RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2012-02734
COUNSEL: NONE
HEARING DESIRED: YES
________________________________________________________________
APPLICANT REQUESTS THAT:
His Enlisted Performance Report (EPR) with the close-out date of
15 January 2011 be removed from his records.
________________________________________________________________
APPLICANT CONTENDS THAT:
The EPR was not a fair and impartial assessment of his
performance. There are substantial inconsistencies and
violations of AFI 36-2406, Officer and Enlisted Evaluation
Systems.
On 18 November 2010, his rater was removed to prevent possible
retaliation and he was assigned a new rater. Yet, Section V of
the EPR shows the EPR feedback date as 28 September 2010. This
feedback was conducted by the same rater that was removed. His
new rater never conducted a feedback. When his original rater
was removed, a mandatory comment should have been entered in
Section V. Additionally, his new rater did not meet the
required number of days of supervision to accomplish the EPR.
The official change of rater was not submitted to the Force
Support Squadron until 25 February 2011; 97 days after the
appointment and 4 days after the close-out of his EPR. His new
rater was flagged as having less than 120 days of supervision.
A timely reporting of change of rater (COR) did not occur in
accordance with the AFI.
The new rater used the performance feedback of the removed rater
to determine his rating. The consideration of this feedback in
violation of AFI 36-2406 which states certain items are
inappropriate for consideration in the evaluation process and
may not be commented on the evaluation form i.e. conduct based
on unreliable information. Additionally, actions taken by
individuals outside the normal chain that represent guaranteed
rights of appeal, such as Inspector General and congressional
inquiry.
He understands that a single error does not invalidate an EPR;
however, his rater and additional rater did not comply with the
AFI to ensure a fair, accurate and impartial EPR. This EPR was
false and included errors.
The applicants complete submission, with attachments, is at
Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving in the Regular Air Force in
the grade of staff sergeant.
On or about 28 September 2010, he filed a complaint with the
Office of the Inspector General (IG) alleging that his commander
failed to investigate his allegation of Fraud, Waste and Abuse
(FWA). The IG met with the Air Force Office of Investigations
(AFOSI) regarding his claims. AFOSI investigated the
complaints; however, the allegations were not substantiated.
The complaint was closed on 1 November 2010.
On 23 August 2011, the applicant filed a complaint with the
Inspector General alleging his division chief marked down his
EPR in reprisal for the FWA complaint. The IG examined the
facts and on 12 April 2012, notified the applicant that the
responsible management official did not reprise against him or
abuse their authority. The IG recommended the allegation be
dismissed.
On 11 June 2012, the Evaluation Report Appeals Board (ERAB)
notified the applicant that after considering his application,
they were not convinced the contested EPR was unjust or wrong.
They did, however, administratively correct the EPR by adding a
comment in Section V. The contested EPR was removed from his
records and replaced with the ERAB corrected report.
The following is a resume of his EPR ratings:
RATING PERIOD PROMOTION RECOMMENDATION
15 Jan 13 5
15 Jan 12 5
*15 Jan 11 4
15 Jan 10 (SSgt) 5
15 Jan 09 (SrA) 5
15 Jan 08 5
15 Jan 07 5
15 Jan 06 (AIC) 5
* Contested Report
AIR FORCE EVALUATION:
AFPC/DPSID recommends denial. The applicant filed an appeal
through the Evaluation Reports Appeals Board (ERAB); however,
the appeal was denied.
The applicant contends that the date of the recorded feedback,
28 September 2010, was improper as the rater who conducted that
feedback was removed on 18 November 2010. The new rater assumed
the rater duties and rendered the report on 15 January 2011,
shortly thereafter. The recorded feedback date merely reflects
the feedback by the original rater prior to the assumption of
rating duties.
The second allegation expands the first allegation and contends
the new rater improperly used a prior feedback. The action was
not a change of rater, but removal of rater and the feedback
date as recorded was valid for use in the contested EPR.
The applicant also contends that a mandatory comment was missing
from Section V of the EPR. The ERAB administratively corrected
the EPR by adding the rater was removed from the rating chain
effective 18 November 2010.
The applicant states the number of supervision days as reflected
(365) is inaccurate as his new rater did not assume rating
duties until 18 November 2010. The assumption of duties, as
opposed to starting new responsibilities does not restart the
clock.
He also contends that the change of rating official was not
timely and the action took place after the close-out of his EPR.
The CRO update was not timely. The CRO action was taken to
correct a deficiency in his evaluation record, the result of
which corrected the MILPDS record so that is was accurate and in
agreement with the already closed out EPR. This discrepancy
does not provide a valid reason to void the entire report.
