RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200354 SEPARATION DATE: 20061225
BOARD DATE: 20130129
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty Soldier, SSG/E-6(89D/Explosive Ordnance Disposal
Specialist), medically separated for left knee pain. The left knee pain could not be adequately
rehabilitated nor did it improve adequately with treatment to meet the physical requirements
of his Military Occupational Specialty (MOS). He was issued a permanent L3 profile and
referred for a Medical Evaluation Board (MEB). The MEB forwarded chronic left knee pain and
left chondromalacia patella as medically unacceptable IAW AR 40-501. Posttraumatic stress
disorder (PTSD), identified in the rating chart below, was also identified and forwarded by the
MEB as meeting retention standards. The Informal Physical Evaluation Board (IPEB) adjudicated
the left knee pain and some chondral softening as unfitting, rated 0%, with application of the
Veterans Affairs Schedule for Rating Disabilities (VASRD) and likely application of the US Army
Physical Disability Agency (USAPDA) pain policy. The IPEB adjudicated the PTSD as meeting
medical retention standards. The CI appealed to the Formal PEB (FPEB) but withdrew his appeal
and was medically separated with a 0% disability rating.
CI CONTENTION: The CI states: “(I) I should have been rated at more than 0% for my left knee
condition. The decision did not, as a matter of law, comport with the medical and factual issues
related to my knee disability. (2) I should have been medically retired and placed on the TDRL
with a rating of 50% for Post-Traumatic Stress Disorder, Panic Disorder with Agoraphobia and
Social Phobia. I was first diagnosed with depression after my first deployment to Afghanistan in
2002-03 and continued to receive both therapy and medication for this, as well as for PTSD and
Panic Disorder with Agoraphobia and Social Phobia, until my final discharge on 12/25/06. It
was legal error not to make this a part of my MEB/PEB process and I firmly believe this was
done intentionally. In that regard, whatever legal advice I had, or should have had, utterly failed
to consider this gross error in my proceedings and I was, therefore, denied legal representation
in violation of my rights pursuant to military regulations and the Due Process Clause of the Fifth
Amendment of the U.S. Constitution. Pursuant to the settlement agreement in Sabo v. United
States, I am entitled to this rating, despite the fact that PTSD and Panic Disorder with
Agoraphobia and Social Phobia were not a part of my MEB/PEB proceedings. Shortly after my
discharge, I was rated at 30% for PTSD by the Department of Veterans Affairs that was made
retroactive to the day after my discharge, and was just re-rated at 50%. The fact that my
discharge physical noted depression, and not PTSD and Panic Disorder with Agoraphobia and
Social Phobia, was medically inexcusable and further violated my rights. In regard to my left
knee, it is factually and medically impossible to contend that my knee warranted a 0% rating
when this condition prohibited me from virtually all activity requiring use of the left leg and
knee, made it impossible for me to carry a combat load, run, do most exercises and resulted in
a permanent profile. This condition prohibited me from maintaining my 89D MOS as an
Explosive Ordnance Disposal Supervisor, or from returning to my other MOS, 11B. The decision
not to rate me, at least, at 10% for my left knee is insupportable, as a matter of law, and the
medical conclusion that the medical problems that are well-documented did not warrant, at
least, a 10% rating, was wrong.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44 (Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. The PTSD condition, as requested for
consideration, meets the criteria prescribed in DoDI 6040.44 for Board purview; and, is
addressed below, in addition to a review of the rating for the unfitting left knee pain condition.
