RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-01559
INDEX CODE: 145.04 110.02 108.04
XXXXXXXXX COUNSEL: Fred L. Bauer
XXXXXXXXX HEARING DESIRED: Yes
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. His 1998 Under-Other-Than-Honorable-Conditions (UOTHC) discharge
be upgraded to Honorable [and the narrative reason changed to qualify
for Department of Veterans Affairs (DVA) benefits].
2. He be granted a medical retirement with a disability rating of
at least 70%.
3. Steps be taken to clear his good name and insure appropriate
medical treatment.
[In his original June 1998 submission, the applicant also requested
the following:
4. He be promoted to the grade of major, presumably as if selected
by the Calendar Year 1998A (CY98A) Major Board, which convened after
his discharge on 12 January 1998.
5. He be returned to active duty if deemed fit.]
_________________________________________________________________
APPLICANT CONTENDS THAT:
[The applicant originally submitted an appeal dated 1 June 1998. He
subsequently retained counsel, who requested that the case be
withdrawn temporarily. Counsel then submitted an appeal package dated
6 September 1999. The contentions contained in counsel’s submission
are summarized here.]
The difficulties with his supervisor, Chaplain ---, were real and
primarily the fault of the supervisor, who was later fired for a major
breach of integrity. The allegations involving inappropriate
relations with two women were false in one case and involved
significant mitigation in the other. The applicant was totally unaware
that he was falsely accused by Chaplain Z--- of violating women who
came to him for marriage counseling until he was out of the Air Force
and received a copy of the OSI report through a March 1998 Freedom of
Information Act (FOIA) request. He also had no understanding of the
[Military Whistleblowers Protection Act (MWPA)].
It is an oversimplification to call the applicant’s request to resign
in lieu of court-martial (RILO) a voluntary act. The applicant was in
extremely poor physical and emotional health, enough that a medical
retirement was seriously considered and should have been granted.
Further, the witnesses were lying or exaggerating. Due to advancing
Parkinson’s disease, the applicant’s psychiatric health and physical
deterioration are major factors impacting these matters. The Board
should carefully consider the stability of the applicant, his
supervisor, and both women. The disability ratings from three
[medical] boards warrant a Formal Hearing so that this Board could see
the extent of the applicant’s incapacitation.
A UOTHC discharge is cruel and unusual punishment for someone with the
applicant’s disabilities and whose misconduct amounted to a brief,
intimate liaison between a seriously ill priest and a divorced former
parishioner. His [emotional difficulties] were not pre-existing and
were brought on by active duty stressors.
Both the June 1998 and the September 1999 appeals, with attachments
and cassette tape, are provided at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The following facts were extracted from official documentation
pertinent to the case: the applicant’s military personnel and medical
records, the AFOSI investigative report, multiple legal reviews, etc.
The applicant entered active duty on 11 August 1988 and was ultimately
promoted to the grade of captain on 3 November 1989. During the period
in question, he was a Catholic chaplain assigned to the Bombardment
Wing ( BW) at AFB, , from approximately 17 January 1993 until
July 1995. Around 1 July 1995, he was assigned to the Air Mobility
Wing ( AMW), AMC, at AFB, , as the Director of Catholic
Ministries.
While at , the applicant allegedly became sexually involved with a
divorced woman (Ms. ---) sometime around mid-December 1994. When he
went TDY to Cuba for a few months [apparently between 10 Apr & 13 Jul
95], she became involved with someone else. This apparently upset the
applicant and he made some harassing phone calls to her and threatened
to tell her ex-husband that she had admitted to having had an affair
while married. After returning from TDY, he allegedly became involved
with the wife of a retired enlisted member, Mrs. ---. Before leaving
for , the applicant again contacted Ms. ---, who subsequently
reported their relationship to the Bishop of . The Bishop contacted
the applicant about Ms. ---, whereupon the applicant told her not to
speak with the Bishop anymore and threatened to tell her ex-husband.
