AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
IN THE MATTER OF:
DOCKET NUMBER: 97-02036
COUNSEL: NONE
HEARING DESIRED: YES
EB 1 9
APPLICANT REQUESTS THAT:
1. His Officer Performance Report (OPR), closing 1 August 1993
be replaced with the reaccomplished OPR provided.
2. His Promotion Recommendation Form (PRF) for the CY95A (5 June
1995) Major Board (P0495A) be replaced with the reaccomplished
PRF provided.
3. His nonselection for promotion to major beginning with the
CY95A Central Major Board be declared null and void.
4. He be retroactively selected for promotion to major, that his
record be changed to reflect continuous active duty and that all
pay, benefits and any other entitlements also be retroactively
restored.
APPLICANT CONTENDS THAT:
His OPR did not comply with regulatory requirements.
Specifically, the contested OPR did not include the position
description of a higher-ranking billet he filled from Nov 52
until 1 Aug 93. The duty title on the contested OPR is incorrect
because it did not reflect him as the branch chief. Although his
duties were mentioned in his OPR, the full magnitude of what he
did was largely overlooked as the duties of the position were
never recorded on the OPR. Omission of the above facts created
an inaccurate record of performance for users of the OPR. He
also received a Joint Service Achievement Medal (JSAM) for his
work as branch chief.
The PRF f o r the P0495A board was tainted because the contested
OPR was inaccurate and thus, his record of performance that met
both his Management Level Evaluation Board (MLEB) and the CY95
Central Major Selection Board was inaccurate.
The Air Force officer promotion board which considered his record
for promotion was held in violation of statute and DoD Directive.
An SSB cannot resolve his promotion status. Not only are the
benchmark records tainted by the illegalities of the original
boards, the scoring procedure itself is arbitrary and capriciocs,
as it imposes a higher standard for SSB selection than for
original board selection. Therefore, he asks that the AFBCMR
direct his promotion to major as if selected by the CY95A Major
Selection Board.
Had it not been for errors in his August 1993 OPR, which led to
errors in his PRF, his record would have been competitive for a
Definitely Promote (DP) in the carryover process and he would
have been selected by the original central board. An SSB cannot
fairly assess his promotion status.
In support of his request, applicant submits a personal
statement, copies of statements from his rating chain, copies of
the reaccomplished OPR and PRF,
and additional documents
associated with the issues cited in his contentions (Exhibit A).
STATEMENT OF FACTS:
On 19 May 1984, the applicant was appointed a second lieutenant,
Reserve of the Air Force, and was voluntarily ordered to extended
active duty on 16 September 1984. He was integrated into the
Regular Air Force on 30 June 1988 and was progressively promoted
to the grade of captain, effective and with a date of rank of
17 July 1988. The following is a resume of his OPR ratings
subsequent to his promotion to that grade.
Period Ending
29 Sep 88
21 Apr 89
9 Oct 89
9 Oct 90
1 Aug 91
1 Aug 92
1 Aug 93
1 Aug 94
30 Jun 95
15 Jan 96
*
#
# #
Evaluation
Meets Standards (MS)
Education/Training Report
MS
MS
MS
MS
MS
MS
MS
MS
* Contested OPR - T o p Report at the time he was considered and
nonselected for promotion to major, below-the-promotion zone
(BPZ), by the CY93B (6 Dec 93) and CY 94A (22 Aug 94) Major
Selection Boards.
# Top report at the time he was considered and nonselected for
promotion to major, in-the-promotion zone (IPZ), by the CY95A
Major Central Selection Board, which convened on 5 June 1995.
# # Top report at the time he was considered and nonselected for
promotion to major, above-the-promotion zone (APZ), by the CY96A
Major Central Selection Board, which convened on 4 March 1996.
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97-02036
The applicant was awarded the Joint Service Achievement MedaA
(JSAM) for exceptionally meritorious achievement as Acting
Program Support Branch Chief Defense Plant Representative Office
(DPRO) from October 1992 to September 1993.