The depression, panic disorder with agoraphobia, and social phobia conditions are not within
the Board’s purview. Any conditions or contention not requested in this application, or
otherwise outside the Board’s defined scope of review remain eligible for future consideration
by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service PEB – Dated 20060908
Condition
Left Knee Pain
PTSD
↓No Additional MEB/PEB Entries↓
Combined: 0%
VA – All Effective Date 20061226
Condition
Left Knee Condition
PTSD
Code
Rating
5099-5003
0%
Meets
Medical
Retention Standards
Code
5299-5260
9411
Rating
NSC
30%
Exam
None
PEB
Proceedings
None
0% X 0 / Not Service-Connected x 3
Combined: 30%
ANALYSIS SUMMARY: The Board acknowledges the CI’s assertions that an intentional, legal,
and medically inexcusable error was made in omitting his complete psychiatric condition from
the MEB/PEB process, thereby violating his rights, and that it was legally insupportable to rate
his knee condition at less than 10%. It is noted for the record that the Board has neither the
jurisdiction nor authority to scrutinize or render opinions in reference to the CI’s statements in
the application regarding suspected service improprieties in the processing of his case. The
Board’s role is confined to the review of medical records and all evidence at hand to assess the
fairness of PEB rating determinations, compared to VASRD standards, based on severity at the
time of separation. The Board further acknowledges the CI’s contention that suggests ratings
should have been conferred for other conditions documented at the time of separation. The
Board wishes to clarify that it is subject to the same laws for service disability entitlements as
those under which the Disability Evaluation System (DES) operates. While the DES considers all
of the member's medical conditions, compensation can only be offered for those medical
conditions that cut short a member’s career, and then only to the degree of severity present at
the time of final disposition. However the Department of Veteran Affairs (DVA), operating
under a different set of laws (Title 38, United States Code), is empowered to compensate all
service-connected conditions and to periodically reevaluate said conditions for the purpose of
adjusting the Veteran’s disability rating should the degree of impairment vary over time.
Left Knee Pain Condition. The narrative summary (NARSUM) notes the CI sustained a left knee
injury in 2004. He continued to experience pain despite activity modification and physical
therapy. A magnetic resonance imaging (MRI) study in May 2005 documented all knee
ligaments to be intact and no definite evidence of a meniscal tear. A subsequent arthroscopic
evaluation in October 2005 revealed minimal patellofemoral chondromalacia and chondral
softening predominantly at the medial tibial plateau, but no discrete cartilaginous lesion was
present. Furthermore, examination under anesthesia showed that all knee ligaments were
intact. He continued to experience pain post-operatively. An outpatient examination on
7 February 2006 noted full range-of-motion (ROM), a moderately tender medial joint line,
normal cruciate ligament stability and a negative McMurray test. The NARSUM examination on
28 April 2006 (8 months prior to separation) revealed left quadriceps atrophy, a lack of
approximately 3 degrees of full extension, and flexion “well beyond 90 degrees.” There was
also pain with patella compression, tenderness to palpation of the left medial side of the
patella, an antalgic gait, and an inability to swing to full extension prior to heel strike. There
were two goniometric ROM evaluations in evidence, with documentation of additional ratable
criteria, which the Board weighed in arriving at its rating recommendation; as summarized in
the chart below.
Left Knee ROM
(in degrees)
Flexion (140 Normal)
Extension (0 Normal)
Comment
§4.71a Rating
MEB/PT ~8 Mo. Pre-Sep
135
-1
+Tenderness,
atrophy
10%
quad
VA Treatment Record ~2 Mo.
Post-Sep*
130
0
+Painful motion, tenderness;
quad atrophy
10%
*Actual examination not in evidence, see below
At the MEB exam on 9 May 2006 (7 months prior to separation), the CI reported pain with
walking greater than 20 minutes, prolonged standing and sitting, and carrying heavy loads. The
MEB examination noted left knee tenderness at the medial joint line and a positive McMurrays.
