RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF:
DOCKET NUMBER: BC-2012-01393
COUNSEL: NONE
HEARING DESIRED: YES
________________________________________________________________
APPLICANT REQUESTS THAT:
1. All versions of her AF Form 911, Enlisted Performance Report
(MSgt thru CMSgt) (EPR), for the period of 25 August 2008
through 24 July 2009 be voided and removed from her military
records.
2. Her records be reconsidered by the calendar year 2010 and
2011 E-9 supplemental promotion boards.
________________________________________________________________
APPLICANT CONTENDS THAT:
Her final performance report is inaccurate and unjust because it
does not reflect a true account of her performance and
enforcement of standards as the Inspector General (IG)
Superintendent throughout 2008-2009. Specifically, the markdown
in section III, block 2, “Standards” was a reprisal for her
investigations of an inappropriate relationship between the wing
command chief and a young Staff Sergeant (SSgt) as well as other
investigations of senior enlisted members serving in wing
leadership positions.
In March 2008, she was selected from a pool of several qualified
applicants to work in the IG office. The new IG, her rater,
arrived in August 2008.
Sometime in September 2008, a young SSgt reported an allegation
to her, in her official capacity, of an affair between the wing
command chief and the SSgt. She disclosed the alleged affair to
the wing’s vice commander in a protected communication. He
assured her protection throughout the investigation of the
complaint. At that time, the wing commander and the IG were
deployed.
On 9 April 2009, she received mid-term feedback from her rater.
Although two categories on the formal feedback were not marked
“clearly exceeds” he assured her this was the first time he
supervised an enlisted member and it was nothing to worry about.
He assured her that the markdowns would not be reflected on her
EPR.
On 2 July 2009, she made a protected communication with the new
wing command chief. Since he was new to the base she hoped he
would give her a fair opportunity to resolve her concerns. She
disclosed to him the reprisal from her rater and the senior
enlisted leaders under investigation within and outside of the
wing and the incidences of their harassment and attempts to
remove her from her position.
On 27 July 2009, she filed an Air Mobility Command (AMC) Equal
Opportunity (EO) harassment and Department of Defense (DoD) IG
Reprisal complaint. Because the harassment continued well into
her Permanent Change of Station (PCS), the EO complaint was not
finalized until 25 August 2009.
On 24 August 2009, she was given a copy of the draft of her EPR
for the reporting period. The report contained firewall “5”
ratings and accurately reflected her duties, responsibilities
and performance.
On or about 26 August 2009, the EO Director formally briefed and
provided a copy of her harassment/reprisal allegations to the
wing leadership. Providing a copy of the allegations in advance
to the IG’s chain of command was unjust, unethical and unfair
considering they were the individuals named in the complaint.
Also on 26 August 2009, her final EPR for the reporting period
was signed. It included a markdown in the “Standards” section.
She did not receive any feedback in 2008 or 2009 that indicated
she would receive her first-ever performance markdown or that
her job performance was not meeting expectations. It was not
until 8 August 2011, when she received the DoD/IG report that
she learned that claims of “performance issues” resulted in her
marked down EPR.
The DoD/IG officially concluded that “unfavorable personnel
actions were not taken in reprisal for her protected
communications.” They explained that the primary reason was
that her rater wrote the EPR on 11 August 2009, before the EO
complaint was finalized and before EO officially briefed the
wing leadership.
Her career, life, and family were negatively impacted over the
past two and a half years by these devastating events.
In support of her request, the applicant provides a personal
statement, supporting memorandums, and related documents
including the DoD/IG reprisal allegations conclusion w/atchs,
copies of; varying versions of the contested EPR, AF Form 932
Performance Feedback Worksheet(s) (MSgt thru CMSgt), the
Military Equal Opportunity Formal Complaint Summary, email
2
correspondence, an AF IMT 1206, Nomination for Award, and the
ERAB case form.
The applicant’s complete submission, with attachments, is at
Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving in the Regular Air Force in
the grade of Senior Master Sergeant (E-8), having assumed that
grade effective and with date of rank (DOR) of 1 February 2009.
On or about 27 July 2009, the applicant filed an IG complaint
under the Military Whistleblower Protection Act. She alleged
that she received a marked down EPR, was removed from her
Inspector General Superintendent position, and involuntarily
received a permanent change of station move in reprisal for her
protected communications to the wing Inspector General, the
equal opportunity advisor, and her chain of command.