The applicant further contends that the new rater used the
performance feedback from this original rater to determine his
EPR rating. The applicant inappropriately cites AFI 36-2406
para 3.7.7 which references rater comments on unreliable
information. He does not provide any supporting evidence to
support that any unreliable information, to include his
feedback, was used by the rating chain in preparation of the
contested EPR. The rating chain is in the best position to
determine the relevancy of any written matters they may have
considered when preparing this report. Without input from these
evaluators, it is not possible to determine what the rating
chain did or did not consider. Therefore, the assumption is
that any comments and or ratings reflected on the contested EPR
are fair, accurate and in accordance with all published Air
Force policies.
The applicant also contends that the contested EPR portrays that
his newly appointed rater conducted 365 full days of
supervision. When an additional rater assumes the raters
responsibility, the entire period of supervision carries over
and the clock does not restart. In this case, the assumption of
the rating responsibility caused the period of supervision to
reflect for the entire calendar year of the annual report.
The most effective evidence to rebut an evaluation consists of
statements from the evaluators who signed the report or from
other individuals in the rating chain when the report was
signed. Without the benefit of these statements, it can only be
assumed that the EPR is accurate as written. To effectively
challenge an EPR, it is necessary to hear from all members of
the chain not only for support, but for
clarification/explanation. In the absence of information from
evaluators, official substantiation of error or injustice from
the IG or Military Equal Opportunity and Treatment is
appropriate, but not provided in this case. Again, in the
absence of such evidence from the applicant, there is no valid
justification for removing this contested EPR from his permanent
evaluation record.
An evaluation report is considered to represent the rating
chains best judgment at the time it is rendered. Only strong
evidence warrants correction or removal of a performance report
from an individuals record. The burden of proof is on the
applicant. He has not substantiated the contested report was
not rendered in good faith by all evaluators based on the
knowledge available at the time. The applicant has not provided
evidence that the report is inaccurate or unjust.
The complete DPSID evaluation is at Exhibit C.
AFPC/DPSOE defers recommendation to AFPC/DPSID. The first time
the contested report was used in the promotion process was
during cycle 12E6 to technical sergeant. Should the Board
remove the contested report, the applicant would be entitled to
supplemental promotion consideration. It would, however, serve
no useful purpose as his total score would not increase
significantly enough to meet the promotion cutoff score required
for selection for promotion. The applicants total score was
291.08. The required score for selection for promotion was
320.16; a difference of 29.08 points. Removing the contested
report would increase his weighed score by 6.75 points.
The complete DPSOE evaluation is at Exhibit D.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant contests several statements made by the advisory
writer. He states his position to have the contested report
removed is based solely on the failure to adhere to the Air
Force Instruction. He was not provided feedback to justify a
markdown from the overall rating of truly among the best. The
only feedback given was from the rater that was removed.
He has provided specific inconsistencies with cited references
from the AFI, accompanied with substantiated documentation to
reinforce his position that the EPR was handled outside of Air
Force standards. The Air Force Personnel Centers assertion
that the EPR is valid is not substantiated. They did not cite
any Air Force instruction supporting their claim the contested
EPR was conducted within Air Force standards.
He understands the burden of proof rests with the individual.
He has provided email traffic from his chain outlining their
refusal to correct his EPR. He also asked his chain to provide
justification/explanation about the EPR. The chain has declined
to provide this supporting documentation.
His appeal to have this EPR removed is not because he disagrees
with the rating. It is on the basis of the governing guidelines
to safeguard against improper, inaccurate and unfair practices
during the evaluation process which was not followed.
The applicants complete response, with attachments, is at
Exhibit F
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of error or injustice. We took notice
of the applicant's complete submission in judging the merits of
the case; however, we agree with the opinion and recommendation
of AFPC/DPSID and adopt its rationale as the basis for our
conclusion that the applicant has not been the victim of an
error or injustice. Additionally, since we find no basis to
remove the contested EPR from the applicants record, we find no
basis to consider supplemental promotion consideration. While
we note the applicants arguments that the contested EPR was not
accomplished in accordance with governing policy, in our view
the administrative correction effected by the ERAB resolved the
error made in the report and the report does, in fact, meet the
requirements of AFI 36-2401. Therefore, in the absence of
evidence to the contrary, we find no compelling basis to
recommend granting the relief sought in this application.
4. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably
considered.
________________________________________________________________
THE BOARD RECOMMENDS THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that
the application was denied without a personal appearance; and
that the application will only be reconsidered upon the
submission of newly discovered relevant evidence not considered
with this application.
________________________________________________________________
The following members of the Board considered AFBCMR Docket
Number BC-2012-02734 in Executive Session on 26 March 2013 under
the provisions of AFI 36-2603:
Panel Chair
Member
Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 15 Jun 12, w/atchs.
Exhibit B. Applicants Master Personnel Records.
Exhibit C. Letter, AFPC/DPSID, dated 4 Sep 12.
Exhibit D. Letter, AFPC/DPSOE, dated 14 Sep 12.
Exhibit E. Letter, SAF/MRBR, dated 5 Nov 12.
Exhibit E. Applicants Response, dated 3 Jan 13, w/atchs.
Panel Chair
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