
position with an authorized grade of Colonel, 0-6, is a mandatory
first step for anyone in the Guard to get promoted to that grade. The
174th only has four colonel positions; the commander and vice
commander, the medical squadron commander, and any one of the three
group commanders. The applicant has never been assigned to any of
these positions. His request for back pay is not at all specific to
the times that he believes he would have worked or served had the
actions he now complains of not occurred. He seeks removal of any
adverse remarks from his personnel files to include his OPRs or any
other documentary evidence but did not indicate which documents were
improper or why. The OPRs provided in his application all show him
meeting standards and most are quite laudatory. Without knowing which
OPRs or documents he is really complaining about, it is difficult to
respond to his removal request. Moreover, to DMNA/ANG-ESSO’s
knowledge, he has never raised his concerns about any OPRs in the
administrative process provided for challenging OPRs and the Board
should not consider his complaints in this regard without first giving
the administrative processes relative to OPRs the opportunity to work.
In short, he has not exhausted his administrative remedies with
respect to the OPRs prior to bringing his complaint to this Board.
The one OPR that was found to require correction, has been corrected
as set forth later herein. The investigative reports referred to by
the applicant speak for themselves. All investigations have confirmed
the right of the commanders referred to by the applicant to take the
actions that he and various others complain about in this application.
He simply does not like the result of these independent
investigations. From the applicant’s perspective, no investigation is
complete or proper unless it draws the conclusions that he and others
wish for.
DMNA/ANG-ESSO indicated that the following information was provided
for the Board in reviewing this application:
a. Report of Investigation, dated 10 September 1995. This
34 page executive summary is part of a 1,700 plus page report
generated by HQ NYANG. This report was referred to as the “military
investigation” and sometimes as the “Hobbs Report” in the applicant's
submission. This investigation concluded that the commander whom the
applicant feels was wrongly removed from command should be “considered
for disciplinary action for...abdication of...command responsibilities
and for failing to react appropriately to incidents which called for
prompt discipline with other unit members."
b. Pilots within the 174th Fighter Wing (FW) sympathetic to the
removed commander filed retaliation charges under 10 USC 1034
concerning incidents at the 174th around the same timeframe referred
to by the applicant. One of the pilots filing such charges was the
applicant. Following a yearlong investigation, a report was completed
during September 1997 by SAF/IG. This headquarters has been
authorized by the IG to report only that all 32 complaints were found
to be unsubstantiated. It was noted that all of the applicant’s
allegations were found to be unsubstantiated. These unsubstantiated
allegations related to removal from flying status, reassignment to non-
flying duties, OPR comments, threats of psychiatric evaluations,
mandated turn-in of flight gear, and barment from the operations
building. These are the same issues again raised by the applicant in
this application. The SAF/IG report did comment that the applicant’s
OPR closing 26 Dec 95 contained procedural deficiencies in violation
of AFR 36-10. The NYANG took action upon learning of this criticism
and made the corrections necessary on 6 Mar 98.
c. New York State Office of State Inspector General (OSIG)
Investigation, December 1997. This investigation was referred to in
the applicant's submission as the “New York Inspector Generals
Report.”. In relevant part, this separate independent investigation
analyzed the personnel actions taken by command with respect to the
applicant and others and found all to be proper and appropriate
actions. In particular, with respect to the removal of the commander
which the applicant submitted was improper, this 1997 State
Investigation concluded there was “ample evidence to remove the
commander from his command for failures of leadership separate and
apart from his role in the R- P--- relationship.”
d. Yet another investigation of the 174th Fighter Wing (FW) was
completed on 1 Sep 99 at the mandate of the United States Congress
which directed that another investigation take place as a part of the
statutory enactment of the 1998-99 defense spending authorization.
This most recent DOD IG investigation specifically addressed the
removal of the commander from his command position at the 174th FW
during 1995. This report confirmed the propriety of the removal and
replacement of the commander during 1995 and all of the personnel
actions taken with respect to the applicant.
According to DMNA/ANG-ESSO, the applicant's request for retroactive
promotion and backpay within the New York Air National Guard is
clearly beyond the scope of authority of the Board. In their view,
the applicant’s appeal is one further manifestation of his effort to
continue to “keep the pot boiling.” The 174th FW has moved forward.
The unit is again at the forefront and was rated “Excellent” by the
9th Air Force during a Standardization Evaluation of its flying
operations and by a USAF Quality Assessment team, both of which have
occurred since the current commander assumed command.
A complete copy of the DMNA/ANG-ESSO evaluation, with attachments, is
at Exhibit D.
The Chief, Personnel Operations Branch, ANG/DPFOC, reviewed this
application and recommended denial. According to DPFOC, there was
insufficient evidence to support the applicant’s contention regarding
his unfavorable OPRs. The Report of Investigation (DOD IG) concluded,
and they concurred that the actions of the commander in grounding the
unit and transferring pilots, including the applicant, to non-flying
positions were a legitimate exercise of his commander authority.
DPFOC believes that to be the reason for the applicant’s transfer and
not his contentions he was used as a scapegoat in regard to the
revealing of unprofessional relationships and preferential treatment
discussed in the Report of Investigation. In ANG/DPFOC’s view, the
appeal did not carry the necessary burden of establishing an error or
injustice.
A complete copy of the ANG/DPPU evaluation is at Exhibit E.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant reviewed the advisory opinion and furnished a response and
additional documentary evidence which is attached at Exhibit G.
Subsequent to the applicant’s response, two statements were provided
on his behalf for the Board’s consideration, which are attached at
Exhibits H and I.
By letter, undated, the applicant provided congressional
correspondence for the Board’s consideration (Exhibit J).
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was not timely filed; however, it is in the
interest of justice to excuse the failure to timely file.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. The applicant's
complete submission was thoroughly reviewed and his contentions were
duly noted. However, we do not find the applicant’s assertions and
the documentation presented in support of his appeal sufficiently
persuasive to override the rationale expressed by the offices of
primary responsibility (OPRs) and the findings of the reports of
investigation, including the DOD IG report of investigation, which
concluded that the applicant’s reassignment was within command
discretion, violated no law or regulation, and were appropriate given
the changes in conduct and focus that the commander felt were
essential. With regard to the applicant’s request that adverse
remarks be removed from his OPRs, he has not only not specified what
he considers adverse remarks in the reports, he has not specified what
reports contain adverse remarks. Furthermore, no evidence has been
presented which would lead us to believe that the reports were
inaccurate depictions of his performance at the time they were
originally prepared. In view of the foregoing, and in the absence of
clear-cut evidence to the contrary, we conclude that no basis exists
to recommend granting the relief sought in this application.
4. The applicant's case is adequately documented and it has not been
shown that a personal appearance with or without counsel will
materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 19 October 2001, under the provisions of AFI 36-
2603:
Mr. Henry Romo, Jr., Panel Chair
Mr. William Anderson, Member
Mr. Teddy L. Houston, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 20 Jun 99, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. DOD IG Report of Investigation, dated 1 Sep 99
(withdrawn).
Exhibit D. Letter, DMNA/ANG-ESSO, dated 10 Jul 00, w/atchs.
Exhibit E. Letter, ANG/DPFOC, dated 3 Jan 01.
Exhibit F. Letter, SAF/MIBR, dated 16 Feb 01.
Exhibit G. Letter, applicant, dated 14 May 01, w/atchs.
Exhibit H. Letter, in applicant’s behalf, dated 17 May 01.
Exhibit I. Letter, in applicant’s behalf, dated 18 May 01.
Exhibit J. Letter, applicant, undated, w/atchs.
HENRY ROMO, JR.
Panel Chair
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