RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-01614
INDEX CODE: 111.02
COUNSEL: None
HEARING DESIRED: Yes
_________________________________________________________________
APPLICANT REQUESTS THAT:
The Enlisted Performance Report (EPR) rendered for the period 21 May
96 through 20 May 97 be declared void and removed from his records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The contested report is in error and unjust. He believes his rater
was biased and prejudiced against him and could not render a fair,
honest and objective evaluation. He also believes the performance
feedback worksheet (PFW) does not “mirror” the EPR and his rater based
his evaluation “on the moment” and disregarded the Enlisted Evaluation
System (EES). He also cautioned the Evaluation Report Appeals Board
(ERAB) not to “contaminate” the evidence included with a case by
marking portions with a highlighter.
In support of his appeal, the applicant provided a personal brief, a
copy of the ERAB package, rebuttal comments to the ERAB’s decision
memorandum, memorandums of support from outside the rating chain,
letters of appreciation from outside the rating period, copies of his
PFWs, and memorandums of support from outside the rating chain.
Applicant’s complete submission is attached at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD) is
23 Jun 86. He is currently serving in the Regular Air Force (RegAF)
in the grade of staff sergeant, effective, and with a date of rank
(DOR) of 1 Jan 93. The applicant was selected for promotion to the
grade of technical sergeant for cycle 98E6.
Applicant’s Airman Performance Report (APR)/EPR profile follows:
PERIOD ENDING OVERALL EVALUATION
1 Apr 87 9
1 Nov 87 9
1 Nov 88 9
26 Jul 91 4 (New rating system)
3 Jul 92 5
3 Jul 93 5
3 Jul 94 5
7 Aug 95 5
20 May 96 5
* 20 May 97 4
20 May 98 5
* Contested report.
A similar appeal was considered under AFI 36-2401, Correcting Officer
and Enlisted Evaluation Reports, which was denied by the ERAB on 9 Mar
98.
_________________________________________________________________
AIR FORCE EVALUATION:
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this
application and indicated that the first time the report was
considered in the promotion process was cycle 98E6 to technical
sergeant (promotions effective Aug 98 - Jul 99). Should the Board
void the report in its entirety, or upgrade the overall rating,
providing he is otherwise eligible, the applicant will be entitled to
supplemental promotion consideration beginning with cycle 98E6.
However, since he has been selected during this cycle per Promotion
Sequence Number 07122.0, it would serve no useful purpose to provide
him supplemental consideration for the 98E6 cycle.
A complete copy of the Air Force evaluation is attached at Exhibit C.
The Acting Chief, BCMR & SSB Section, AFPC/DPPPAB, also reviewed this
application and indicated that Air Force policy is that an evaluation
report is accurate as written when it becomes a matter of record and
to effectively challenge an EPR, it is necessary to hear from all the
members of the rating chain—not only for support but for
clarification/explanation. The applicant has failed to provide any
information/support from the rating chain on the contested EPR. The
statements from outside the rating chain are not germane to this
appeal. While the individuals are entitled to their opinions of the
applicant and his performance, DPPPAB is not convinced they were in a
better position to evaluate applicant’s duty performance than those
who were specifically charged with that responsibility.
The applicant contends his rater was biased and prejudiced against him
and he was a victim of a double standard. To prove discrimination
occurred, he must provide an official equal opportunity and treatment
(EOT) investigation, reviewed and validated by appropriate officials.
As an alternative, he could have included statements from officials in
the rating chain or other credible sources who had firsthand knowledge
of the discrimination. Although applicant contends his rater was
biased against him, DPPPAB notes that the same rater gave him a “5”
promotion recommendation on the subsequent report. In worker-
supervisor relationships, some disagreements are likely to occur since
a worker must abide by a supervisor’s policies and decisions.
Personnel who do not perform at expected standards or require close
supervision may believe that an evaluator is personally biased;
however, the conflict generated by this personal attention is usually
professional rather than personal.
While the applicant is attempting to relate the ratings on the EPR to
the markings on the PFW, this is an inappropriate comparison and is
inconsistent with the EES. The purpose of the feedback session is to
give the ratee direction and to define performance expectations for
the rating period in question. Feedback also provides the ratee the
opportunity to improve performance, if necessary, before the EPR is
written. The rater who prepares the PFW may use the PFW as an aid in
preparing the EPR and, if applicable, subsequent feedback sessions.
Ratings on the PFW are not an absolute indicator of EPR ratings or
potential for serving in a higher grade. The PFW acts as a scale on
where the ratee stands in relation to the performance expectations of
the rater. A PFW with all items marked “needs little or no
improvement” means the ratee is meeting the rater’s standards. It
does not guarantee a firewalled EPR. Also, a ratee who performs
current duties in an exceptional manner could demonstrate only limited
potential for the next higher grade. Or, a ratee who still needs to
improve in the performance of current duties could demonstrate great
potential for the next higher grade. There is not a direct
correlation between the markings on the PFW and the ratings on an EPR.
