RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 99-01312
INDEX CODE: 111.01, 131
COUNSEL: FRED L. BAUER
HEARING DESIRED: Yes
APPLICANT REQUESTS THAT:
The Officer Performance Report (OPR) rendered for the period 20 Apr 96
through 19 Apr 97 be declared void and removed from his records and
his corrected record be considered for promotion to the grade of
lieutenant colonel.
APPLICANT CONTENDS THAT:
He was falsely accused of fraternization and the contested OPR is not
a fair representation of his duty performance during the rating
period.
In support of applicant’s appeal, counsel provided a seven-page brief,
a letter of support from the additional rater of the contested report,
a letter requesting early removal of the Unfavorable Information File
(UIF) from applicant’s group commander, a Report of Investigation
(ROI), various letters of support from outside the rating chain,
applicant’s responses to the referral OPR and rebuttal to his Letter
of Reprimand (LOR), several policy letters/articles on fraternization,
applicant’s CY95A Promotion Recommendation Form (PRF), and a letter of
appreciation from the Joint Task Force-Southwest Asia Commander.
Counsel’s complete submission is attached at Exhibit A.
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD) is
16 Jan 84. He is currently serving on extended active duty in the
grade of major, effective, and with a date of rank (DOR) of 1 Mar 96.
Applicant’s Officer Effectiveness Report (OER)/OPR profile since 1986
follows:
PERIOD ENDING OVERALL EVALUATION
16 Jun 86 1-1-1
23 Jan 87 1-1-1
23 Jan 88 1-1-1
2 Dec 88 Meets Standards
20 Oct 89 Education/Training Report (TR)
2 Dec 89 Meets Standards
14 Jun 90 Meets Standards
22 May 91 Meets Standards
8 Dec 91 Meets Standards
15 Jul 92 Meets Standards
15 Jul 93 Meets Standards
15 Jul 94 Meets Standards
28 Apr 95 Meets Standards
19 Apr 96 Meets Standards
* 19 Apr 97 Does Not Meet Standards (Referral Rpt)
31 Jan 98 Meets Standards
2 Oct 98 Meets Standards
2 Oct 99 Meets Standards
* Contested report.
Applicant was considered and not selected for promotion below-the-
promotion zone (BPZ) for both the Calendar Year 1998B (CY98B)
Lieutenant Colonel Central Selection Board that convened on 1 Jun 98
and the CY99A Lieutenant Colonel Central Selection Board that convened
on 19 Apr 99.
On 27 Aug 96, under the inherent authority of the Wing Commander of
the 355th Wing, Air Combat Command (ACC), an Investigation Officer
(IO) conducted an investigation into all aspects of the facts and
circumstances concerning alleged fraternization between the applicant
and a female senior airman during a deployment to Bahrain between
approximately Jun – Aug 96. The Wing Commander, 355th Wing, ACC,
appointed an IO to conduct an ROI into two 355th Wing officer’s
allegations. The officers originally filed their complaint with the
Inspector General (IG), 355th Wing, who forwarded it to the Wing
Commander on 27 Aug 96. The investigation was conducted from 28 Aug
through 7 Nov 96 at Davis-Monthan AFB, Arizona.
The IO concluded, in part, that the investigation revealed that the
preponderance of evidence pointed to fraternization between the
applicant and the senior airman. While there were a number of rumors
about several “couples,” witnesses specifically identified the
applicant and the senior airman in situations beyond normal work
relationships or socialization during the deployment (entering hotel
rooms together, the clinic room together, or her going into his room
in the dorm all point to a closer relationship than what a reasonable
person would consider acceptable). Additionally, testimony from
credible witnesses indicates that both the applicant and the senior
airman were lying under oath when they denied that any of the reported
events took place.
The IO’s recommendations were as follows:
To reinforce the Air Force position that fraternization
between officers and enlisted members is unacceptable, the applicant
should receive appropriate punishment for carrying on a fraternization
relationship with the senior airman. Many officers in the wing are
watching this issue with great interest. We need to show them that
this is a serious breach in expected officer conduct.
