BRANCH OF SERVICE: ARMY
SEPARATION DATE: 20040914
NAME:
CASE NUMBER: PD1200325
BOARD DATE: 20121121
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (11B/Infantryman), medically separated for
posttraumatic stress disorder (PTSD). The CI developed symptoms of anxiety and depression
after a deployment to Iraq in 2003. A diagnosis of PTSD was made in 2004. The PTSD condition
could not be adequately rehabilitated with treatment to meet the physical requirements of his
Military Occupational Specialty (MOS). He was issued a permanent S3 profile and referred for a
Medical Evaluation Board (MEB). The MEB forwarded no other conditions for Physical
Evaluation Board (PEB) adjudication. The PEB adjudicated the PTSD condition as unfitting, rated
10%. The CI made no appeals, and was medically separated with a 10% disability rating.
CI CONTENTION: “This application is based on the Michael Sabo, ET AL, VS United States class
action law suit and settlement which mandates that the services and PEBs must grant a
disability rating of at least 50% for service members separated for PTSD between Sept 11, 2001
and Dec 31, 2009. I clearly was diagnosed with Post Traumatic Stress Disorder with Anxiety,
issued a rating of only 10% by the PEB, and subsequently discharged. The board should change
my disability rating to at least 50%.”
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) “identified but not determined to be unfitting by the PEB.” The ratings
for unfitting conditions will be reviewed in all cases. Any conditions or contention not
requested in this application, or otherwise outside the Board’s defined scope of review, remain
eligible for future consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service IPEB – Dated 20040610
Condition
Code
Rating
VA (11 Mos. Post-Separation) – All Effective Date 20040925
Exam
Condition
Code
Posttraumatic Stress Disorder
9411
10%
Posttraumatic Stress Disorder*
9411
Rating
100%
50%
100%
20050706
20050706
RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
↓No Additional MEB/PEB Entries↓
Combined: 10%
Not Service-Connected x 2
Combined: 100%
*Per VARD dated 20050613 rating was 100% effective 20040925 and 50% from 20050301. Per VARD dated 20050801 rating 100% effective
20040925 and 100% effective 20050301.
ANALYSIS SUMMARY: The Disability Evaluation System (DES) is responsible for maintaining a fit
and vital fighting force. While the DES considers all of the member's medical conditions,
compensation can only be offered for those medical conditions that cut short a member’s
career, and then only to the degree of severity present at the time of final disposition. The DES
has neither the role nor the authority to compensate members for anticipated future severity
or potential complications of conditions resulting in medical separation nor for conditions
determined to be service connected by the Department of Veterans Affairs (DVA) but not
determined to be unfitting by the PEB. However the DVA, operating under a different set of
laws (Title 38, United States Code), is empowered to compensate all service-connected
conditions and to periodically re-evaluate said conditions for the purpose of adjusting the
Veteran’s disability rating should the degree of impairment vary over time. The Board’s role is
confined to the review of medical records and all evidence at hand to assess the fairness of PEB
rating determinations, compared to VASRD standards, based on severity at the time of
separation. The Board utilizes DVA evidence proximal to separation in arriving at its
recommendations; and, DoDI 6040.44 defines a 12-month interval for special consideration to
post-separation evidence. The Board’s authority as defined in DoDI 6044.40, however, resides
in evaluating the fairness of DES fitness determinations and rating decisions for disability at the
time of separation. Post-separation evidence therefore is probative only to the extent that it
reasonably reflects the disability and fitness implications at the time of separation.
Posttraumatic Stress Disorder Condition. The CI was assigned to a combat unit deployed to
Kuwait, Qatar and Iraq, January to July 2003. He reported involvement in traumatic combat in
Iraq during the period 20 March to 13 April 2003. On 12 November 2003, 4 months after return
from deployment, the CI presented to a walk in clinic with anxiety, decreased appetite,
irritability and difficulty sleeping. He expressed dependence on his wife and feeling depressed
when not with her or those connected to him. At that time, the CI noted no serious problems
while in Iraq. A diagnosis of anxiety state was made. On a later exam, 26 March 2004, the CI
described a many year problem with mild/moderate anxiety especially in social situations, but
noted the condition to be worse since deployment. In March 2004, during combat training the
CI was referred by his commander for increasing irritation, anger, decreasing social interaction
and inability to relax without alcohol of one month’s duration. The CI was seen by psychiatry
on 26 March 2004 for increasing agitation, irritability, depression and insomnia and was begun
on psychotropic medication. On 31 March 2004 a diagnosis of PTSD was made without
reference to specific stressors. The CI improved with medication adjustment, but symptoms of
depression, anger and anxiety continued. At the MEB psychiatry narrative summary (NARSUM)
evaluation on 29 April 2004, 5 months before separation, the CI was cooperative, but seemed
nervous and withdrawn. His affect was anxious and depressive, but suicidal ideation was
absent. Thought processes were logical; cognition and judgment was adequate and insight,
partial as the CI agreed that he had a mental illness requiring ongoing treatment. The CI was
noted to be improved with medical treatment; impairment for social and industrial adaptability
(S&I) was judged mild. On psychiatry evaluation on 7 May 2004, 6 months prior to separation,
the first reference to experiences in Iraq appear, as CI reported anxiety about transition, MEB
processing, and excessive cleaning to ‘keep his mind off memories of Iraq.’ On 21 May 2004, a
second MEB psychiatry NARSUM changed the civilian S&I to ‘definite.’ In June the CI suffered