DPPPAB noted the markings on the PFW, dated 17 Dec 96, clearly show
areas the applicant needed improvement and some areas discussed on
this feedback were also mentioned on his first feedback, dated 11 Jul
96. Every exceptional performer does not possess outstanding
promotion potential and evaluators need to make that clear on the EPRs
they write.
Also, while the applicant believes his rater based his evaluation “on
the moment” and disregarded the EES, it is the evaluator’s
responsibility to consider incidents, their significance, and the
frequency they occur when assessing performance and potential. Only
the rater knows how much an incident influenced the EPR; therefore,
the opinions of the individuals outside the rating chain are not
relevant. The applicant fails to realize or understand that, by
virtue of human nature, an individual’s self-assessment of performance
is often somewhat “glorified” compared to an evaluator’s perspective
because it is based on perceptions of self. The applicant’s report is
not inaccurate or unfair simply because he believes it is.
Regarding applicant voicing a concern about documents he submitted in
support of his appeal to the ERAB that were returned to him with
portions highlighted, AFPC/DPPPAE routinely makes copies of each
applicant’s AF Form 948 and all supporting documentation.
Unfortunately, the copies were inadvertently returned to the applicant
and the originals were maintained in DPPPAE’s file. DPPPAB replaced
the highlighted copies with the originals (from DPPPAE’s files) for
the Board’s review. Based on the evidence provided, DPPPAB recommends
denial of applicant’s request.
A complete copy of their evaluation is attached at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant reviewed the Air Force evaluations and provided an 8-page
rebuttal statement. He also provided a statement indicating that
while it is true that it would serve no useful purpose to provide him
supplemental consideration for the 98E6 cycle since he has been
selected on this cycle, he would like to correct his score and other
statistics that are involved in the Weighted Airman Promotion System
(WAPS) like his standing or ranking among promotees of his career
field. It appears that he is requesting that all records pertaining
to his WAPS score sheet be corrected.
Applicant’s complete responses are attached at Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. We have reviewed the
applicant’s contentions and the statements provided with this appeal.
However, a majority of the Board finds no persuasive evidence showing
that the applicant was rated unfairly, that the report is in error, or
that the rater was biased and prejudiced against the applicant. In
our opinion, the rater was responsible for assessing the applicant’s
performance during the period in question and is presumed to have
rendered his evaluation based on his observation of the applicant’s
performance. While the applicant provided statements from individuals
outside the rating chain, a majority of the Board is not persuaded
that these statements substantiate his allegation that the contested
report was incorrect or unfair at the time it was written.
Furthermore, we note the applicant’s assertion that he did not receive
performance feedback but the EPR reflects that he did. However, other
than his own assertions, he provided no evidence to substantiate his
claim. Additionally, and in accordance with regulation, a rater’s
failure to conduct required or requested feedback will not, of itself,
invalidate any subsequent EPR. Lastly, regarding applicant’s concern
about documents he submitted in support of his appeal to the ERAB that
were returned to him highlighted, it appears that the copies were
inadvertently returned to him and the originals were maintained in
DPPPAE’s file. However, DPPPAB replaced the highlighted copies with
the originals for the Board’s review. In view of the foregoing and
since the applicant has failed to sustain his burden that he has been
a victim of either an error or an injustice, a majority of the Board
finds no compelling basis to recommend granting the relief sought.
4. The documentation provided with this case was sufficient to give
the Board a clear understanding of the issues involved and a personal
appearance, with or without counsel, would not have materially added
to that understanding. Therefore, the request for a hearing is not
favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
A majority of the panel finds insufficient evidence of error or
injustice and recommends the application be denied.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 27 April 1999, under the provisions of Air Force
Instruction 36-2603:
Ms. Patricia J. Zarodkiewicz, Panel Chair
Ms. Dorothy P. Loeb, Member
Ms. Olga M. Crerar, Member
Mrs. Joyce Earley, Examiner (without vote)
By a majority vote, the Board recommended denial of the application.
Ms Loeb voted to grant the relief sought but does not wish to submit a
minority report. The following documentary evidence was considered:
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 3 Jun 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPWB, dated 29 Jul 98.
Exhibit D. Letter, AFPC/DPPPAB, dated 28 Aug 98.
Exhibit E. Letter, AFBCMR, dated 14 Sep 98.
Exhibit F. Letters fr applicant, dated 5 Oct 98.
PATRICIA J. ZARODKIEWICZ
Panel Chair
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