To reinforce the issue of integrity in the Air Force, both
the applicant and the senior airman should receive appropriate
punishment for lying under oath, and whatever other charges evolved
from this.
Additionally, AFI 36-2909 should be changed to add, as
part of the training paragraph (paragraph 9), clarifications on how to
report suspected or perceived unprofessional relationships. There is
currently no specification in the AFI that recommends using the
appropriate chain of command to report such instances. Yet, paragraph
7 holds commanders and supervisors responsible for dealing with these
issues. To effectively deal with such a problem at the appropriate
level, commanders at the lowest level must have the opportunity to
address the problem in accordance with AFI 36-2909.
Documentation provided by counsel indicates that applicant received an
LOR/UIF because after four weeks into the temporary duty (TDY) in
Bahrain, applicant’s commander (who was also the additional rater on
the contested OPR) was informed that some anonymous people had told a
first sergeant that the applicant was seeing too much of a female
airman who was deployed with the commander and the applicant. The
commander indicated in an undated memorandum to the Board that to
compare the behavior of the applicant to more notorious Air Force
cases is inappropriate because of the minimal impact that applicant
had on the unit. The commander stated that applicant’s career is
probably finished unless the Board reconsiders his OPR. He indicated
the LOR/UIF will pass after the regulatory time constraints have
elapsed but the performance report will remain. The commander stated
that he believes the applicant did create an impression or perception
that he had an unprofessional relationship with a female airman but
does not believe that this perception should halt applicant’s career.
His authoring the referral OPR was overzealous and he believes the
punishment does not fit the crime.
On 1 Jun 98, the 355th Operations Group Commander recommended serious
consideration be given to removing the LOR and UIF on the applicant.
Counsel indicated that this recommendation was approved; however,
there is no further mention of the LOR/UIF issue in applicant’s
records.
AIR FORCE EVALUATION:
The Chief, Promotion, Evaluation & Recognition Division, AFPC/DPPP,
reviewed this application and indicated that Air Force policy is that
an evaluation report is accurate as written when it becomes a matter
of record and to effectively challenge an EPR, it is necessary to hear
from all the members of the rating chain—not only for support but for
clarification/explanation. The applicant has failed to provide
information/support from all of the rating chain members on the
contested OPR. In the absence of information from evaluators,
official substantiation of error or injustice from the IG or Military
Equal Opportunity is appropriate, but not provided in this case. In
this case, applicant’s UIF/LOR and subsequent referral OPR were based
on an investigation which substantiated the allegation of
fraternization with a female airman. Given this and the fact that we
have not heard from applicant’s rater and reviewer (especially the
reviewer since he concurred with the contested referral report), it
appears the report was accomplished in direct accordance with
applicable instructions, mentioning both outstanding duty performance
as well as the specific charge of substantiated fraternization.
DPPP notes the additional rater, in an undated letter entitled
“Request for Early Removal of Unfavorable Information File (UIF),”
supports the removal of the contested report. He still believes the
applicant “did create an impression or perception that he had an
unprofessional relationship with a female airman.” He does not
“believe, however, that this perception should halt his career.”
In considering what adverse information should be included in an OPR,
AFI 36-2402, paragraph l.2.1, states in part, “…evaluators should
consider the impact of the misconduct on the Air Force mission and the
Air Force as an institution; the relationship of the misconduct to the
officer’s duties; the grade, rank assignment and experience of the
officer; the number of separate violations and frequency of the
misconduct, and the consequences of the misconduct…Raters must also
consider making comments on evaluation reports when adverse actions
such as Article 15 or LORs, Admonishment, or Counseling have been
taken.” DPPP states that this gives evaluators the option to consider
making adverse comments but refrain if they believe they are not
warranted. DPPP is uncertain as to what specific information the
additional rater has now that he did not have before he rendered the
referral report. As rationale for changing the OPR, he implies that
he had to refer the OPR to be in compliance with the Chief of Staff of
the Air Force’s guidance concerning accountability in OPRs. He also
points out that recently top Air Force leadership has “clouded a
difficult issue” and implies others received less harsh punishment for
more mission-impacting offenses as compared to the punitive actions
taken with regard to the applicant’s conduct which had minimal unit
impact. However, he does not provide specific policy/guidance that
shows he was hindered from rendering a fair and accurate assessment of
the applicant’s performance prior to the report being made a matter of
record. The appeals process does not exist to recreate history or
enhance chances for promotion. As such, DPPP is not convinced the
contested report is not accurate as written and does not support the
request for removal.