issues with his spouse and child abuse resulting in hospital admission, 30 June 2004 to 12 July
2004, for severe agitation with attempts at self injury. The CI reported that his current situation
and experiences made him lose control. He offered for the first time, that he killed many
enemy soldiers and witnessed many mutilated bodies, the cause of his symptoms. At discharge
the CI, on medication, was reported cooperative, friendly, with clear, cogent goal oriented
thought with fair impulse control. The CI improved until late August when stress increased with
return of bad dreams, from the situation with kids, concerns over future, being forced to return
to work and people making fun of him. On mental health evaluation, 14 September 2004, the
day of separation, the CI reported increased irritability and insomnia related to out processing,
not having custody of kids, and negative feelings about specific combat related incidents (not
defined) in Iraq. In October and November, the CI was continually stressed by minor things
such as bills, phone calls and chores, but noted slow improvement in symptoms with
medication and stabilization of his marital relationship. At the time of a VA mental health clinic
evaluation on 7 February 2005, 5 months after separation, the CI reported having relocated to
Michigan, his home town. He remained married with two children in Georgia who will join him
in the near future. He was living with his grandmother, spending time with his parents and
2 PD12-00325
siblings in the area and was employed at a bank. He noted liking to walk and exercise and had
membership at the YWCA where he played racquetball with his father 3 to 5 times a week. The
CI reported night sweats 3 times a week with no mention of flashback or nightmares. He noted
mild depression, ‘ok’ appetite and occasional palpitation in crowds with loud noises, but denied
‘hitting the ground’ with loud noises. On PTSD screen, the CI reported nightmares,
hyperviligence, and detachment in the last month. On examination the CI was awake, alert,
oriented and appropriate with logical thought processes. At the VA Compensation and Pension
(C&P) psychiatry exam performed on 6 July 2005, 10 months after separation, the CI reported
receiving therapy every 2 weeks. He was hopeful about his situation and noted that emotional
symptoms intersected with present legal problems. At this time CI was free on bond for
assaulting his mother in law. He had obtained a criminal attorney working to achieve VA
hospitalization for treatment of PTSD as an alternative to jail. The CI reported hearing voices of
buddies calling to him, and experiencing combat related nightmares that were of different
scenarios than the ones he actually experienced in combat. On the statement in support of his
VA claim, the CI reported shooting children and women, putting bodies in bags by hand, and
viewing bodies being burned to death and their flesh peeling off. The CI noted a decrease of
panic attacks to approximately one a week and a decrease in severity of depression from 8-
9/10 to 6/10. He had separated from his wife in March and was living with a maternal
grandmother. He was able to maintain minimal personal hygiene, and other activities of basic
living. On examination the CI appeared depressed, but was oriented, without delusion or
hallucination or impairment of thought process or communication. The examiner assigned a
Global Assessment of Functioning (GAF) of 50, determined him unable to be employed or
involved in an educational program and noted: “The veteran’s symptom intersect with his
present legal problem in that he is currently free on bond after having assaulted his mother in
law in March 2005”.
The Board directs attention to its rating recommendation based on the above evidence. The
PEB and VA both rated the condition 9411, PTSD, but at different ratings. PEB rated at 10% and
VA on VARD 13 June 2005 initially at 100%, effective 25 September 2004, the day after
separation, based on the STR, reduced to 50%, effective 1 March 2005, and increased to 100%,
effective 1 March 2005, on VARD 1 August 2005, based on new C&P exam of 6 July 2005. The
PEB rating, as described above, was derived from DoDI 1332.39 and preceded the promulgation
of the National Defense Authorization Act (NDAA) 2008 mandate for DoD adherence to
Veterans’ Administration Schedule for Rating Disabilities (VASRD) §4.129. IAW DoDI 6040.44
and DoD guidance (which applies current VASRD 4.129 to all Board cases), the Board is
obligated to recommend a minimum 50% PTSD rating for a retroactive 6-month period on the
Temporary Disability Retired List (TDRL). The Board must then determine the most appropriate
fit with VASRD 4.130 criteria at 6 months for its permanent rating recommendation. For §4.129
to be applicable, the CI must have been exposed to a traumatic event in which both of the
following were present: (1) the person experienced, witnessed, or was confronted with an
event or events that involved actual or threatened death or serious injury, or a threat to the
physical integrity of self or others; and (2) the person's response to the trauma involved intense
fear, helplessness, or horror. The Board then undertook to determine if §4.129 was applicable
in this case. The Board debated if there was reasonable evidence that the history, symptoms,
and clinical findings described in the above psychiatric examinations were connected to the
stresses he experienced in combat during his deployment. Despite the delay in articulation of
specific stressing experiences, confusing record reports and myriad of contributing social and
domestic stressors, all producing anxiety, the Board concluded that the application of §4.129
was appropriate to this case IAW §4.30 (reasonable doubt), and would premise its rating
recommendation on the psychiatric acuity at conclusion of TDRL period. On review of record in
evidence, the Board unanimously recommended a 50% PTSD rating on the TDRL with
subsequent evaluation IAW VASRD §4.130 criteria at 6 months for its permanent rating. The
most proximate source of comprehensive evidence on which to base the permanent rating