The applicant submitted a similar appeal of the contested OPR and
PRF under Air Force Instruction (AFI) 36-2401. The Evaluation
Report Appeal Board (ERAB) considered and denied the appeal on
11 January 1996.
On 31 October 1996, the applicant was honorably discharged
(involuntary) in the grade of captain under the provisions of AFI
36-3207 (nonselection, permanent promotion). He served a total
of 12 years, 1 month and 15 days of active service. He received
$36,691 separation pay.
AIR FORCE EVALUATION:
The E v a l u a t i o n P r o c e d u r e s S e c t i o n , HQ AE'PC/DPPPEP, stated that
the applicant has provided no documentation to show he was
" a s s i g n e d " t o the Lt Col position number (billet) or that he held
In fact, his supervisor, Mr. I--- , stated
the formal title.
applicant d i d n o t hold the t i t l e of branch chief. It follows
that he was also not placed against the Lt C o l billet. Further,
it is not standard procedure to change the duty title when
temporarily filling another position in addition to normal
duties. Applicant submits ample documentation stating he was
a c t i n g branch chief, and this information is adequately reflected
in both the job description and raters' assessment areas of the
contested OPR. DPPPEP stated that none of the letters submitted
provide documentation to s u p p o r t the claim of inaccurate duty
title. Further, the "new" job description is an embellishment
only; the changes are not directly supported by accomplishments
on the OPR. The original OPR clearly portrays the fact that
applicant temporarily filled the position of branch chief, i n
t o his normal duties, from 23 Jan 93 (the date the
a d d i t i o n
position requisition was approved) through the closeout date of
the OPR.
The report submitted as a replacement merely
embellishes original comments in section IV, provides a more
grandiose description of the temporary position, and adds a duty
title the applicant never officially held. DPPPEP stated that a
thorough review of the documents provided does not reveal a
violation of regulatory provisions or inadequacies in the
original OPR. Further, the requested changes are clearly meant
to strengthen a valid, filed report; this is strictly prohibited.
DPPPEP recommended the applicant's request be denied (Exhibit C).
The A i r F o r c e E v a l u a t i o n s B o a r d R e c o r d e r ,
provided a technical review of applicant's case. DPPPEB stated
that based upon HQ AFPC/DPPPEP's findings that the contested OPR
was indeed written within the regulatory guidance of AFR 36-10
(Aug 8 8 ) , they (DPPPEB) recommended that the applicant's CY95 PRF
HQ AFPC/DPPPEB,
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97-02036
stand since no new information has been introduced into the
applicant's Record of Performance (ROP). The narrative comments
in Section IV (Promotion Recommendation) provided an assessment
of the officer's performance which supports the "Promote"
recommendation given in Section IX (Overall Recommendation).
(See Exhibit D. )
The Selection Board Secretariat, HQ AFPC/DPPB, disagrees with the
applicant's contention that his promotion boards were in
violation of Title 10, United States Code (USC), Sections 616 and
617.
DPPB stated that Air Force legal representatives have
reviewed their procedures on several occasions during the past
few years and have determined those procedures comply with
applicable statutes and policy. The Air Force has used the panel
concept for many years in conducting selection boards. The panel
concept has safeguards to ensure an equal distribution of the
quality spectrum of records to each panel. DPPB stated that the
applicant attempts to discredit the scoring scale used by the Air
Force for many years on its selection boards. That scoring scale
is from 6 to 10 in half point increments. Board members are
briefed to try to apply a 7.5 score to an ''average" record and to
try to use the entire scoring range throughout the evaluation
process. Recognizing that the scoring of records is a subjective
process, it should come as no surprise that individuals may have
a slightly different definition of what constitutes an "average"
record.
DPPB indicated that the applicant seems to imply that the post-
board action of preparing an alpha select list of the board's
recommendations constitutes some illegal action and voids the
entire board. The alpha select list, which must be attached to
the official board report, is merely a recapitulation of the
selects from the board in alpha sequence vice numerical sequence.