Furthermore, DPPP notes that the applicant provided a rebuttal to the
referral report in his appeal package; however, it appears he did not
provide it to the reviewer within the required period of time to be
considered before the report became a matter of record. If the
applicant felt so strongly that the basis for the referral OPR was
unjust, DPPP questions why he did not take the opportunity to express
his side of the story, given the opportunity.
While the applicant provided many memoranda of support from
individuals outside the rating chain of the contested OPR, those
individuals are entitled to their opinions of the applicant’s duty
performance and the events occurring around the time the OPR was
rendered. However, DPPP does not believe these individuals were in a
better position to evaluate applicant’s duty performance than those
who were specifically assigned that responsibility. Therefore, their
opinions are not germane to applicant’s appeal. Based on the evidence
provided, DPPP recommends the applicant’s request to have the OPR
closing 19 Apr 97 voided be denied.
A complete copy of the Air Force evaluation is attached at Exhibit C.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Counsel reviewed the Air Force evaluation and provided a three-page
response disagreeing with the advisory opinion.
Counsel’s complete response is attached at Exhibit E.
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. Applicant alleges that
he was falsely accused of fraternization and the report in question is
not a fair representation of his duty performance during the rating
period. We note that an investigation that was conducted regarding
alleged fraternization between the applicant and a female senior
airman during a deployment to Bahrain was substantiated. However, we
note the statement from the additional rater of the contested report
who states that his authoring the referral OPR was overzealous and he
believes the punishment does not fit the crime. He also states that
while the applicant created an impression or perception that he had an
unprofessional relationship with a female airman, he does not believe
that this perception should halt the applicant’s career. Further,
numerous individuals testified to circumstantial evidence concerning
the alleged fraternization but no hard facts emerged. While we
normally would not substitute our judgment for that of the rating
chain, we feel the punishment the applicant received in the form of
the referral OPR which was based on the LOR, appears to be severe, in
view of applicant’s overall excellent record of performance and the
circumstances of this case. The evidence presented substantiates to
our satisfaction that the applicant has been the victim of an
injustice. In view of the foregoing, we recommend the contested
report be declared void and removed from his records. In addition,
his corrected record should be considered for promotion to the grade
of lieutenant colonel by SSB for CYs 98B and 99A Central Lieutenant
Colonel Boards.
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that the OPR, AF Form
707A, rendered for the period 20 Apr 96 through 19 Apr 97, be declared
void and removed from his records.
It is further recommended that he be considered for promotion to the
grade of lieutenant colonel by SSB for the CY98B and CY99A Central
Lieutenant Colonel Boards.
The following members of the Board considered this application in
Executive Session on 29 March 2000, under the provisions of AFI 36-
2603:
Mr. David C. Van Gasbeck, Panel Chair
Mr. Lawrence R. Leehy, Member
Mr. Clarence D. Long, III, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 26 Apr 99, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPP, dated 30 Jul 99.
Exhibit D. Letter, AFBCMR, dated 23 Aug 99.
Exhibit E. Letter fr counsel, dated 22 Oct 99
DAVID C. VAN GASBECK
Panel Chair
INDEX CODE: 111.01, 131
AFBCMR 99-01312
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to , be corrected to show that the Officer Performance
Report, AF Form 707A, rendered for the period 20 April 1996 through
19 April 1997, be, and hereby is, declared void and removed from his
records.
It is further directed that he be considered for promotion to
the grade of lieutenant colonel by Special Selection Board for the
Calendar Year (CY) 98B and CY99A Central Lieutenant Colonel Boards.
JOE G.
LINEBERGER
Director
Air Force
Review Boards Agency
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