The Department of Defense IG (DoD/IG) investigated her
allegations. The investigation did not substantiate the
applicant’s allegation of reprisal. They determined that the
applicant’s alleged removal from the position and subsequent
reassignment did not constitute unfavorable personnel actions
under DoD Directive 7050.06, Military Whistleblower Protection,
as they did not unfavorably affect her career.
A resume of the applicant’s EPRs follows:
CLOSE-OUT DATE
24 Jul 2011
24 Jul 2010
**24 Jul 2009
24 Aug 2008
26 Sep 2007
**Contested Report
The applicant filed an appeal through the Evaluations Report
Appeals Board (ERAB) to have the contested report replaced due
to a missing signature. The ERAB approved the request and
replaced the contested EPR with a signed version. Although the
ERAB granted the applicant’s request to replace the EPR due to a
missing signature, she is now appealing the EPR on the basis of
the content/rating. There is no available documentation
indicating the applicant filed a subsequent appeal to ERAB.
OVERALL RATING
5B
5B
5B
5B
5B
3
Examiners note: The applicant requests all versions of her 2009
EPR be voided and removed from her military records. Subsequent
to a review of the documents contained in the AFPC Automated
Records Management (ARMS) Database there is only one official
version of the applicant’s 2009 EPR on file in her Military
Personnel Records. A copy of the EPR is included under Exhibit
B and is tabbed as “contested EPR.”
________________________________________________________________
AIR FORCE EVALUATION:
AFPC/DPSID recommends denial of the request to void the
contested report. DPSID states there is no compelling evidence
to show the report was unjust or inaccurate as rendered. They
contend the evaluation was completed within all regulatory Air
Force requirements. In order to effectively and successfully
challenge the validity of any contested evaluation, it is
necessary to hear from all members of the rating chain, not only
for support, but also for clarification/explanation. The
applicant has not provided any such documentation from her
rating chain within this appeal that would substantiate any of
her claims. Additionally, the applicant has not proven that an
injustice occurred, via the unsubstantiated AMC EO complaint
filed or the provided IG Report of Investigation, which found no
culpability on the part of those accused and dismissed the
complaint.
An evaluation report is considered to represent the rating
chain’s best judgment at the time it is rendered. We contend
that once a report is accepted for file, only strong evidence to
the contrary warrants correction or removal from an individual’s
record. The burden of proof is on the applicant. The applicant
has not substantiated the contested report was not rendered in
good faith by all evaluators based on knowledge available at the
time.
The complete AFPC/DPSID evaluation is at Exhibit C.
AFPC/DPSOE defers to AFPC/DPSID’s recommendation to deny voiding
the contested report. DPSOE states the first time the contested
report was used in the promotion process was during the June
2011 Senior Noncommissioned Officer (SNCO) supplemental board to
the rank of Chief Master Sergeant (CMSgt) for cycle 10E9. It
was also used during the initial CMSgt Evaluation Board for
cycle 11E9. The applicant was rendered a nonselect during both
cycles.
The policy regarding the approval of SNCO supplemental promotion
consideration relevant to an EPR is in accordance with AFI 36-
2502, Airman Promotion Program, Table 2.5., and HQ AFPC/DPP
081945Z Nov 00 Message, effective 22 Oct 00. Supplemental
4
General,
she
the
promotion consideration is granted on a case-by-case basis for
reasons listed in Table 2.5. A member will not normally be
granted supplemental consideration if the error or omission
appeared on his/her Data Verification Record (DVR) or in the
Unit Personnel Record Group (UPRG) and the individual did not
take the appropriate corrective or follow-up action before the
original board convened. The applicant filed an appeal through
the ERAB on 13 May 2011, to have the report replaced due to a
missing signature. The ERAB approved her request on
17 May 2011, and she subsequently met the June 2011 supplemental
board. The applicant did not file an appeal through the ERAB
for the current corrective action and states she discovered the
error/injustice on 7 October 2011. This was more than two years
after the contested EPR closed out and almost one year after the
results were released for cycle 10E9 (18 Nov 10).
