RECORD OF PROCEEDINGS
SEP 111998
IN THE MATTER OF:
A
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
DOCKET NUMBER: 96-00558
COUNSEL :
HEARING DESIRED: Yes
APPLICANT REQUESTS THAT:
In an application, dated 25 May 93:
1. His DD Form 214 (Release or Discharge From Active Duty),
dated 28 May 93, be revoked.
He be restored to active duty nunc pro tunc 28 May 93 (sic).
2.
[Reinstatement to
Air National Guard AGR tour].
3 . Restoration of his leave balance as of 28 May 93.
4. Back pay from 28 May 93.
5. Payment of medical and dental obligation incurred since
28 May 93.
In an application, dated 23 Feb 96:
1. The Officer Performance Report (OPR) rendered for the period
15 Jan 92 through 1 Dec 92 be declared void and removed from his
records.
2. His corrected record be considered by a standby promotion
board that convened in Mar 93.
APPLICANT CONTENDS THAT:
25 May 93: The allegations of misconduct are false and fail to
state a claim of misconduct and there is no evidence of
dereliction of duty. There was no Secretarial approval of his
honorable discharge for misconduct nor due process pre-
termination hearing on allegation of misconduct. The discharge
was in retaliation for protected whistle blowing activity. He
was denied an impartial decision maker because the decision maker
failed to consider his evidence in exoneration, mitigation, and
extenuation.
The decision maker prejudged the issue of
misconduct.
The allegations of profession neglect were not
referred to The Judge Advocate General of the Air Force (TJAG-AF)
as required by service regulations. He lost severance pay in
excess of $30,000 without due process of law. The allegations
AFBCMR 96-00558
regarding financial responsibility were resolved in his favor by
the Air Force Office of Special Investigation (AFOSI).
Applicant's complete submission is attached at Exhibit A.
23 Feb 96: The contested OPR refers to matters occurring outside
the rating period, to wit: inquiry about creditor claims was
made on 4 Dec 92, 3 days after the rating period and he was not
provided with a copy of the report when he was given 24 hours to
respond to it. The report was not delivered to him until 15 Mar
93, over 3 months outside the rating period.
He and judge
advocates of the
and Air National Guard (ANG)
participated in a
create a Commanders Guide for
ANG during the period 6 -12 Dec
Military Justice in the
92, more than
side the rating period and
"implementation" of military justice was to commence sometime
after the completion of the Commander's Guide. Inclusion of the
evaluation of his job performance as a state employee in an Air
Force OPR is inappropriate. He was the staff judge advocate to
the organized militia of the State of -.
Inclusion of
matters arising out of an incomplete Defense Investigative
Service (DIS) periodic reinvestigation of security clearance
eligibility is prohibited by Air Force regulations.
Applicant's complete submission is attached at Exhibit A1 .
STATEMENT OF FACTS:
The applicant's Total Federal Commission Service Date (TFCSD) was
24 Jun 73.
a request for a conditional release was
On 16 Jun 82,
on the applicant for the purpose of appointment in t
ANG .
On 29 Dec 82, applicant was approved for appointment as a Judge
Advocate, Staff, in the grade of captain.
On 4 Apr 83, the applicant was appointed a captain in the
ANG/ Judge Advocate.
On 10 Nov 84, the applicant was promoted to the grade of major,
effective, and with a date of rank (DOR) of 9 Nov 84.
Applicant's Officer Effectiveness Reports (OERs) and Officer
Performance Reports (OPRs) since 1986 follows:
PERIOD ENDING
OVERALL EVALUATION
3 Apr 86
3 Apr 87
3 Apr 88
1-1-1
1-1-1
1-x-1
2
.
AFBCMR 96-00558
3 Apr 89
3 Apr 90
3 Apr 91
* 1 Dec 92
17 Oct 93
Meets Standards
Meets Standards
Meets Standards
Does Not Meet Standards (Referral Rpt)
Does Not Meet Standards (Referral Rpt)
* Contested report.
On 22 Feb 93, the applicant was notified by the Executive Support
Staff Officer that he was recommending the applicant be
involuntarily terminated from full-time Active Guard Reserve
(AGR) duty in accordance with the provisions of ANGR 35-03,
paragraph 6-5c(1). The reasons for this action were as follows:
He failed to timely and properly respond to allegations
of personal financial irregularities which were discovered during
a security reinvestigation. As a result of these allegations,
his access to classified information was withdrawn on 6 Nov 92.
