RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-02152
INDEX CODE: 111.02
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
The Enlisted Performance Report (EPR) rendered for the period 2 Aug 94
to 1 Aug 95 be declared void and removed from her records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The Secretary of the Air Force Inspector General validated her
accusations of unequal treatment and stated that there was a decided
difference in assessment over her duty performance and a lack of
evidence to indicate her performance was a problem prior to her
pregnancy.
The performance feedback her supervisor provided was not consistent.
Three identical statements of job accomplishment from her previous
evaluation report were restated on the contested report.
During the time she was pregnant, there was no account of her duty
performance or duty related accomplishments on the contested report (7
out of 12 months of the reporting period).
In support of her appeal, the applicant provided a personal statement,
an Inspector General (IG) Summary Report of Investigation, copies of
the contested report and performance feedback worksheets, and other
documents associated with the matter under review.
Applicant’s complete submission is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Information extracted from the personnel data system (PDS) reflects
that the applicant is currently serving on active duty in the grade of
technical sergeant, having been promoted to that grade on 1 Apr 96.
Applicant's APR/EPR profile since 1987 follows:
PERIOD ENDING EVALUATION
30 Jun 87 9
8 Jun 88 9
25 Feb 89 9
7 May 90 4 (EPR)
7 May 91 4
9 Sep 91 5
30 Apr 92 5
21 Nov 92 5
21 Nov 93 5
1 Aug 94 5
* 1 Aug 95 4
1 Aug 96 5
17 Jan 97 5
17 Jan 98 5
* Contested reports.
_________________________________________________________________
AIR FORCE EVALUATION:
The Enlisted Promotion and Military Testing Branch, AFPC/DPPPWB,
reviewed this application and indicated that should the contested
report be voided or upgraded, providing she is otherwise eligible, the
applicant would be entitled to supplemental promotion consideration
beginning with cycle 98E7. According to DPPPWB, the applicant would
not be selected for promotion during cycle 98E7 if her request is
granted. The report would not be considered again in the promotion
process until cycle 99E7. Promotions for this cycle will be
accomplished during the May/Jun 99 time frame.
A complete copy of the DPPPWB evaluation is at Exhibit B.
The BCMR and SSB Section, AFPC/DPPPAB, reviewed this application and
recommended denial. According to DPPPAB, it is Air Force policy that
an evaluation report is accurate as written when it becomes a matter
of record. To effectively challenge an EPR, it is necessary to hear
from all the members of the rating chain—not only for support, but for
clarification/explanation. The applicant did not provide any
information/support from the rating chain on the contested EPR. In
the absence of information from evaluators, official substantiation of
error or injustice from the IG or Social Actions is appropriate. The
applicant, fearful of retribution, did not file an appeal with the IG
until one year after the events occurred. DPPPAB noted that a copy of
the SROI was included with her appeal.
DPPPAB noted the applicant’s belief that her rater allowed his opinion
of her to influence his evaluation of her duty performance. According
to DPPPAB, the SAF/IG findings indicated that there was a decided
difference in the assessment over the applicant’s duty performance and
a lack of evidence to indicate the performance was a problem prior to
her becoming pregnant. However, it is not uncommon for disagreements
or personality conflicts to occur between an evaluator and ratee.
Since a ratee must abide by a supervisor’s policies and decisions,
personnel who do not perform at expected standards or require close
supervision may believe that an evaluator is personally biased.
However, the conflict generated by this personal attention is usually
professional rather than personal. The applicant failed to include
statements from any of the other evaluators from the contested report.
Therefore, DPPPAB stated that they concluded the report was
accomplished in accordance with governing directives.
DPPPAB noted the applicant’s contention that the contested report was
an inaccurate assessment of her duty performance because her rater
failed to include her most recent accomplishments on the report.
According to DPPPAB, Air Force policy charges a rater to get
meaningful information from the ratee and as many sources as possible
and it is the rater’s ultimate responsibility to determine which
accomplishments are included on the EPR. It is also up to the rater
to determine whether or not it is necessary for him/her to gather
additional information from other sources in order to render an
accurate assessment of the individual. In this instance, the rater
considered he had sufficient knowledge of the applicant’s duty
performance to render an accurate assessment. DPPPAB noted the
SAF/IG’s SROI found her allegation regarding unequal treatment by her
supervisor substantiated, but determined the allegation that her
supervisor provided an unjustified EPR rating was not substantiated.
Further, nothing has been presented to demonstrate the evaluators were
incapable of providing a fair and accurate assessment of the
applicant’s duty performance.
DPPPAB noted the applicant’s allegation that her rater’s comments on
the EPR were inconsistent with those annotated on her performance
feedback worksheets (PFWs). The applicant also opined that her
evaluator often gave her conflicting feedback. DPPPAB indicated that
the purpose of the feedback session is to give the ratee direction and
to define performance expectations for the rating period in question.
If the feedback the applicant received from her rater was confusing to
her, she should have asked for clarification. Feedback is designed to
provide the ratee with the opportunity to improve duty performance, if
necessary, before the EPR is written. The applicant received a
performance feedback in May, some three months prior to the closeout
date of the EPR. No one, except members of her rating chain, can
determine if her performance over those final three months improved.