The list is audited to ensure 100 percent accuracy before it
becomes part of the board report.
With regard to the applicant's claim that some board members
depart prior to the adjournment of the board. Again, applicant
implies some illegal action occurred and therefore, the board was
illegal. In fact, health professions competitive category boards
were held concurrently with the Line competitive category board.
When the health professions board members had completed all board
responsibilities, they were dismissed.
After all board
responsibilities were completed by the Line board members, they
were dismissed. These procedures are in keeping with 10 USC,
Section 621.
DPPB stated that the applicant again seems to imply that another
post-board function - preparing the final board report for
presentation to the approving authority - was the reason he was
DoD Directive 1320.12 directed
nonselected for promotion.
separate promotion boards be conducted for each competitive
category and also authorized conducting those separate boards
concurrently. The directive also authorized consolidating the
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97-02036
challenge
results of the boards into a single package for presentation tao
the approving authority.
This has been done for many years
without
legal
objection
or
representatives.
DPPB disagrees with the applicant's claim that the board
president's role violates DODD restrictions.
The actions/
responsibilities of each board president are in compliance with
governing directives.
Force
by
Air
DPPB disagrees with the applicant's contention that the Air Force
has neither developed nor issued standard operating procedures
for selection boards.
Upon approval and publishing of DODD
1320.12, 4 Feb 92, all Air Force promotion boards were placed on
hold pending a complete rewrite of AFR 36-89, Promotion of Active
Duty List Officers (recently superseded by AFI 36-2501). Only
after the new AFR 36-89 was approved by the Office of the
Secretary of Defense and published 17 Apr 92, did they resume
promotion boards.
DPPB stated that every board member on each Line board
participated in the decision to use the below-the-promotion zone
(BPZ) quota.
DPPB disagrees with the applicant's contention that a Special
Selection Board (SSB) cannot provide a full measure of relief
since the benchmark records used for an SSB are a tainted record
sampling.
The identification of benchmark records from each
selection board is in compliance with governing directives. DPPB
disagrees with the applicant's claim that the SSB scoring system
is "arbitrary and capricious" because of possible scoring
inversions. It should be noted the numerical scores from the
original board have nothing to do with the numerical scores given
to the benchmark records by an SSB, only the select/nonselect
status of the benchmark is important. Because the benchmark
records are very similar in quality, it is not unusual to have
some inversion in the benchmark order of merit (OOM) created by
the SSB.
A complete copy of this evaluation is appended at Exhibit E.
The Appeals and SSB Branch, HQ AFPC/DPPP, addressed the validity
of the applicant's requests in relation to his request for direct
promotion. DPPP stated that they do not understand the purpose
behind the applicant's appeal of the contested PRF. PRFs are
accomplished for the sole purpose of being reviewed by promotion
boards. To replace the applicant's PRF and directly promote him
would be pointless.
Air Force officer promotions are a
competitive process. To directly promote the applicant would
circumvent the competitive nature of that process. Were they to
recommend approval of any of the applicant's requests f o r
correction to his record, DPPP believes special selection board
(SSB) consideration would be appropriate. A duly constituted
SSB, comprised of senior officers applying the full range of
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9 7 - 0 2 0 3 6
promotion criteria, is the most appropriate method of assessing
the applicant's potential to serve in the next higher grade.
However, DPPP concurs with the advisory opinions from HQ
AFPC/DPPPEP and HQ AFPC/DPPPEB--the applicant has failed to
provide the evidence necessary to support his claims of error in
this appeal. DPPP does not believe correction to the applicant's
record is supported by this appeal therefore SSB consideration is
not warranted. Based on the evidence provided, DPPP recommended
the applicant's request be denied (Exhibit F).
The Separations Branch, HQ AFPC/DPPRP, stated that the applicant
was considered but not selected for promotion to major for the
second time by the P0495A central selection board and was given a
mandatory date of separation of 31 Oct 96. The case has been
reviewed for separation processing and there are no errors or
irregularities in the separation processing causing an injustice
to the applicant. The discharge complies with directives and law
in effect at the time of discharge.