Although he knew that his supervisors considered this situation
serious, he took no action to respond to their concerns. The
dilatoriness of his response and the inadequacy of his answers
resulted in a breach of trust between the leadership of the
Alaska ANG and him as a full-time staff judge advocate.
a.
b.
On 19 Nov 92, he had General C--- sign a leave slip for
himself which he then failed to properly process.
When he
returned to work on 4 Jan 93, he did not file his leave
completion until his supervisor inquired into this matter on
21 Jan 93. An explanation was also requested of his failure to
obtain a leave authorization number and an explanation of why he
delayed in closing out the leave transaction. Applicant did not
provide such an explanation. He was given a letter of reprimand
(LOR) for his actions pertaining to the leave incident. This
misconduct further eroded the relationship that should exist
between his employer and him.
On 22 Feb 93, applicant acknowledged receipt of the above letter.
On 28 May 93, the applicant was released from active duty under
the provisions of ANG Regulation (ANGR) 36-05 (Misconduct) with
an honorable characterization of service in the grade of major.
He was credited with 15 years, 11 months, and 24 days of active
federal military service.
the applicant was charged by the Municipality of
of on or about 12 Mar 94, unlawfullv
commitfing the offense of trespassing, to wit: He did willfully
and unlawfully enter the office of Colonel J---- G----
and
verbally requested/ordered to do SO,
refused to leave
nicipal Code 08.30.010 A. There is
in violation of
was prosecuted for the above.
no indication th
3
AFBCMR 96-00558
AIR FORCE EVALUAT I ON :
On 10 Dec 96, the Deputy Director, Personnel, ANG/MPPUR, provided
an advisory opinion for the Board's review. However, the Air
Force Board for Correction of Military Records' (AFBCMR) staff
noted inaccuracies in the opinion and returned the application
for clarification (Exhibit C).
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Counsel for the applicant reviewed the Air Force evaluation and
provided an 8-page rebuttal letter disagreeing with the advisory
opinion (see Exhibit E) .
ADDITIONAL AIR FORCE EVALUATION:
The Chief, Utilization, ANG/MPPU, reviewed this application and
recommends denial of relief.
In the May 93 application, with respect to the applicant's
request for restoration or reinstatement in a full-time National
Guard duty capacity as an AGR in the ANG, they note that the
Board has no jurisdiction to grant the relief requested. The
AFBCMR is limited to making a non-binding recommendation of
reinstatement to the state, but there is no reason to do so here.
Before a member can be reinstated as an AGR, they must first be
reinstated in the ANG. The Board may not order the reinstatement
of a member into an AGR position in a State ANG Unit. That power
is reserved exclusively for The Adjutant General (TAG) who is the
final authority for determining whether individuals in the AGR
program will be separated or retained, ANGR 35-03 (now ANG
Instruction 36-101), paragraph 6-ld. Here, the TAG concurred
with the recommendations of the commanding officer to process the
applicant for involuntary separation. Indeed, it was the TAG who
prepared the OPR, which documented some of the adverse events
prompting the applicant's release from the AGR tour. Given the
facts that the TAG does not believe the OPR to be in error, it
appears highly unlikely that the TAG would reinstate the
applicant. Accordingly, the applicant's removal from the AGR
position is consistent with ANG regulations. His reference to
"fruit of the poisonous tree" is misapplied. That legal doctrine
is employed in the criminal law arena. The legal doctrine holds
that evidence that is "tainted," Le., illegally obtained through
or derived from use of illegal measures, cannot be considered in
a criminal court proceeding. The applicant was not charged with
criminal offenses.
He was administratively separated for
misconduct. He refers to an -state
court decision, which
stated the applicant should have been provided a termination
hearing as a state employee notwithstanding the terms of ANGR
35-03. The Board should be informed that case was appealed and
4
AFBCMR 96-00558
ANG.
the Air Force Litigation Division informed MPPU that the
state appeals court overturned the case.
MPPU firmly believes the applicant was not wrongfully separated
from the AGR position.