In the meantime, the applicant and Mrs. D--- continued their sexual
relationship. About a month later, the applicant told Mrs. --- not to
call him anymore. She made contact with Ms. ---, who divulged her
affair with the applicant and the fact that she had reported him. A
few days later, Mrs. --- called the applicant’s supervisor, Chaplain --
-, at the AMW. Chaplain --- contacted the AMW Judge Advocate
(JA) and from there an AFOSI investigation ensued. When the applicant
became aware he was under investigation, he asked Mrs. --- not to
admit to the affair. She relayed this request to the AFOSI. The AFOSI
investigation was conducted from 20 May 1996 to 24 April 1997.
The AFOSI report also indicates that HQ USAF/HCX conducted a
regulation review on 24 October 1996. Air Force Policy Directive
(AFPD) 52-1, Chaplain Service, 7 September 1993, applied. The AFPD was
implemented by AFI 52-101, Chaplain Service Responsibilities and
Procedures, 22 November 1994. Paragraph (a).1.5. of the AFPD
stipulates, in part, that “. . . chaplains will adhere to the
requirements of their endorsing religious bodies.” Also cited was the
Code of Canon Law, published by Canon Law Society of America,
Washington, DC, 28 January 1983, for Catholic clergymen.
In the meantime, an Informal Physical Evaluation Board (IPEB) had
convened on 26 June 1996. The IPEB determined that the applicant’s
depressive disorder (not otherwise specified, associated with
adjustment disorder with mixed anxiety and depressed mood, severe
impairment in obtaining or retaining employment) was an unfitting
condition which was compensable and ratable at 70%. The IPEB
recommended the applicant be placed on the Temporary Disability
Retirement List (TDRL).
A 6 August 1996 consultation by a Parkinson’s Disease civilian clinic
indicated that the applicant’s history developed over a year before.
The applicant was found mentally intact, with some difficulty with
memory and no obvious impairment of his cognitive functioning. He had
typical features of Parkinson’s, particularly on the right side, and
his balance was slightly off. The impression was that he had early
unilateral Parkinson’s Disease and depression.
A 12 September 1996 rating from the Department of Veterans Affairs
(DVA) assigned him a 20% for Parkinson’s.
On 15 November 1996, court-martial (CM) charges were preferred against
the applicant, alleging sodomy, assault, conduct unbecoming an
officer, adultery, and obstructing justice.
A 15 November 1996 Charge Sheet, DD Form 458, with two attachments,
reflects the original and subsequently deleted charges and
specifications against the applicant. An Article 32 investigation was
conducted in December 1996. The applicant made no statement and
presented no evidence during the investigation. The Article 32
investigating officer (IO) concluded that there was sufficient
evidence to proceed to trial and recommended the case be so referred.
However, the IO recommended some of the charges and specifications be
dropped because they mirrored other charges and specifications. The
final charges and specifications were:
Charge I. – Violation of the UCMJ, Article 133
Specification 1: On or about 15 and 31 July 1995, the applicant
wrongfully had sexual intercourse with Mrs. ---.
Specification 2: Between, on or about 1 and 15 November 1995, he
wrongfully had sexual intercourse with Mrs. ---.
Specification 3: On or about 11 November 1995, he committed
sodomy with Mrs. ---.
Specification 4: On or about 15 December 1994 and 15 August
1995, he wrongfully had sexual intercourse and committed sodomy with
Ms. ---, and unlawfully grabbed her face with his hands and kissed her
on the lips without her consent.
Specification 5: On or about 30 May and 15 July 1995, telephoned
Ms. ---, cursed her, and referred to her as a slut and a whore, and
wrongfully communicated by letter to her curses and a threat to injure
her reputation by threatening to tell her ex-husband that she had
committed adultery.