The complete AFPC/DPSOE evaluation is at Exhibit D.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant states as a trained and certified Installation
Inspector
DoD/IG’s
“unsubstantiated” findings in regard to her Whistleblower
Reprisal Investigation. The 24 July 2009 EPR had to remain in
her record until the investigation was complete or there was no
basis for the investigation initiated in 2009. She was informed
by the DoD/IG investigator that the reprisal investigation and
removal of the report would be conducted at the same time. At
some point in the investigation the case was given to another
investigator and the EPR removal concern was never passed on to
AFPC. The investigation of her expedited PCS and reprisal were
entirely investigated and she was not officially informed the
investigation had even started. Receipt of the final report in
the mail was her notification.
In closing, the applicant reiterates her contention that more
than one version of the contested report was submitted to AFPC
from either XXXXXX AFB or XXXXX AFB. She further states there
are two other senior leaders whose professional careers have
suffered or ended which indicates there was a pattern or
sequence of events that support her claim of injustice by her
previous leadership.
The applicant’s complete response w/attachments, is at
Exhibit F.
________________________________________________________________
disagrees
with
5
of
the
Air
Force
offices
of
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of error or injustice. We took careful
notice of the applicant’s complete submission in judging the
merits of the case; however, we agree with the opinions and the
recommendations
primary
responsibility and adopt their rationale as the basis for our
conclusion that the applicant has not been the victim of an error
or injustice. The applicant’s contentions that her contested EPR
does not accurately reflect a true account of her performance and
enforcement of standards, that her rater gave her deceptive
feedback, and that a rating markdown in Section III, block 2, of
the EPR was in reprisal for her involvement in an IG complaint
investigation, are duly noted; however, we do not find the
evidence provided is sufficient to overcome the findings of the
DoD IG, which found that the applicant’s rater did not reprise
against her and that a preponderance of the evidence established
that the rater gave the applicant the marked down EPR based upon
performance issues identified in oral and written performance
feedback counseling sessions and would have taken the same action
against the applicant absent her protected communications.
Additionally, we are also in agreement with the findings and
recommendation of AFPC/DPSID and adopt the rationale expressed as
an additional basis for our determination the applicant has not
been the victim of error or injustice. In light of our finding
regarding the contested EPR, the applicant’s request for
supplemental promotion consideration is also denied. Therefore,
in the absence of persuasive evidence to the contrary, we find no
basis to recommend granting the relief sought in this
application.
4. The applicant alleges she has been the victim of reprisal.
As noted, the applicant’s allegation of reprisal was
investigated by the DoD IG and found to be unsubstantiated. The
applicant notes that as a “trained and certified Installation
Inspector
DoD/IG’s
“unsubstantiated” finding as a result of her Whistleblower
Reprisal Investigation. As such, based on the authority granted
to this board pursuant to Title 10, U.S.C., Section 1034, we
reviewed the complete evidence of record to determine whether we
conclude the applicant has been the victim of reprisal. As
noted above, we do not find the evidence submitted by the
applicant sufficient to overcome the investigative results and
final determination issued by the DoD IG. Based on our review
of the complete evidence of record and the complete DoD IG
disagrees
General,”
she
with
6
report, in our view, the DoD IG investigation appears thorough
and the final determination is supported. We considered the
principal argument set forth by the applicant that the final
report was different than earlier versions that had been
prepared and that the EPR was marked down only after she had
filed complaints against her rating chain. Again, we note the
DoD IG found that a preponderance of the evidence established
that the applicant’s EPR was marked down for performance issues.
Even if the EPR was changed, we are not persuaded the final
report rendered was not a fair and accurate assessment of her
performance for the period under review. Therefore, the Board
does not find that the applicant has been the victim of reprisal
pursuant to Title 10, U.S.C., Section 1034.
5. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issue(s)
involved. Therefore, the request for a hearing is not favorably
considered.
________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that
the application was denied without a personal appearance; and
that the application will only be reconsidered upon the
submission of newly discovered relevant evidence not considered
with this application.
________________________________________________________________
The following members of the Board considered this application
BC-2012-01393 in Executive Session on 9 August 2012, under the
provisions of AFI 36-2603:
Panel Chair
Member
Member
7
The following documentary evidence was considered:
Exhibit A. DD Form 149 dated 15 March 2012, w/atchs.
Exhibit B. Applicant’s Master Personnel Records.
Exhibit C. Letter, AFPC/DPSID, dated 30 April 2012.
Exhibit D. Letter, AFPC/DPSOE, dated 22 May 2012.
Exhibit E. Letter, SAF/MRBR, dated 4 June 2012.
Exhibit F. Letter, Applicant, dated 29 June 2012, w/atchs.
Panel Chair
8
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