Termination from the AGR program is
strictly a state ANG headquarters procedure, govern
provisions of ANGR 35-03. The record shows that th
Headquarters complied with the applicable policies a
rocessed the applicant for involuntary
in ANGR 35-03 whe
G Headquarters informed the applicant
separation. The
of the proposed recommendation to the TAG and gave him the
requisite opportunity to respond and rebut the allegations
contained in the recommendation. Nevertheless, the applicant
contended in the application and in the lower state court hearing
that he was entitled to a pretermination hearing on the
allegations of misconduct. MPPU disagrees. ANGR 35-03 does not
require that a hearing be held prior to involuntary separation.
The applicant dwrongfully relies upon a state court decision that
was overturned on appeal.
Consequently, his contention is
unfounded. Furthermore, he was not wrongfully discharged from
the
ANGR 35-03 requires members who are separated
for cause, such as the applicant, be considered for discharge
processing from the ANG utilizing the criteria outlined in ANGR
36-014.
Evidence supplied by the State of Alaska shows an
Efficiency Board (EB) under ANGR 36-014 was convened in Jul 94,
which specifically considered the allegations of misconduct in
addition to the other allegations against the applicant. The EBs
findings were approved by the PACAF Commander and forwarded to
the Secretary of the Air Force for final decision. On 19 Apr 96,
the Secretary directed the applicant be discharged from all
appointments held in the ANG and Reserve of the Air Force and
that he receive a general discharge under honorable conditions as
of 23 Apr 96. The National Guard Bureau (NGB) discharge order,
Special Order #AW-6, dated 24 Apr 96, clearly shows the effective
date of the applicant's discharge was 23 Apr 96.
With respect to the applicant's request that his DD Form 214 be
revoked, MPPU recommends denial.
While his DD Form 214
separating him from active duty references AFR 36-05, instead of
ANGR 35-03, the proper separation authority, this error is
harmless in that the procedures from ANGR 35-03 were followed and
the applicant was correctly separated from active duty on 28 May
93. Consequently, this error simply requires that the form be
corrected not revoked.
Regarding his request for back pay dating back to 28 May 93, no
AGR pay is justified. However, this does not resolve the issue
of whether any M-day back pay is justified. Unless the applicant
was denied drills and active training (AT) pursuant to regulatory
authority, he should have been allowed to perform drills and AT
and been paid for that service. However, if he was rightfully
denied drills and AT, he is not owed anything. In any event, it
is the ultimate responsibility of the Board and Defense Finance
and Accounting Service (DFAS) to determine what payments, if any,
5
,
AFBCMR 96-00558
the applicant is entitled to, consistent with the general policy
that paid service should reflect actual performance of duty.
In the Feb 96 application, the AFBCMR lacks jurisdiction to hear
the applicant‘s application regarding the 1 Dec 92 OPR.
He
admits in the rebuttal that he did not exhaust the administrative
remedies as to correction of the OPR pursuant to AFI 36-2401. In
an ANG/MPPU memorandum, dated 17 Jun 96, the inquiry was made as
to whether an appeal to the OPR had been filed and whether it had
been completed in accordance with AFI 36-2401 and AFI 36-2607,
paragraph 2. This fundamental question had to be answered and
addressed if the Board is to even consider his application, At
that time, the file lacked any information as to an OPR appeal
being filed or processed. MPPU had earlier checked with various
offices but they could not find any evidence concerning an OPR
appeal filed by the applicant or acted upon by appeal
authorities.
In the applicant’s rebuttal comments, he
acknowledges that he did not file an appeal to the OPR.
Therefore, he must concede the AFBCMR does not have jurisdiction
over his case regarding the 1 Dec 92 OPR and his request for
removal of the contested report should be denied. His contention
that the OPR refers to matters that occurred outside the rating
period is unsupported. Evidence supplied by the State of Alaska
shows that inquiries into the applicant‘s creditor’s claims
occurred well within the rating period and that the conference on
the state military justice system, although occurring after the
rating period closed, was not the basis for the adverse rating in
this area.
The applicant’s request that the record be considered by a
standby promotion board is contingent upon a finding that a
correction is warranted. This request should likewise be denied
since the Board lacks jurisdiction to hear the appeal concerning
the OPR and thus, is unable to fashion a correction. Since no
correction is being recommended, no standby promotion board is
called for.
A complete copy of the Air Force evaluation is attached at
Exhibit F.
APPLICANT’S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
Counsel provided a 16-page response, with attachments (see
Exhibit H) .