recommendation is VA mental health evaluation on 7 February 2005, five months after
3 PD12-00325
separation. The Board then undertook final rating IAW §4.130. All Board members agreed that
the preponderance of evidence at the time of this exam did not support the 10% rating;
therefore, the Board deliberations centered on a 30% versus a 50% rating. Social and
occupational
impairment consistent with a 30% evaluation (“Occupational and social
impairment with occasional decrease in work efficiency and intermittent periods of inability to
perform occupational tasks”), could be surmised from some of the documented symptoms
reported by the including nightmares, hypervigilance and detachment. At the time of
separation the CI was working, socially involved with friends and family and community activity,
living with a maternal grandmother and awaiting the arrival of his wife and family with
symptoms adequately controlled on medication. The Board concluded that while he continued
to manifest symptoms requiring medication, the impairment from the psychiatric disorder at
the time of TDRL conclusion would decrease work efficiency and ability to perform occupational
tasks during periods of stress. After due deliberation, the Board by divided vote agreed the
preponderance of the evidence to support a rating of 30%. The Board noted the marked
deterioration in the CI’s status on the C&P evaluation of 6 July 2005, 10 months after
separation. This examination was undertaken during a period of extreme psychosocial,
domestic and environmental stress including, disruption of marriage by separation with
pending divorce, legal restraint from visiting children, allegations of child abuse, assault charges
toward mother-in-law with ongoing legal action and possible jail time and related loss of
employment. The Board assigned lower probative value to this exam as it is vulnerable to the
compelling psychological influence of secondary gain. The Board agreed that psychiatry exam
performed on 7 February 2005 best reflected the functional ability of the CI in the average daily
civilian social life and occupational environment which is a core intent of §4.129. After
deliberation, considering the totality of the evidence and with deference to VASRD §4.3
(reasonable doubt), the Board recommends 30% as the fair and equitable permanent rating for
PTSD in this case.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the PTSD
condition, the Board unanimously recommends an initial TDRL rating of 50% in retroactive
compliance with VASRD §4.129 as DOD directed and a 30% permanent rating at six months IAW
VASRD §4.130. There were no other conditions within the Board’s scope of review for
consideration.
4 PD12-00325
RECOMMENDATION: The Board recommends that the CI’s prior determination be modified as
follows; and, that the discharge with severance pay be recharacterized to reflect permanent
disability retirement, effective as of the date of his prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
TDRL PERMANENT
50%
50%
30%
30%
9411
COMBINED
PTSD
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120329, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans’ Affairs Treatment Record
President
Physical Disability Board of Review
5 PD12-00325
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB), Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
1. Under the authority of Title 10, United States Code, section 1554(a), I approve the
enclosed recommendation of the Department of Defense Physical Disability Board of
Review (DoD PDBR) pertaining to the individual named in the subject line above to
constructively place the individual on the Temporary Disability Retired List (TDRL) at
50% disability for six months effective the date of the individual’s original medical
separation for disability with severance pay and then following this six month period
recharacterize the individual’s separation as a permanent disability retirement with the
combined disability rating of 30%.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum:
a. Providing a correction to the individual’s separation document showing that
the individual was separated by reason of temporary disability effective the date of the
original medical separation for disability with severance pay.
disability effective the day following the six month TDRL period.
c. Adjusting pay and allowances accordingly. Pay and allowance adjustment will
account for recoupment of severance pay, provide 50% retired pay for the constructive
temporary disability retired six month period effective the date of the individual’s original
medical separation and then payment of permanent disability retired pay at 30%
effective the day following the constructive six month TDRL period.
and medical TRICARE retiree options.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl
Deputy Assistant Secretary
(Army Review Boards)
d. Affording the individual the opportunity to elect Survivor Benefit Plan (SBP)
b. Providing orders showing that the individual was retired with permanent
6 PD12-00325
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That examiner also commented on the limitations imposed by the CI’s abandonment of treatment; and, concluded that with this limitation he was “employable but only under limited conditions and low stress.” There is a conflict with the CI’s employment status at the time of permanent separation based on the history recorded in the VA and TDRL psychiatric evaluations, and that from a VA C&P evaluation for OSA performed a month after permanent separation. All members agreed that the §4.130...
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The DDForm 2808, Report of Medical Examination, listed PTSD with anxiety disorder; the psych NARSUM listed PTSD and depression, NOS. The MEB forwarded PTSD and depression which was adjudicated by the PEB as PTSD with depression.Since the service acknowledged and rated the PTSD condition and offered separation in compliance with §4.129, as noted above, this case did not appear to meet the inclusion criteria in the Terms of Reference of the MH Review Project. RECOMMENDATION : The Board...
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