DPPRP stated that the
applicant did not identify any specific errors in the discharge
processing nor provide facts which warrant reinstatement in the
Air Force. DPPRP recommended the applicant's request be denied
(Exhibit G) .
The Staff Judge Advocate, HQ AFPC/JA, stated that with respect to
the applicant's claims of a defective record, they can discern no
legal issue, and defer to (and agree with) the advisories
provided by the other HQ AFPC directorates. JA evaluated the
applicant's various allegations and, in their opinion, he has
failed to establish any error or injustice warranting relief.
For the reasons outlined in the advisory opinion, JA recommended
that the application be denied.
A complete copy of this
evaluation is appended at Exhibit H.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the advisory opinions and indicated that
his rating chain tried to have the duty title updated in the
personnel system before the OPR became a matter of record. He
has provided an additional statement from his former supervisor
supporting his request f o r replacement of the contested OPR. The
flaw in his Aug 93 OPR flawed his Record of Performance ( R O P ) ,
which was used by his senior rater and by the Management Level
Evaluation Board (MLEB). As a result, his PRF was flawed as well
and his rating chain supports its correction. The staff advisors
are conspicuously silent on the error in his PRF, choosing only
to rely upon their position on the OPR, which the evidence proves
is patently false. AFPC provides no rationale which disproves
his senior rater's comments about revision of the PRF.
The only
conclusion possible based on the facts and evidence is that his
original PRF was in error when considered by the central
selection board and should be replaced with the corrected PRF
provided.
6
97- 02036
The issues before the Board are whether the requirements of
statute, directive, regulation, and even secretarial instruction
can be met by the Air Force selection board procedures. The
evidence, Air Force documents detailing these procedures, proves
the Air Force process does not allow compliance with these
requirements.
AFPC has not provided the Board with any
explanation as to how its procedures allow Air Force selection
boards to meet the statutory requirements. While AFPC claims
Doyle does not apply as no error has been shown in the
procedures, it does so only by completely ignoring its own
procedures - procedures which were documented using official Air
Force documents. The Air Force selection board procedures used
by the boards which considered his file were contrary to law and
DoD directive. He believes that AFPC has provided no evidence to
dispute his position. He therefore asks the Board to set aside
all promotion nonselections he received as a result of the
tainted, illegal process.
He asks the Board to correct his record to reflect selection to
major as if selected in the promotion zone by the CY95 Major
Board. As with the analysis of the illegal board issues, AFPC
adds only fluff to the discussion of the SSB process. Their own
documents prove their position false: The benchmarks are loaded,
the score system disallows majority consensus, and their
certification in blank leaves board members unable to form any
conclusion about a candidate's promotion status. And, of course,
the impact of the illegal boards themselves are ignored. The
evidence proves direct promotion is within the Board's authority
and that SSBs cannot provide a full, let alone fitting measure of
relief.
He has provided an additional statement from his former rater
supporting his request for replacement of the contested OPR.
In summary, he asks the Board to review a l l the evidence and he
believes the Board will find that not only was his record in
error, but the selection board which considered his file was also
flawed. For these reasons, he asks the board to correct his file
to reflect promotion to major and restoration of all rights,
benefits and entitlements denied him because of the defective
record and tainted selection board process.
The additional
information provided herewith confirms the AFPC tactic has been
only to confuse and with that tactic this Board's advisors have
certainly lost focus of the truth.
Applicant's complete response is attached at Exhibit J.
THE BOARD CONCLUDES THAT:
The applicant has exhausted all remedies provided by existing
1.
law or regulations.