THE BOARD CONCLUDES THAT:
1.
law or regulations.
The applicant has exhausted all remedies provided by existing
6
AFBCMR 96-00558
2. The application was timely filed,
3 . Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice. After
thoroughly reviewing applicant's numerous contentions in both
applications, to include the letters of support, a majority of
the Board does not find these assertions, in and by themselves,
sufficiently compelling to recommend granting the relief sought.
In coming to this conclusion, the Board majority is keenly aware
of its somewhat limited jurisdiction in cases involving members
of the Air National Guard (ANG); specifically, the Board lacks
the authority to reinstate an individual to a Guard position, as
requested by the applicant. Therefore, a majority of the Board
agrees with the recommendation of the Air Force on this issue and
adopts the rationale expressed as the basis for our decision that
the applicant has failed to sustain his burden that he has
suffered either an error or an injustice.
4. With respect to the OPR issue, we are not convinced that the
Board lacks jurisdiction to act on this portion of applicant's
request, as promulgated by the Air Force. However, since we find
no compelling basis upon which to remove the contested report,
this issue is moot.
5. The documentation provided with this case was sufficient to
give the Board a clear understanding of the issues involved and a
personal appearance, with or without counsel, would not have
materially added to that understanding, Therefore, the request
for a hearing is not favorably considered.
THE BOARD DETERMINES THAT:
A majority of the panel finds insufficient evidence of error or
injustice and recommends the application be denied.
The following members of the Board considered this application in
Executive Session on 14 July 1998, under the provisions of Air
Force Instruction 36-2603:
Ms. Patricia J. Zarodkiewicz, Panel Chair
Mr. Loren S. Perlstein, Member
Mr. Dana J. Gilmour, Member
Mrs. Joyce Earley, Examiner (without vote)
By a majority vote, the Board recommended denial of the entire
application. Mr. Gilmour voted to grant applicant's request to
be restored to his active Guard position, to be allowed to take
terminal leave, to be allowed to retire at the conclusion of
terminal leave, and, to be issued a new DD Form 214, but does not
7
.
AFBCMR 96-00558
minority report.
considered:
The following documentary evidence was considered:
The following documentary evidence was
Exhibit
Exhibit
Exhibit
Exhibit
Exhibit
Exhibit
Exhibit
Exhibit
Exhibit
A.
A1 .
B.
C.
D.
E.
F.
G.
H.
- .
DD Form 149, dated 25 May 93, w/atchs.
DD Form 149, dated 23 Feb 96, w/atchs.
Applicant's Master Personnel Records.
-
Letter, ANG/MPPU, dated 10 Dec 96.
Letter, AFBCMR, dated 13 Jan 97.
Letter fr counsel, dated 12 Feb 97, w/atchs.
Letter, ANG/MPPU, dated 7 Oct 97.
Letter, AFBCMR, dated 29 Dec 97.
Letter fr counsel, dated 27 Apr 98, w/atchs.
8
DEPARTMENT OF THE AIR FORCE
WASHINGTON, DC
Office of the Assistant Secretary
MEMORANDUM FOR THE EXECUTIVE DIRECTOR, AIR FORCE BOARD
FOR CORRECTION OF MILITARY RECORDS
(AFBCMR)
SUBJECT: AFBCMR Application
Docket Number 96-00
I have carefully reviewed the evidence of record and the recommendation of the Board
members. A majority found that applicant had not provided sufficient evidence of error or
injustice and recommended the case be denied. I concur with that finding and their conclusion
that relief is not warranted. Accordingly, I accept their recommendation that the application be
denied.
Please advise the applicant accordingly.
On 12 July 1994, applicant's Group Commander recommended applicant's involuntary discharge from the Air National Guard and as a Reserve of the Air Force, for a pattern of misconduct according to ANGR 39-10. Based upon his whole record, a general under honorable conditions discharge could legally be granted. Based upon his whole record, a General Under Honorable Conditions discharge could legally be granted.
On 3 January 1992, the Director of Personnel notified applicant that because of her inability to meet her recruiting goals, he was recommending her recruiting tour be terminated for substandard duty performance under the provisions of ANGR 35-03, para 6-5c(4). On 20 March 1992, The Adjutant General notified applicant that after a thorough review of the investigating officer's report and applicant's recommendation for involuntary separation from Full-Time National Guard Duty for substandard...
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