It is apparent her duty performance did not improve as her evaluator
gave her a “4” promotion recommendation in Section IV of the EPR. The
rater who prepares the PFW may use the PFW as an aid in preparing the
EPR and, if applicable, subsequent feedback sessions. According to
DPPPAB, ratings on the PFW are not an absolute indicator of EPR
ratings or potential for serving in a higher grade.
A complete copy of the DPPPAB evaluation is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to applicant on 28
Sep 98 for review and response. As of this date, no response has been
received by this office (Exhibit D).
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. We took notice of the
applicant's complete submission in judging the merits of the case.
However, after a review of all the available evidence, we are not
persuaded that her evaluators were unable to render fair and honest
assessments of her performance, or, that the contested report was
based on factors other than her performance. While we did note that
the IG substantiated her allegation of unequal treatment by her
supervisor, we also noted that her allegation that her supervisor
provided her an unjustified EPR rating was not substantiated. In view
of the above, and in the absence of more clear-cut evidence, we
conclude that no basis exists to recommend granting the relief sought
in this application.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 28 Jan 99, under the provisions of AFI 36-2603:
Mrs. Barbara A. Westgate, Panel Chair
Mr. Kenneth L. Reinertson, Member
Mr. Henry Romo, Jr., Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 28 Jul 98, w/atchs.
Exhibit B. Letter, AFPC/DPPPWB, dated 24 Aug 98.
Exhibit C. Letter, AFPC/DPPPAB, dated 14 Sep 98.
Exhibit D. Letter, SAF/MIBR, dated 28 Sep 98.
BARBARA A. WESTGATE
Panel Chair
AIR FORCE EVALUATION: The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this application and indicated that the contested report would normally have been eligible for promotion consideration for the 96E7 cycle to master sergeant (promotions effective Aug 96 - Jul 97). Consequently, he was ineligible for promotion consideration for the 96B7 cycle based on both the referral EPR and the PES Code “Q”. Even if the board directs removal of the referral report, the applicant would not...
DPPPAB stated that the applicant has failed to provide any information/support from the rating chain on the contested EPR. Air Force policy states that only 120 days of supervision are required before accomplishing an EPR; and the EPR was designed to provide a rating for a specific period of time based on the performance noted during that period, not based on previous performance. He did provide evidence with his application that the performance feedback statement is false.
He also believes the performance feedback worksheet (PFW) does not “mirror” the EPR and his rater based his evaluation “on the moment” and disregarded the Enlisted Evaluation System (EES). _________________________________________________________________ AIR FORCE EVALUATION: The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this application and indicated that the first time the report was considered in the promotion process was cycle 98E6 to technical sergeant (promotions...
They state it appears the applicant's evaluators took their rating responsibilities seriously, and rated her appropriately in not only their evaluation of her performance but in their promotion recommendation when they compared her with others of the same grade and Air Force specialty. Applicant states the contested report is inconsistent With performance feedback she received during the period covered by the report. It appears the applicant’s evaluators took their rating responsibilities...
DPPPA notes the applicant provided several copies of performance feedbacks given since she came on active duty. In addition to the two performance feedbacks noted on the contested EPR, DPPPA notes the rater also completed a PFW on 19 May 93 in which he complimented her on her initiatives to keep up with her training. After thoroughly reviewing the evidence of record, we are persuaded that the contested report is not an accurate reflection of applicant’s performance during the time period...
Therefore, DPPPAB recommended the Board direct the removal of the mid-term feedback date from the contested EPR and add the following statement: “Ratee has established that no mid-term feedback session was provided in accordance with AFI 36-2403.” A complete copy of this evaluation is appended at Exhibit D. APPLICANT'S REVIEW OF AIR FORCE EVALUATION: Copies of the Air Force evaluations were forwarded to applicant on 10 Sep 99 for review and response. The mid-term feedback date be removed...
In his submissions to the Evaluation Reports Appeal Board (ERAB), he illustrated his insufficient training, his attempts to get training, and the different conversations he had with the rater concerning his duty performance and accomplished workload tasks. The applicant contends he did not receive the 28 Jun 96 feedback session as indicated on his 16 Nov 96 EPR; however, he did not provide anything from his evaluator to support his allegation. Especially in view of the fact that the report...
AIR FORCE EVALUATION: The Chief, Inquiries/AFBCMR Section, AFPC/DPPPAB, reviewed this application and indicated that the first time the contested report was considered in the promotion process was cycle 95E7 to master sergeant (promotions effective Aug 95 - Jul 96). A complete copy of the Air Force evaluation is attached at Exhibit C. The Chief, BCMR & SSB Section, AFPC/DPPPA, also reviewed this application and indicated that, although the applicant provides a copy of an unsigned draft EPR...
However, they do not, in our opinion, support a finding that the evaluators were unable to 3 ' 97-03510 render unbiased evaluations of the applicant's performance or that the ratings on the contested report were based on factors other than applicant's duty performance during the contested rating period. Applicant contends the contested report is an inaccurate account of his performance during the reporting period because the rater did not gather input from other sources pertaining to the...
RECORD OF PROCEEDINGS AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS IN THE MATTER OF: DOCKET NUMBER: 00-02173 INDEX CODE: 111.02 COUNSEL: NONE HEARING DESIRED: YES _________________________________________________________________ APPLICANT REQUESTS THAT: His Enlisted Performance Report (EPR) rendered for the period 30 Aug 98 through 29 Aug 99 be declared void and removed from his records. Based on the reason(s) for the referral EPR, the applicant’s commander could very well have...