RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 99-01006
INDEX CODE: 111.02
COUNSEL: None
HEARING DESIRED: No
APPLICANT REQUESTS THAT:
The Enlisted Performance Report (EPR) rendered for the period 28 Apr 95
through 29 Nov 95 be declared void and removed from her records.
APPLICANT CONTENDS THAT:
Her supervisor had a serious lack of knowledge of her duties and
responsibilities; training was not provided or documented; and, her
supervisor used an isolated incident against her.
In support of her appeal, the applicant provides a statement from the
indorser of the contested report, supporting statements, copies of her
EPRs, copies of her Performance Feedback Worksheets (PFWs), and other
documentation relating to her appeal.
Applicant’s complete submission is attached at Exhibit A.
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD) is
28 Aug 92. She is currently serving in the Regular Air Force in the grade
of staff sergeant, effective, and with a date of rank (DOR) 1 Nov 99.
Applicant’s EPR profile follows:
PERIOD ENDING OVERALL EVALUATION
27 Apr 94 5
27 Apr 95 5
* 29 Nov 95 4
29 Nov 96 5
29 Nov 97 5
2 Dec 98 5
* Contested report.
AIR FORCE EVALUATION:
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPAB, reviewed this application
and indicated that the first time the report was considered in the
promotion process was cycle 96E5 to staff sergeant (promotions effective
Sep 96 - Aug 97). Should the Board void the contested report in its
entirety, or upgrade the overall rating, providing she is otherwise
eligible, the applicant will be entitled to supplemental promotion
consideration beginning with cycle 96E5. She will not become a selectee
during cycles 96E5 or 97E5 if the Board grants the request but would become
a selectee for the 98E5 cycle pending a favorable data verification and the
recommendation of the commander.
A complete copy of the Air Force evaluation is attached at Exhibit B.
The Chief, Appeals & SSB Branch, AFPC/DPPPA, also reviewed this application
and indicated that while the applicant provided a statement from the
indorser of the report in question who stated the feedback conducted on
15 Nov 95 was prepared inappropriately, DPPPA disagrees. They note the
rater marked the applicant down in Customs and Courtesies (Item 3) and
Respect for Authority (Item 4). On each item, a written comment to the
right states, “comments on back.” On the reverse side, the rater explains
the use and importance of the chain of command. DPPPA notes the applicant
provided several copies of performance feedbacks given since she came on
active duty. In addition to the two performance feedbacks noted on the
contested EPR, DPPPA notes the rater also completed a PFW on 19 May 93 in
which he complimented her on her initiatives to keep up with her training.
Yet, on nearly each PFW provided by the applicant, she has been counseled
on numerous occasions on her need to improve her communication skills.
The applicant claims she was not trained adequately to perform her primary
duties and provided copies of On-the-Job Training (OJT) records to prove
her contention. Since failing to provide training and failing to document
training are different problems, OJT records, reviews of OJT records, and
OJT inspection reports do not prove training was not conducted, only that
training was not documented. While the indorser alludes to a lack of
training, no specific information was provided from rating chain officials
who can give specific information about the training problem and its impact
on the EPR.
Reference the applicant’s contention the rater had no knowledge of the
“total person,” DPPPA contends that Air Force policy charges a rater to get
meaningful information from the ratee and as many sources as possible. It
is the rater’s ultimate responsibility to determine which accomplishments
are included on the EPR and whether or not it is necessary for him to
gather additional information from other sources in order to render an
accurate assessment of the individual. The rater obviously considered he
had sufficient knowledge of the applicant’s performance and rendered a
valid assessment of her performance. The applicant fails to realize or
understand that, by virtue of human nature, an individual’s self-assessment
of performance is often somewhat “glorified” compared to an evaluator’s
perspective because it is based on perceptions of self. Her report is not
inaccurate or unfair simply because she believes it is. The indorser does
not specifically state he supports removal of the EPR in question.
DPPPA states that the applicant is attempting to relate the ratings on the
EPR to the markings on the PFW which is an inappropriate comparison and is
inconsistent with the Enlisted Evaluation System (EES). The purpose of the
feedback session is to give the ratee direction and to define performance
expectations for the rating period in question. Feedback also provides the
ratee the opportunity to improve performance, if necessary, before the EPR
is written. The rater who prepares the PFW may use the PFW as an aid in
preparing the EPR and, if applicable, subsequent feedback sessions.
Ratings on the PFW are not an absolute indicator of EPR ratings. The PFW
acts as a scale on where the ratee stands in relation to the performance
expectations of the rater. A PFW with all items marked “needs little or no
improvement” means the ratee is meeting the rater’s standards. It does not
guarantee a firewalled EPR since there is a possibility performance could
degrade between the last feedback and the rendering of the subsequent EPR.
Also, a ratee who performs current duties in an exceptional manner could
demonstrate only limited potential for the next higher grade. Or, a ratee
who still needs to improve in the performance of current duties could
demonstrate great potential for the next higher grade. There is not a
direct correlation between the markings on the PFW and the ratings on the
EPR.
