ADDENDUM TO
RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 97-01581
INDEX 126.04 107.00 111.05
COUNSEL: Michael J. Gaffney
HEARING DESIRED: No
_________________________________________________________________
RESUME OF CASE:
In his original appeal, the applicant requested that the referral
Officer Performance Report (OPR) closing 13 April 1994 be removed, the
13 May 1994 Article 15 be set aside, and he be awarded the Meritorious
Service Medal (MSM) previously denied him.
His case was considered and denied in Executive Session on 2 April
1998. A copy of the Record of Proceedings (ROP), with Exhibits, is
attached at Exhibit G.
The applicant has since retained counsel, who requests reconsideration
based on the Board’s reliance on allegedly flawed advisory opinions.
Counsel argues that the Article 15 should be set aside because the
Board relied on a defective legal advisory opinion and because new
evidence establishes that the 21 March 1994 meeting involved
privileged confidential communications with clergy which were
improperly disclosed. Counsel also asserts that the OPR closing 13
April 1994 violated paragraph 1.7.d. of AFR 36-10 by referring to
disputed information from an investigation not completed until after
the OPR close-out date. Counsel further requests that his client be
given SSB consideration if not selected for promotion [to major] and
the Board decides to void the contested OPR,.
Counsel’s complete reconsideration request is at Exhibit H.
The ROP did reflect the correct date (21 March 1994) of the meeting
with the rater, additional rater, the applicant and his wife in the
Statement of Facts section, and also indicated in the summary of the
legal evaluation that the pertinent date used in the AFLSA/JAJM
advisory (21 May 1994) was incorrect.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATIONS:
The Deputy Chief, Military Justice Division, AFLSA/JAJM, reviewed
counsel’s contentions with respect to the Article 15 and provides his
evaluation of why, aside from its clerical errors, the original
advisory opinion’s legal conclusions and recommendations are still
valid and supported by the facts and evidence. The applicant claimed
no unauthorized disclosure of confidential information during the
original inquiry and presented no evidence that his wife intended her
request of [the rater] to have the applicant removed from the house to
be a confidential communication. Even if the initial conversations
were privileged, the applicant and his wife provided information not
covered by the privilege when they agreed to provide a statement to
the inquiry officer. The commander did not abuse his discretion when
imposing Article 15 nonjudicial punishment, which was not too severe
for the offense committed. The author concludes there are no legal
errors requiring corrective action and no relief is warranted.
A complete copy of the evaluation is at Exhibit I.
The Chief, Evaluation Programs Branch, HQ AFPC/DPPPE, also reviewed
the case with respect to the OPR. The author opines that the
AFLSA/JAJM discussion is relevant and applicable to the OPR issue. The
author provides a chronology of events to show how he arrived at his
recommendation of denial. Regardless of the “intent” of AFR 36-10, it
does allow evaluators to consider information “obtained from other
sources.” As the chronology shows, the information included in the
report by the additional rater was obtained from the spouse of the
applicant, through the rater of the report, prior to initiation of the
investigation. Since this information was not the subject of an
investigation when it became known to the evaluators, there is no
violation of [AFR] 36-10. Further, counsel’s allegation regarding an
extension of the OPR’s close-out date is inaccurate. Requests for
extensions to OPR close-out dates pertain only to “annual” reports;
the contested OPR was “directed by the commander.” Close-out dates for
these type of reports are established by the commander. Since
counsel’s contentions are unsubstantiated, the request should be
denied.
A complete copy of the evaluation is at Exhibit J.
The Chief, Appeals & SSB Branch, HQ AFPC/DPPPA, indicates that the
information the additional rater included in his comments on the
contested report was revealed by the applicant and his spouse prior to
the initiation of the investigation. Therefore it could be included in
the report. The applicant has been provided due process and has not
provided newly discovered relevant evidence that was not available
when the appeal was previously considered. The author does not support
removing the contested OPR.
A complete copy of the evaluation is at Exhibit K.
_________________________________________________________________
APPLICANT’S REVIEW OF ADDITIONAL EVALUATIONS:
Counsel rebutted the evaluations, indicating that the real issues here
are the unauthorized disclosures of privileged confidential
communications with clergy by the additional rater that led to the
Article 15 and illegal OPR. There was privileged communication before
the rater discussed the situation with the additional rater, who then
wrongfully disclosed privileged matters to the reviewer. Nothing in
the applicant’s wife’s affidavit indicates she contacted the rater “in
his capacity as her husband’s supervisor to arrange to have her
husband move out of the house” as suggested by the AFLSA opinion. The
sequence of events and other facts are corroborated by a 28 July 1999
Declaration from a minister and now retired Army colonel, which
constitutes new evidence. The supervisory chaplain or minister who
learns a privileged matter from another chaplain or minister may not
disclose the confidential communication unless the person who
originally made the confidential communication gives permission to
disclose it to someone else. If the additional rater were acting in a
supervisory capacity during the Monday meeting he should have informed
the applicant of that rather than counseling him and his wife, If he
were acting in a supervisory capacity, there was no need for the
applicant’s wife to be present for a senior officer meeting with a
subordinate. Finally, if the additional rater were acting in an
investigative capacity with the applicant as a suspect, he should have
advised the applicant of his Article 31 rights. Counsel explains why
he contends the AFLSA advisory is wrong when it concludes that the
commander had sufficient evidence to punish the applicant under
Article 15 before the alleged error occurred. Regarding the OPR, the
additional rater’s ability to available information from “other
sources” related directly to his improper disclosure of privileged
confidential information. Under these circumstances, use of the “other
sources” exception should not be permitted to evade the protective
intent of paragraph 1-7d of AFR 36-10. The Article 15 and the OPR
should be voided.
Counsel’s complete rebuttal, with Declaration, is at Exhibit M.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
After a thorough review of the evidence of record and applicant’s
latest submission, we are not persuaded that relief is warranted. The
applicant does not dispute that he committed the offense in question,
and the chronology shows the information included in the contested OPR
by the additional rater was obtained from the spouse of the applicant,
through the rater of the report, prior to initiation of the
investigation. The applicant has not provided persuasive evidence that
the communications between both chaplains, himself, and his wife were
privileged communications. Even if the initial conversations were
privileged, which we are not convinced they were, the applicant agreed
to be interviewed by the inquiry officer and provided his side of the
story. He and his wife provided information not covered by the
privilege when they agreed to provide a statement to the inquiry
officer. The applicant claimed no unauthorized disclosure of
confidential information during the original inquiry, and presented no
evidence that his wife intended her request to have him removed from
the house to be confidential information. Inasmuch as the applicant
has failed to sustain his burden that he has suffered either an error
or an injustice, we find no compelling basis to overturn the original
recommendation for denial.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 26 August 1999, under the provisions of AFI 36-
2603:
Mr. David C. Van Gasbeck, Panel Chair
Dr. Gerald B. Kauvar, Member
Mr. Gregory H. Petkoff, Member
The following documentary evidence was considered:
Exhibit G. Record of Proceedings, dated 26 May 98, w/atchs.
Exhibit H. Applicant's Letter, dated 7 Oct 98, w/atchs.
Exhibit I. AFLSA/JAJM Letter, dated 3 Feb 99.
Exhibit J. HQ AFPC/DPPPE Letter, dated 10 May 99.
Exhibit K. HQ AFPC/DPPPA Letter, dated 1 Jun 99.
Exhibit L. AFBCMR Letter, dated 21 Jun 99.
Exhibit M. Counsel’s Letter, dated 30 Jul 99, w/atchs.
DAVID C. VAN GASBECK
Panel Chair
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