7
9 7 - 0 2 0 3 6
c
2. The applicati.on was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of probable error or injustice. After
a thorough review of the evidence of record and applicant's
submission, we are not persuaded that his requests should be
granted. His contentions are duly noted; however, we do not find
his assertions, either singularly or collectively, sufficiently
compelling to override the rationale provided by the Air Force
offices of primary responsibility. It appears to us that the
statements provided in support of the appeal to replace the
contested OPR and PRF constitute retrospective assessments of the
applicant's performance and potential, written as well-meaning
after-the-fact attempts to enhance the applicant's promotability.
Such motivations are not sufficient to support findings that the
reports themselves are erroneous or unjust.
The applicant's
numerous assertions concerning the statutory compliance of
central selection boards, the legality of the promotion
recommendation process, and the legality of the SSB process are
duly noted. However, we do not find these assertions, in and of
themselves, sufficiently persuasive to override the rationale
provided by the Air Force offices of primary responsibility.
Therefore, we agree with the recommendations of the appropriate
Air Force offices and adopt the rationale expressed as the basis
for our decision that the applicant has failed to sustain his
burden of establishing that he has suffered either an error or an
injustice. Accordingly, we find no compelling basis to recommend
granting the relief sought in this application.
The applicant's case is adequately documented and it has not
4 .
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issue(s)
involved. Therefore, the request for a hearing is not favorably
considered.
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or
injustice; that the application was denied without a personal
appearance; and that the application will only be reconsidered
upon the submission of newly discovered relevant evidence n o t
considered with this application.
The following members of the Board considered this application in
Executive Session on 14 October 1998, under the provisions of A F I
36-2603:
Mr. Thomas S. Markiewicz, Panel Chair
Mr. Charles E. Bennett, Member
Ms. Martha Maust, Member
8
97- 02036
The following - , -
Exhibit A.
Exhibit B.
Exhibit C.
Exhibit D.
Exhibit E.
Exhibit F.
Exhibit G.
Exhibit H.
Exhibit I.
Exhibit J.
uocumentary evidence was considered:
DD Form
Applical
Letter,
Letter,
Letter,
Letter,
Letter,
Letter,
Letter,
Letters
and 3 Fe
149, dated 30 Jun 97, w/atchs.
?t's Master Personnel Records.
HQ AFPC/DPPPEP, dated 22 Jul 97
HQ AFPC/DPPPEB, dated 23 Jul 97
HQ AFPC/DPPB, dated 31 Jul 97.
HQ AFPC/DPPP, dated 7 Aug 97.
HQ AFPC/DPPRP, dated 25 Aug 97.
HQ AFPC/JA, dated 17 Oct 97.
SAF/MIBR, dated 20 Nov 97.
from applicant, dated 3 Dec 97,
b 98, w/atchs.
w/atchs,
/' THOMAS S. MARKIEWICZ 6
Panel Chair
9
97-02036
(Exhibit D) The Air Force Management Level Review Recorder, AFPC/DPPPEB, recommended denial of applicant's request that his PRF for the CY91B lieutenant colonel board be upgraded to reflect a "Definitely Promote, " stating the applicant was unsuccessful in his request (to the Officer Personnel Records Review Board) to have the OPR closing 29 April 1991 removed; therefore, the PRF should stand. Noting applicant's argument that A i r Force promotion boards - violate 10 USC 616 and 617, JA...
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As for the merits of these claims, in JA’s opinion, the Air Force’s SSB procedure fully comports with the 10 USC 628(a)(2) requirement that an officer’s “record be compared with a sampling of the records of those officers of the same competitive category who were recommended for promotion, and those officers who were not recommended for promotion, by the board that should have considered him.” The burden is on the applicant to prove otherwise, and he has failed to do so. AFPC has provided...
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The Air Force officer promotion boards which considered his records for promotion were held in violation of statute, DoD Directive and Air Force regulations. DPPPA indicated that if the Board should grant the applicant’s request to receive SSB consideration by the CY93A central selection board, with a corrected Apr 93 OPR and CY93A (P0593A) PRF, the “corrected by” annotations on those reports (and any other corrected documents in his OSR) will be removed. In this respect, we note the...
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