RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 97-00814
INDEX CODES: 131.09,110.02
110.03
COUNSEL: CURTIS GRIFFITH
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
He be reinstated into the Active Guard Reserve (AGR) program effective
, with back pay and allowances.
He be promoted to the grade of lieutenant colonel effective .
The word Misconduct be removed from his DD Form 214, and all
references to this matter be expunged from his records.
Upon his reinstatement to the AGR program, he be permitted to retire
immediately under the 15-year active duty retirement program.
_________________________________________________________________
APPLICANT CONTENDS THAT:
All adverse actions taken against him were based on flawed and
inaccurate information.
He was improperly denied the services of an active duty attorney.
His attorney was denied fair access to witnesses due to improper
command action to intimidate such witnesses.
In support of his appeal, the applicant provided a 20-page statement
from counsel, supportive statements, copies of his Officer Performance
Reports (OPRs), Promotion Recommendation Form, (PRF), letter of
reprimand, a redacted Inspector General (IG) report, and other
documents associated with the matter under review.
Applicant’s complete submission is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Applicant submitted an initial application, dated . However, on
, he requested that his application be withdrawn. He subsequently
submitted a revised application, dated .
Available documentation indicates that he was appointed a second
lieutenant, Air National Guard and Reserve of the Air Force on . On
, he was released from active duty under the provisions of AFI 36-
3209 (Misconduct) with service characterized as honorable. He was
transferred to the Kansas Air National Guard, effective , in the
grade of major.
Applicant's OER/OPR profile follows:
PERIOD ENDING EVALUATION
16 Mar 83 2-2-2 (NON-EAD)
16 Mar 84 1-1-1 (NON-EAD)
13 Nov 84 1-1-1 (NON-EAD)
30 Sep 85 1-1-1 (NON-EAD)
31 May 86 1-0-1 (NON-EAD)
7 Dec 86 1-0-1 (NON-EAD)
19 Jul 87 1-0-1 (NON-EAD)
31 Mar 88 1-1-1 (NON-EAD)
31 Mar 89 Meets Standards (NON-EAD)
31 Mar 90 Meets Standards (NON-EAD)
31 Mar 91 Meets Standards (NON-EAD)
31 Mar 92 Meets Standards (NON-EAD)
9 Nov 92 Meets Standards (NON-EAD)
9 Nov 93 Meets Standards (NON-EAD)
9 Nov 94 Meets Standards (NON-EAD)
10 Jun 95 Meets Standards (NON-EAD)
Available documentation indicates that the applicant received an LOR
on for approaching Major F--- in an effort to have him provide
false information during the course of an IG investigation; giving
false information to the IG Inspector when he denied that he requested
that SSgt G--- say trout to a senior noncommissioned officer; and
engaging in an act of unprofessional conduct by having SSgt G---, a
female member under his supervision, say trout or words to that
effect, to a senior officer.
On , the applicant’s commander notified him that he intended to
recommend to the Adjutant General that he be involuntarily removed
from the AGR status for cause. The specific basis for the
recommendation was the misconduct outlined in the LOR.
A National Guard Bureau Office of Inspector General (NGB-IG)
investigation was conducted on and concerning the following
allegations (Exhibit C).
Allegation 1. Col E--- reprised against the applicant for making a
protected communication by not recommending him for promotion to
lieutenant colonel.
Allegation 2. Col T--- reprised against the applicant for making a
protected communication by not approving the recommendation that the
applicant be promoted to lieutenant colonel.
Allegation 3. Col T--- reprised against the applicant for making a
protected communication by giving him a letter of reprimand and
recommending that his AGR tour be terminated.
Allegation 4. Col T--- reprised against the applicant for making a
protected communication by giving him a substandard OPR.
Allegation 5. Col T--- reprised against the applicant for making a
protected communication by giving him a letter of reprimand dated
Allegation 6. Col T--- reprised against the applicant for making a
protected communication by recommending that he be separated from the
Kansas Air National Guard (KS ANG).
Allegation 7. Lt Col B--- improperly withheld testimony from the M---
/B--- investigation used as a basis for Col T---‘s decision to
terminate the applicant’s AGR tour when it was requested by the
applicant.
Allegation 8. Lt Col M--- improperly denied the applicant an attorney
from the Area Defense Counsel when he requested one.
Allegation 9. Col T--- abused his authority by trying to influence
what MSgt W--- might tell the applicant’s attorney and tried to coerce
him into not talking.
Allegation 10. Col T--- abused his authority by improperly
influencing the selection of his son for pilot training.
Allegation 11. Col T--- reprised against the applicant for making a
protected disclosure by indicating on his DD Form 214, that the reason
for his release from active duty was Misconduct.
Allegation 12. The Commander-Directed Inquiry into allegations
against the applicant was not thorough and unbiased.
Allegation 13. The applicant alleged that he received more severe
unfavorable personnel actions than given to other officers for
misconduct.
Allegations 1 through 7 and 9 through 11 were not substantiated.
Allegations 8 and 12 were substantiated. Regarding allegation 13, it
was concluded that, at first glance, it did appear that the applicant
did receive more severe punishment than that given other officers for
misconduct in the past. However, Col T--- did not feel bound by the
lack of discipline taken by previous commanders and there was evidence
to suggest Col T--- was taking a more aggressive approach towards
correcting misconduct. Col T--- testified that he based his choice of
disciplinary action taken towards the applicant on the M---/B---
investigations. Those investigations were found to be shallow and
incomplete. Based on the additional information disclosed during this
investigation, it was concluded that the disciplinary actions taken by
Col T--- toward the applicant may not have been justified.
On , the applicant’s commander notified him that he was
recommending his separation from the Kansas Air National Guard.