During an outpatient primary care clinic visit on 7 September 2006, the CI was observed to have
a normal gait. A follow-up visit on 5 December 2006 also recorded a normal gait, but pain in
the left knee was noted to occur with hopping. A VA Compensation and Pension rating decision
on 5 June 2007 cited an orthopedic evaluation performed on 1 February 2007 (2 months after
separation) which was not in evidence. The exam reportedly demonstrated 1.5 cm left of
quadriceps atrophy as compared to the right and ROM as reflected in the table. There was also
documented pain with patellar pressure. The rating decision cited a second examination
performed on 19 April 2007 (4 months after separation), also not in evidence. This examiner
reportedly documented that the CI experienced constant dull aching pain with intermittent
sharp pain in the left knee relieved by 800 mg of ibuprofen. Swelling, redness, locking and
buckling occurred 5-6 times per month and lasted for a couple of hours. The condition did not
have any effect on activities of daily living or employment. The physical examination was
significant for an obvious limp and inability to walk on the toes or heels. There was no swelling,
redness or crepitus. ROM was 0-90 degrees with pain.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB assigned a 0% rating under an analogous 5003 code (degenerative arthritis) with likely
application of the USAPDA pain policy. The VA did not service-connect the left knee. Non-
compensable loss of ROM and chronic knee pain were consistent throughout the CI’s service
and VA treatment records. The non-compensable loss of ROM, chronic knee pain, and the
arthroscopic findings of minimal chondromalacia and chondral softening are consistent with a
10% rating IAW VASRD §4.71a. A 10% rating was also justified on the basis of Painful motion
(§4.59) and Functional loss (§4.40). The Board considered alternate pathways to a higher
rating. Under the 5257 code (knee, other impairment of) a higher rating is justified if moderate
or severe ligamentous instability is present. However, Board members agreed that the
confirmation of ligament integrity by MRI and the documentation of ligament stability by
examination under anesthesia evidence do not support an instability rating. The Board also
considered a higher rating under the 5258 code (dislocated semi-lunar cartilage). Although one
examiner noted a positive McMurray test, which might indicate meniscal pathology, the
absence of dislocated semi-lunar cartilage was strongly suggested by MRI, and proven by direct
arthroscopic visualization. Therefore, the only rating available under the 5258 code (20%) was
not justified. After due deliberation, considering all of the evidence and mindful of VASRD §4.3
(Resolution of reasonable doubt), the Board recommends a disability rating of 10% for the
chronic left knee pain condition, coded 5260-5014.
Contended PEB Condition. The contended condition adjudicated as not unfitting by the PEB
was PTSD. Symptoms of PTSD first became apparent in December 2003. After return from a
deployment in 2004, the first available mental health note (23 March 2005) stated he was
“doing well” on medications. In preparation for the PEB, a formal psychiatric evaluation was
performed on 2 June 2006. The examiner noted the current symptoms, documented a normal
mental status exam and agreed with the diagnosis of PTSD. The examiner stated that “(The CI)
feels that his active duty performance has not been impacted.” The examiner assigned a Global
Assessment of Functioning of 65 (connoting mild symptoms or impairment), and affirmed that
the CI was receiving appropriate treatment, was able to fulfill MOS obligations and met the
psychiatric medical standards for retention IAW AR 40-501. On this basis, the PEB adjudicated
the PTSD condition as not unfitting. Outpatient notes leading up to the time of separation
document a relative stability of symptoms prior to separation, and the need for follow up
medication management. A note on 7 September 2007 stated: “…when he is on the job he
doesn’t have a problem,” and also referred to the need for less frequent counseling due to
fewer symptoms. The Board’s first charge with respect to this condition is an assessment of the
appropriateness of the PEB’s fitness adjudications. The Board’s threshold for countering fitness
determinations is higher than the VASRD §4.3 (Resolution of reasonable doubt) standard used
for its rating recommendations, but remains adherent to the DoDI 6040.44 “fair and equitable”
standard. The PTSD condition was not profiled; it was not implicated in the commander’s
statement; and, it was not judged to fail retention standards. All evidence of record was
reviewed by the action officer and considered by the Board. There was no indication from the
record that the PTSD condition significantly interfered with satisfactory duty performance.
After due deliberation in consideration of the preponderance of the evidence, the Board
concluded that there was insufficient cause to recommend a change in the PEB fitness
determination for the contended PTSD condition; and, therefore, no additional disability ratings
can be recommended.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. As discussed above, PEB
reliance on the USAPDA pain policy for rating left knee pain was operant in this case, and the
condition was adjudicated independently of that policy by the Board. In the matter of the left
knee pain condition, the Board unanimously recommends a disability rating of 10%, coded
5260-5014, IAW VASRD §4.71a and §4.59. In the matter of the contended PTSD condition, the
Board unanimously recommends no change from the PEB determination as not unfitting. There
were no other conditions within the Board’s scope of review for consideration.
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE RATING
Left Knee Pain
5260-5014
COMBINED
10%
10%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120226, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
XXXXXXXXXXXXXXXXXXX, DAF
Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXXXX, AR20130002239 (PD201200354)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Board’s recommendation to modify the individual’s disability rating to 10%
without recharacterization of the individual’s separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
XXXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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