Specification 6: On or about 15 August and 15 October 1995
wrongfully communicated by telephone to Ms. --- a threat to inure her
reputation by threatening to tell her ex-husband that she had
committed adultery.
Charge II. – Violation of the UCMJ, Article 134
Specification 1: On or about 9 June 1996, he endeavored to
impede an investigation by asking Ms. --- not to tell AFOSI agents
that she had had sexual intercourse with him when questioned about
their relationship.
The Air Force ( AF) commander referred the two charges to CM.
The applicant subsequently tendered his request for RILO. His Area
Defense Counsel (ADC) submitted a supporting memorandum. On 15 January
1997, a military judge ordered a Sanity Board be convened to conduct a
mental examination of the applicant in accordance with Rule for CM
706, Manual for CM. The judge issued the order based on the ADC’s
support memo, which expressed concern about the applicant’s ability to
assist in his defense at trial. On 21 January 1997, the AMW
commander recommended the RILO request be denied and, if accepted, the
applicant be given a UOTHC discharge. On 23 January 1997, the 21 AF
commander concurred with those recommendations.
A 21 February 1997 Narrative Summary from the Medical Group
indicated that, although cognitive deficits are common in Parkinson’s
Disease, the applicant did not have risk factors for developing this
at the stage of his illness.
On 20 March 1997, the Secretary of the Air Force (SAF) accepted the
applicant’s resignation contrary to all recommendations from his chain
of command. However, the UOTHC discharge was held in abeyance pending
the outcome of disability evaluations that he was undergoing pursuant
to dual-action procedures of AFI 36-3212.
The Medical Center/Neurology provided a diagnosis of Parkinson’s
Disease on 7 August 1997 and found the applicant not worldwide
qualified. Prognosis was for continued deterioration over the years.
An IPEB convened on 2 October 1997 and determined that his major
depressive disorder, not otherwise specified, considerable social and
industrial adaptability impairment associated with early Parkinson’s
Disease was an unfitting condition compensable and ratable at 50%.
Recommendation was that he be placed on the TDRL.
On 4 November 1997, a Formal PEB (FPEB) convened and determined that
the applicant’s major depressive disorder, mild social and industrial
adaptability impairment, was a compensable and ratable unfitting
condition, but that the early Parkinson’s Disease with only mild,
stable symptoms was not a compensable/ratable unfitting condition. The
recommendation was discharge with a disability rating of 10% and
severance pay.
The applicant was admitted to the Army Medical Center,
Department of Psychiatry on 26 November 1997 and discharged from there
on 20 November 1997. The report of that admission indicates the
symptoms, which resulted in the applicant receiving a cardiac
catheterization, were found not to be cardiac in origin per the
cardiology report. The applicant’s psychological condition was
exacerbated by his perceptions of the command and their direct
involvement in his future and the reduction of benefits from the PEB.
According to the report, a Sanity Board was convened in February 1997
to address legal issues and the applicant was found competent to
address his legal issues. The report advises that the applicant was
considered fully competent to handle his own affairs but was unable to
return to full duty. Diagnoses were delusional disorder, persecutory
type; panic disorder without agoraphobia; major depression without
psychotic features, single episode, recurrent; and early onset
Parkinson’s Disease.
The case was forwarded to the SAFPC for dual-action consideration on
22 December 1997. SAFPC found the evidence did not establish that the
applicant had a major depressive disorder prior to his criminal
offenses and concluded that his misconduct was not caused by major
depression or any similar medical problem. The applicant appeared to
suffer from situational depression as a result of his ending
disciplinary case. On 29 December 1997, SAFPC determined that the
applicant’s misconduct merited worse than an honorable discharge and
voted to approve the UOTHC discharge under the provisions of AFI 36-
3207.
The applicant was discharged with a UOTHC discharge effective
10 January 1998, resignation for the good of the service in lieu of CM
for other offense, after 9 years, 4 months and 29 days of active duty.