On , the applicant was notified by the Executive Support Staff
Officer, Kansas Air National Guard, that he was not approved for
retention by the Kansas Air National Guard Selective Retention Review
Board.
On , the applicant was relieved from his assignment and separated
from the Kansas Air National Guard.
Information extracted from the Personnel Data System (PDS) indicates
that the applicant is assigned to the Retired Reserve Section Awaiting
Pay. He was credited with 20 years, 11 months, and 24 days of
satisfactory Federal service.
_________________________________________________________________
AIR FORCE EVALUATION:
The Chief, Utilization, ANG/MPPU, reviewed the applicant’s initial
application and recommended denial. In MPPU’s view, there were
legally sufficient reasons for terminating the applicant’s AGR tour
and indicating the basis for misconduct. Subsequent IG investigations
into the applicant’s separation and the stated reason on the DD Form
214 concluded that the applicant was not retaliated against for filing
IG complaints or for testifying regarding the financial status of
Colonel E---.
MPPU noted the applicant’s contention that he was not given due
process during the termination proceedings. Specifically he claimed
he was denied Active Air Force defense counsel. MPPU indicated that
while they believe that Lt Col M--- should have assisted the applicant
by identifying an Active Air Force ADC when the applicant requested
it, this omission did not rise to the level of an ethical violation.
Lt Col M--- indicated in his statement that he was attempting to
encourage the applicant to use Kansas Air Guard judge advocates,
because those attorneys would be more familiar with the Guard process.
The applicant nonetheless contacted the ADC office at McConnell AFB,
but the defense counsels are routinely advised through defense
channels that they are not to enter into attorney-client relationships
with ANG personnel as they are outside the scope of ADC duties.
A complete copy of the MPPU evaluation is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
In his response to the advisory opinion, the applicant indicated that,
as previously stated in earlier correspondence, he believes he became
a target once he brought to General C--- problems involving Colonel E--
-. He further indicated that he made mistakes, but for management to
not bring to his attention any concerns they may have had and afford
him an opportunity to correct or explain any behavior they deemed
inappropriate was wrong. In his case, it was blatantly wrong. The
rules for him were simple, one strike and he was out.
Applicant’s complete response is at Exhibit F.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice.
a. The evidence of record reveals that the applicant’s AGR tour
was terminated as a result of his receipt of an LOR for misconduct.
Specifically, the applicant allegedly engaged in sexual harassment,
created a hostile working environment, lied to investigators, and
tried to get another officer to lie. However, the adverse action
taken against the applicant appears to have been based on a commander-
directed inquiry into the allegations which was not thorough and
unbiased. The available evidence indicates that there was little
attempt to obtain the truth about the alleged sexual harassment
incident. Only two of the five females that worked for the applicant
were interviewed and they were clearly hostile witnesses. Several
witnesses that were interviewed during the inquiry expressed concerns
about the way the investigation was conducted, and finally, the
reasons that allegations were made against the applicant in this
matter were seemingly ignored by the investigating officers. In view
of the above, we are of the opinion the applicant’s AGR tour was
wrongfully terminated and that corrective action is warranted in this
case.
b. We are aware the Board lacks the authority to reinstate the
applicant back into the state Air National Guard. As to his request
for reinstatement of his unit vacancy promotion, we note that such a
recommendation does not automatically result in approval of the
promotion by the duly appointed Federal recognition board or the
appropriate authorities at state headquarters. We are not persuaded
by the evidence presented that the promotion recommendation would have
been approved but for the investigation. Finally, as for as his
request for a 15-year retirement, no evidence has been presented which
would lead us to believe that he met the criteria for early
retirement.
c. Accordingly, in our view, the appropriate course of action in
this case would be to correct the applicant’s records to show that he
continued on active duty until the end of the original AGR tour,
change the reason for separation to Convenience of the Government, and
transfer him to the Air Force Reserve and have him assigned to a
position for which he is qualified on the earliest practicable date.
This will afford him proper and fitting relief, and we do so
recommend.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that:
a. He was not released from active duty on under the
provisions of AFI 36-36-3209 (Misconduct), transferred to the Kansas
Air National Guard on , discharged from the Kansas Air National Guard
on , and assigned to the Retired Reserve on ; but was continued on
active duty until .
b. He was released from active duty under the provisions of
AFI 36-3209 (Convenience of the Government) and transferred to the Air
Force Reserve and assigned to such a position for which he is
qualified on the earliest practicable date.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 21 Oct 99, under the provisions of AFI 36-2603:
Mr. Henry Romo, Jr., Panel Chair
Mr. Laurence M. Groner, Member
Mr. Patrick R. Wheeler, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Forms 149, dated 28 Feb 97 and 5 Oct 98,
w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. NGB-IG Report of Investigation (withdrawn).
Exhibit D. Letter, ANG/MPPU, dated 6 Aug 97.
Exhibit E. Letter, SAF/MIBR, dated 7 Sep 97.
Exhibit F. Letter, applicant, dated 2 Sep 97.
HENRY ROMO, JR.
Panel Chair
AFBCMR 97-00814
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to , be corrected to show that:
a. He was not released from active duty on 8 Mar 96 under
the provisions of AFI 36-36-3209 (Misconduct), transferred to the
Kansas Air National Guard on 2 Apr 96, discharged from the Kansas Air
National Guard on 31 Jul 97, and assigned to the Retired Reserve on 2
Aug 97; but was continued on active duty until 31 Jan 99.
b. He was released from active duty on 31 Jan 99 for the
Convenience of the Government and transferred to the Air Force Reserve
and assigned to such a position for which he is qualified on the
earliest practicable date.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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