RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-01514
INDEX CODE: 111.02 111.05 126.04
COUNSEL: None
HEARING DESIRED: No
_________________________________________________________________
APPLICANT REQUESTS THAT:
1. “All evidence of proceedings be removed that lead to the Article
15 punishment.”
2. The Enlisted Performance Report (EPR) closing 9 September 1997
be removed from his records.
3. His grade of technical sergeant (TSgt) be restored with the
original date of rank (DOR) of 1 November 1996.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He did not commit the alleged sexual misconduct. He was presumed
guilty from the start because he refused to take a polygraph test. Not
taking the test was an issue primarily because, as an AFOSI agent, he
was held to a different standard. The investigation into his alleged
sexual misconduct was poorly conducted and the credibility of the
alleged victims is questionable. For a person to be guilty of a crime,
the allegation must be corroborated. Since he would not succumb to the
pressure of the AFOSI, they felt they needed to set an example in his
case. His commander discussed the allegations with squadron personnel
that did not have a “need to know,” going so far as to state he was
“probably guilty.” Squadron personnel knew of his impending Article 15
before it was imposed by the commander. Due to favoritism, other
personnel involved in adverse/derogatory situations were not
investigated to the extent he was (if at all) and received minor
punishment.
In support of his request he submits, in part, a 14-page brief with 29
attachments, including the AFOSI Report of Investigation (ROI),
character references from superiors, fellow agents, an area defense
counsel (ADC) and others and other pertinent documents. Also provided
is his current commander’s supporting statement, which expresses
strong support and concern that unlawful command influence within the
AFOSI and conflict of interest prejudiced the applicant’s case from
the start and denied him due process. Based on the applicant’s
outstanding record and the information contained in this case, the
commander closed the Unfavorable Information File (UIF) one year
early. Also included are statements asserting the applicant was
presumed guilty from the start.
Applicant's complete submission is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant entered active duty on 20 May 1981 and was subsequently
promoted to TSgt with a DOR of 1 November 1996. For the most part, and
with the exception to the contested referral EPR, his performance
reports reflect the highest ratings. He is currently serving in the
Regular Air Force in the grade of staff sergeant (SSgt) at Warner
Robins AFB, GA. During the period in question, he was assigned to the
62nd Field Investigations Squadron (62FIS), Detachment 623 (AFOSI), at
Misawa AB, Japan.
The following information was extrapolated from the AFOSI ROI dated 10
March 1997:
On 28 December 1996, the applicant’s AFOSI detachment began
investigating him based on information that he had allegedly made
inappropriate sexual advances to a female airman assigned to the 35th
Fighter Wing at Misawa AB. She alleged the applicant entered her dorm
room on 27 December 1996, pushed her down and pinned her on her bed,
lay on top of her and kissed her without consent. Before he left, he
allegedly grabbed, pulled her close and inserted his hand inside her
jeans. She pushed him away and he departed through an adjoining
bathroom. She alleged that, before he left, he told her this was a
secret and he could find out anything about her if she told. The
applicant admitted to being in her room but denied committing any of
the acts she alleged. He asserted that he was never alone with her for
more than a few seconds because people were coming in and out. The
airman took a polygraph and it was the opinion of the polygrapher that
she did not indicate deception. Additional obtained information
identified previous alleged incidents of inappropriate behavior by the
applicant towards a Japanese National and her sister. Further, a
senior airman alleged that, while she and the applicant were both
stationed at Andrews AFB, MD, and deployed to Volksfield, WI, in June
1995, he exposed his penis to her when they were walking together and
asked if she wanted to touch it. The investigation was concluded on 5
March 1997.
On 26 and 27 March 1997, statements to the AFOSI revealed that the
applicant allegedly grabbed and tried to kiss another senior airman at
Masawa AB between 1 and 30 June 1996.