Following a telephone inquiry from the AFBCMR Staff, counsel advised
that the applicant has a claim before the DVA but does not currently
have a disability rating. Further, as indicated in counsel’s
26 November 1999 letter (Exhibit L) and the DVA Extract of 38 CFR
3.12, the applicant is ineligible for payment of DVA benefits due to
the characterization and reason for his discharge.
_________________________________________________________________
AIR FORCE EVALUATION:
The AFBCMR Medical Consultant indicates that, while the applicant’s
supervisor may not have had great leadership qualities, the applicant
does not provide any convincing evidence that the allegations of his
own misdeeds were false. Ample evidence was collected during the OSI
investigation to warrant proceeding with CM and the acceptance of the
applicant’s resignation saved him from an almost certain conviction
and felony record. Full consideration was given to the lone unfitting
medical condition (depression) suffered by the applicant through the
course of his disability evaluation and the proper decision was
reached in the SAFPC action. No error or irregularity occurred and
denial is recommended.
A copy of the complete evaluation is at Exhibit C.
The Chief, Special Actions/BCMR Advisories, HQ AFPC/DPPD, advises that
a thorough review of the file revealed no errors or irregularities in
the processing of the applicant’s case within the disability
evaluation system. He was appropriately found unfit and properly rated
under federal disability rating guidelines. The SAF terminated the
disability case and directed his involuntary administrative discharge
for misconduct. The Chief agrees with the Medical Consultant and
recommends denial.
A copy of the complete evaluation is at Exhibit D.
The Chief, Promotion, Evaluation and Recognition Division, HQ
AFPC/DPPP, also evaluated the appeal with regard to the promotion to
major issue. The Chief recommends that both direct promotion to major
and SSB consideration for the CY92A board be denied.
A copy of the complete evaluation is at Exhibit E.
The Military Personnel Management Specialist, Separations Branch, HQ
AFPC/DPPRS, advises there are no errors or irregularities causing an
injustice to the applicant. The discharge complies with directives in
effect at the time of his discharge. He resigned in lieu of CM action
for other offense. He did not identify specific errors in the
discharge processing nor provide facts that warrant setting aside his
UOTHC discharge or returning him to active duty. Denial is
recommended.
A copy of the complete evaluation is at Exhibit F.
The Staff Judge Advocate, HQ AFPC/JA, reviewed the appeal and notes
that the ADC was the only person who supported applicant’s request to
RILO. The legal office, the wing commander, the numbered Air Force
commander and the deputy Staff JA (SJA) for Air Mobility Command all
recommended disapproval of the request and trial by general CM.
Notwithstanding these recommendations, the applicant’s request was
accepted by the SAFPC. Also, the FPEB believed that the early-onset
Parkinson’s did not render the applicant unfit for military service;
therefore, no award was made for it. The SAFPC found that the
depression was not the cause of the misconduct for which the CM
charges were pending but was, rather, a result of the charges;
therefore, medical discharge was not appropriate. In making his
request for relief, the applicant asks the Board to allow him to
litigate the very claims he sought to avoid by his tender of a RILO.
His voluntary request for resignation was tendered in lieu of
prosecution of legitimate, perfectly legal and appropriate criminal
charges and was accepted by the SAF in good faith. In the author’s
view, the purpose of the corrections process is not to facilitate the
circumvention of the process established by law to adjudicate and
resolve criminal allegations. The author discusses the MWPA issue,
indicating that, in this case, there does not appear to be a
retaliatory personnel action. The accusations leveled against the
senior chaplain were that he provided false information to the OSI.
Even if the accusations are true and they were done in retaliation,
this is not a personnel action. Neither is there a protected
communication as required to establish a prima facie case for
whistleblower protection. The communication referred to by the
applicant was a complaint to the wing commander, who does not fit into
any of the categories of entity to whom a communication made would be
protected. All procedures followed in this case were appropriate and
were accomplished pursuant to applicable AFIs. No injustice to the
applicant is apparent from the record. The author recommends an
affirmative finding by the Board that the applicant was not deprived
of whistleblower protection and that his requests for relief be denied
in their entirety.