The applicant contends the feedbacks indicated she had a problem with
“respect for authority,” yet the contested EPR was marked “exemplifies the
standards of conduct” and that she believes the rater used an isolated
incident against her. Item 4, “How is Ratee’s Conduct On/Off Duty?” is
marked “exemplifies the standards of conduct.” Item 3, “How Well Does
Ratee Comply with Standards? (Consider dress and appearance, weight and
fitness, customs, and courtesies),” is marked down one block from the
right. As for the “isolated incident,” the applicant provides no
substantiation that this occurred and the burden of proof is on her.
While the applicant contends the contested EPR is inconsistent with
previous EPRs, it is not reasonable to compare one report covering a
certain period of time with another report covering a different period of
time. This does not allow for changes in the ratee’s performance and does
not follow the intent of the governing regulation, AFI 36-2403. The EPR
was designed to provide a rating for a specific period of time based on the
performance noted during that period, not based on previous performance.
DPPPA further states that Air Force policy is that an evaluation report is
accurate as written when it becomes a matter of record and to effectively
challenge an EPR, it is necessary to hear from all the members of the
rating chain—not only for support but also for clarification/explanation.
The applicant has failed to provide any information/support from the rater
on the contested EPR. In the absence of information from all the
evaluators, official substantiation of error or injustice from the
Inspector General (IG) or Social Actions is appropriate, but not provided
in this case. It appears the report was accomplished in direct accordance
with applicable regulations. DPPPA recommends the application be time-
barred from consideration; however, if the Board considers on merit, then
they recommend denial.
A complete copy of their evaluation is attached at Exhibit C.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the Air Force evaluations were forwarded to applicant on 14 Jun
99 for review and response. As of this date, no response has been received
by this office.
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice warranting removal of the
contested report. After thoroughly reviewing the evidence of record, we
are persuaded that the contested report is not an accurate reflection of
applicant’s performance during the time period in question. In this
respect, we note the supporting statements provided by her co-workers who
indicate that there was a lack of training and direct supervision and
observation by applicant’s supervisor due to him physically working in a
different location. We also note the incident that occurred during the
time of the contested report when the applicant requested a day off from
her supervisor and when he denied her request, she asked if she could go to
his supervisor and her request was granted. We believe that it is
possible, indeed probable, that the rater based his rating on his belief
that applicant misused the chain of command. Therefore, we are persuaded
that the contested report was written based solely on an isolated incident.
In view of the foregoing, and in recognition of applicant’s previous and
subsequent superior performance, we believe that sufficient doubt exists as
to the accuracy of the report and, therefore, to eliminate any doubt and
possible injustice to the applicant, we recommend the EPR in question be
declared void and removed from her records.
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force relating
to APPLICANT, be corrected to show that the EPR, AF Form 910, rendered for
the period 28 Apr 95 through 29 Nov 95 be declared void and removed from
her records.
It is further recommended that she be provided supplemental consideration
for promotion to the grade of staff sergeant for all appropriate cycles
commencing with cycle 96E5.
If AFPC discovers any adverse factors during or subsequent to supplemental
consideration that are separate and apart, and unrelated to the issues
involved in this application, that would have rendered the applicant
ineligible for the promotion, such information will be documented and
presented to the Board for a final determination on the individual's
qualification for the promotion.
If supplemental promotion consideration results in the selection for
promotion to the higher grade, immediately after such promotion the records
shall be corrected to show that she was promoted to the higher grade
effective and with a date of rank as established by the supplemental
promotion and that she is entitled to all pay, allowances, and benefits of
such grade as of that date.
The following members of the Board considered this application in Executive
Session on 10 February 2000, under the provisions of AFI 36-2603:
Mr. Joseph G. Diamond, Panel Chair
Mr. Gregory H. Petkoff, Member
Mr. Jay Jordan, Member
All members voted to correct the records, as recommended. The following
documentary evidence was considered:
Exhibit A. DD Form 149, dated 10 Mar 99, w/atchs.
Exhibit B. Letter, AFPC/DPPPWB, dated 23 Apr 99.
Exhibit C. Letter, AFPC/DPPPA, dated 28 May 99.
Exhibit D. Letter, AFBCMR, dated 14 Jun 99.
JOSEPH G. DIAMOND
Panel Chair
INDEX CODE: 111.02
AFBCMR 99-01006
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air Force
Board for Correction of Military Records and under the authority of Section
1552, Title 10, United States Code (70A Stat 116), it is directed that:
The pertinent military records of the Department of the Air Force
relating to APPLICANT be corrected to show that Enlisted Performance
Report, AF Form 910, rendered for the period 28 April 1995 through
29 November 1995 be, and hereby is, declared void and removed from her
records.
It is further directed that she be provided supplemental
consideration for promotion to the grade of staff sergeant for all
appropriate cycles commencing with cycle 96E5.
If AFPC discovers any adverse factors during or subsequent to
supplemental consideration that are separate and apart, and unrelated to
the issues involved in this application, that would have rendered the
applicant ineligible for the promotion, such information will be documented
and presented to the Board for a final determination on the individual's
qualification for the promotion.
If supplemental promotion consideration results in the selection for
promotion to the higher grade, immediately after such promotion the records
shall be corrected to show that she was promoted to the higher grade
effective and with a date of rank as established by the supplemental
promotion and that she is entitled to all pay, allowances, and benefits of
such grade as of that date.
JOE G. LINEBERGER
Director
Air Force Review
Boards Agency
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