On 16 April 1997 the 62FIS commander notified the applicant of his
intention to administer nonjudicial punishment pursuant to Article 15,
Uniform Code of Military Justice (UCMJ), in violation of Articles 128
and 134. The applicant was charged with two cases of assault, i.e.,
the June 1996 and 27 December 1996 incidents involving the senior
airman and airman at Masawa AB, Japan. He was also charged with one
case of indecent exposure towards the senior airman in June 1995.
After consulting with counsel the applicant waived his right to court-
martial and accepted nonjudicial proceedings under Article 15. He
presented written matters for consideration. On 24 April 1997, the
62FIS commander determined the applicant committed the alleged
offenses and imposed punishment consisting of reduction to the grade
of SSgt, with a new DOR of 24 April 1997, and forfeiture of $200.00
per month for two months. His appeal was denied on 29 April 1997. The
Article 15 was filed in his UIF.
On 15 September 1997, the contested EPR was referred to him. All
categories in Section III were marked at the highest level except for
conduct on/off duty, which was marked “Unacceptable.” The rater and
indorser comment on the Article 15 the applicant received for sexual
misconduct. The overall rating was “3.” The indorser indicated he had
not received comments from the applicant.
On 12 January 1998, the Kadena Air Base ADC requested that the 35th
Operations Support Squadron (35OSS) commander set aside the Article
15. The ADC contended that the AFOSI detachment commander and the
62FIS commander, who served the Article 15, were biased and
predisposed towards the case which rendered them unable to maintain
impartiality. At a March 1997 commander’s call at HQ AFOSI, a
brigadier general’s comments indicated a desire to prosecute the
applicant and punish him harshly before the investigation was complete
[The investigation was completed on 5 Mar 97 and the ROI written on 10
Mar 97]. According to 35OSS commander’s statement [Exhibit A], he
removed the Article 15 from the UIF one year early.
_________________________________________________________________
AIR STAFF EVALUATION:
The Staff Judge Advocate (AFMPC/JA) reviewed the application and
asserts the facts of this case do not warrant a set aside of the
Article 15, which is a completely accurate characterization of the
applicant’s misconduct. He was properly and thoroughly represented by
counsel and given ample opportunity to provide written responses to
the commander. There is no evidence that the applicant’s supervisor
prejudged the case. Nor could this supervisor, as the commander’s
subordinate, have exerted unlawful command influence on the commander.
The is nothing in the record to indicate that the commander and
appellate authority were other than fair and impartial. Three
unrelated victims alleged misconduct of a sexual nature by the
applicant at different times and places. The applicant has not offered
any plausible explanation of why three separate women would make false
accusations against him. The Article 15 punishment administered is
within legal limits and is appropriate to the offenses; it is not
unjust or disproportionate. The application should be denied.
A complete copy of the evaluation is at Exhibit C.
The Chief, Inquiries/AFBCMR Section, HQ AFPC/DPPPWB, advised that,
should the Board set aside the Article 15, the applicant’s DOR and
effective date to TSgt would be 1 November 1996 and, based on this
DOR, he would be considered for MSgt for the first time in the
promotion process cycle 99E7, provided he is otherwise eligible. As
for the contested EPR, the first time this report will be considered
in the promotion process will be for cycle 99E6 to TSgt. Should the
Board void the report in its entirety or upgrade the overall rating,
he will be entitled to supplemental promotion consideration beginning
with cycle 99E6, provided he is not selected during the initial
selection process.
A complete copy of the evaluation is at Exhibit D.
The Chief, Commanders’ Programs Branch, HQ AFPC/DPSFC, advises that
the Article 15 is mandatory for file in a UIF for enlisted personnel
when the punishment is in excess of one month, as was in the instant
case. An AF Form 1058, Unfavorable Information File Action, is not
required to refer the Article 15 to the UIF. Section 11 of the AF Form
3070, Record of Nonjudicial Punishment Proceedings, was annotated to
reflect the Article 15 would be filed in the UIF. UIFs may be used by
commanders to form the basis for a variety of adverse actions as they
relate to a member’s conduct, bearing, behavior, integrity and so
forth. Commanders may remove an enlisted member’s UIF early. The Chief
recommends denying this appeal on the basis that the applicant did not
provide sufficient justification to warrant removal. The current
commander indicated he removed the applicant’s UIF early, originally
due to expire April 1999. The removal of the UIF deletes the Article
15 and UIF from the personnel database; however, the Article 15 itself
will remain in the applicant’s master personnel record (MPR) unless
directed set aside by the AF Review Board.