A copy of the complete evaluation is at Exhibit G.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Copies of the advisories were forwarded to the applicant on 22 March
1999 for review and comment within 30 days. In the interim, however,
the applicant had retained counsel who, on 16 March 1999, requested
that the case be temporarily withdrawn. The AFBCMR Staff granted this
request on 23 March 1999. Counsel then submitted the DD Form 149
dated 6 September 1999 (see Exhibit A). To date, this office has
received no further comments/documents from either the applicant or
counsel.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. After a thorough review
of the evidence of record and applicant’s submission, we are not
persuaded that any corrective action is warranted. Applicant’s and
counsel’s contentions are duly noted; however, we do not find these
assertions, in and by themselves, sufficiently persuasive to override
the evidence contained in the OSI investigation or the rationale
provided by the Air Force, particularly that of the Staff Judge
Advocate. We therefore agree with the recommendations of the Air Force
and adopt the rationale expressed as the basis for our decision that
the applicant has failed to sustain his burden of having suffered
either an error or an injustice. In view of the above and absent
persuasive evidence to the contrary, we find no compelling basis to
recommend granting any of the relief sought.
4. Based on a legal determination, we are aware that since the
applicant has alleged reprisal under the provisions of the Military
Whistleblower Protection Act, this case must be considered and
resolved within 180 days of its receipt by the Secretary of the Air
Force regardless of any Inspector General findings. In this case, the
toll began after the appeal had been withdrawn and resubmitted by
counsel in March 1999 and September 1999, respectively. However, after
carefully reviewing all the documentation pertinent to this appeal
(including the two DD Form 149 packages, the applicant’s military and
medical records, the advisory opinions, and the OSI investigation),
this Board is not convinced retaliatory personnel actions were taken
against the applicant in reprisal for complaints against his
supervisor. Neither the applicant nor counsel has provided convincing
evidence that the applicant made a protected disclosure or that his
UOTHC discharge was the result of reprisal. Since the applicant’s
allegations of reprisal have not been substantiated, it would appear
that his case should not be treated under provisions of the Military
Whistleblower Protection Act. Accordingly, this Board determined there
was no reprisal, and the applicant’s case was considered as any other
application, as provided by Title 10, USC, Section 1552; however, the
review was conducted within the 180 day time limit.
5. The documentation provided with this case was sufficient to give
the Board a clear understanding of the issues involved and a personal
appearance, with or without legal counsel, would not have materially
added to that understanding. Therefore, the request for a hearing is
not favorably considered.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 14 December 1999, under the provisions of AFI 36-
2603:
Ms. Patricia J. Zarodkiewicz, Panel Chair
Ms. Patricia D. Vestal, Member
Ms. Melinda J. Loftin, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149s (2), dated 1 Jun 98 & 6 Sep 99,
w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFBCMR Medical Consultant, dated 8 Dec 98.
Exhibit D. Letter, HQ AFPC/DPPD, dated 9 Feb 99.
Exhibit E. Letter, HQ AFPC/DPPP, 11 Feb 99.
Exhibit F. Letter, HQ AFPC/DPPRS, 16 Feb 99.
Exhibit G. Letter, HQ AFPC/JA, dated 9 Mar 99.
Exhibit H. Letter, AFBCMR, dated 22 Mar 99.
Exhibit I. Applicant’s Letter retaining counsel,
dated 6 Mar 99.
Exhibit J. Counsel’s Letter temporarily withdrawing case,
dated 15 Mar 99.
Exhibit K. AFBCMR Letter temporarily closing case,
dated 23 Mar 99.
Exhibit L. Counsel’s Letter, dated 26 Nov 99, w/atch.
PATRICIA J. ZARODKIEWICZ
Panel Chair
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