A complete copy of the evaluation is at Exhibit E.
The Acting Chief, Appeal & SSB Branch, HQ AFPC/DPPPAB, indicates that
the Performance Feedback Worksheet (PFW) acts as a scale on where the
ratee stands in relation to the expectations of the rater. Apparently
the rater and commander from the report had higher expectations of on-
or off-duty conduct than did the applicant. Further, a positive
feedback session does not guarantee a firewalled EPR. The Acting Chief
concurs with the AFLSA/JAJM advisory opinion that the Article 15
punishment may have motivated the rater and commander to address the
applicant’s behavior in the contested EPR, as they were well within
their purview to do. As the Article 15 punishment was administered
within legal limits and appropriate to the offenses, the author
sees no reason to void the EPR. Also, not having the EPR hand-
delivered to him by his rater does not by itself invalidate it.
Denial is recommended.
A complete copy of the evaluation is at Exhibit F.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR STAFF EVALUATION:
The applicant reviewed the evaluations and asserts his fate was
already determined long before the case was investigated and
subsequently closed. His superiors made public predetermined decisions
about him long before the investigation was over, primarily because he
would not take a polygraph. He provides examples of why he believes
the process was biased and predetermined. He indicates others were
aware of his unfair treatment but were afraid of reprisal. He
questions why his entire eight-year AFOSI career was being
investigated. It was highly unusual and disturbing that the AFOSI
would go back that far and conduct a witch-hunt. He explains why the
credibility of the alleged victims is questionable and their
allegations were uncorroborated. He had difficulty obtaining counsel.
He was not willing to go through a court-martial when his commander
and the AFOSI command was already prejudiced against him. His military
performance and behavior during his 17 years of service have been
nothing less than outstanding.
Applicant’s complete response is at Exhibit H.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. After a thorough review
of the evidence of record and applicant’s submission, we are not
persuaded that relief is warranted. Applicant’s contentions and the
supporting statements were duly noted; however, we do not find these
assertions, in and by themselves, sufficiently persuasive to override
the rationale provided by the Air Force. The applicant’s submission
does not sustain his allegations of command influence and pre-
judgment. Even if for the sake of argument one were to accept these
assertions---which we do not---the applicant has not provided evidence
convincing us that he was innocent of committing sexual misconduct
towards three different enlisted women at different times and places.
As the Article 15 punishment appears within legal limits, is
appropriate to the offenses committed, and supports the referral EPR,
we find no compelling basis to void these documents and restore the
applicant’s grade of TSgt. Therefore, we agree with the
recommendations of the Air Force and adopt the rationale expressed as
the basis for our decision that the applicant has failed to sustain
his burden of having suffered either an error or an injustice. The
appeal should be denied in its entirety.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 27 July 1999, under the provisions of AFI 36-
2603:
Mr. Oscar A. Goldfarb, Panel Chair
Mr. Patrick R. Wheeler, Member
Mr. Charlie E. Williams Jr., Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 26 May 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFLSA/JAJM, dated 9 Jul 98.
Exhibit D. Letter, HQ AFPC/DPPPWB, dated 30 Jul 98.
Exhibit E. Letter, HQ AFPC/DPSFC, dated 24 Oct 98.
Exhibit F. Letter, HQ AFPC/DPPPAB, dated 9 Nov 98.
Exhibit G. Letter, AFBCMR, dated 23 Nov 98.
Exhibit H. Letter, Applicant, dated 9 Mar 99.
OSCAR A. GOLDFARB
Panel Chair
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