RECORD OF PROCEEDINGS AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS IN THE MATTER OF: DOCKET NUMBER: BC-2012-02734 COUNSEL: NONE HEARING DESIRED: YES ________________________________________________________________ APPLICANT REQUESTS THAT: His Enlisted Performance Report (EPR) with the close-out date of 15 January 2011 be removed from his records. ________________________________________________________________ APPLICANT CONTENDS THAT: The EPR was not a fair and impartial assessment of his performance. There are substantial inconsistencies and violations of AFI 36-2406, Officer and Enlisted Evaluation Systems. On 18 November 2010, his rater was removed to prevent possible retaliation and he was assigned a new rater. Yet, Section V of the EPR shows the EPR feedback date as 28 September 2010. This feedback was conducted by the same rater that was removed. His new rater never conducted a feedback. When his original rater was removed, a mandatory comment should have been entered in Section V. Additionally, his new rater did not meet the required number of days of supervision to accomplish the EPR. The official change of rater was not submitted to the Force Support Squadron until 25 February 2011; 97 days after the appointment and 4 days after the close-out of his EPR. His new rater was flagged as having less than 120 days of supervision. A timely reporting of change of rater (COR) did not occur in accordance with the AFI. The new rater used the performance feedback of the removed rater to determine his rating. The consideration of this feedback in violation of AFI 36-2406 which states certain items are inappropriate for consideration in the evaluation process and may not be commented on the evaluation form i.e. conduct based on unreliable information. Additionally, actions taken by individuals outside the normal chain that represent guaranteed rights of appeal, such as Inspector General and congressional inquiry. He understands that a single error does not invalidate an EPR; however, his rater and additional rater did not comply with the AFI to ensure a fair, accurate and impartial EPR. This EPR was false and included errors. The applicant’s complete submission, with attachments, is at Exhibit A. ________________________________________________________________ STATEMENT OF FACTS: The applicant is currently serving in the Regular Air Force in the grade of staff sergeant. On or about 28 September 2010, he filed a complaint with the Office of the Inspector General (IG) alleging that his commander failed to investigate his allegation of Fraud, Waste and Abuse (FWA). The IG met with the Air Force Office of Investigations (AFOSI) regarding his claims. AFOSI investigated the complaints; however, the allegations were not substantiated. The complaint was closed on 1 November 2010. On 23 August 2011, the applicant filed a complaint with the Inspector General alleging his division chief marked down his EPR in reprisal for the FWA complaint. The IG examined the facts and on 12 April 2012, notified the applicant that the responsible management official did not reprise against him or abuse their authority. The IG recommended the allegation be dismissed. On 11 June 2012, the Evaluation Report Appeals Board (ERAB) notified the applicant that after considering his application, they were not convinced the contested EPR was unjust or wrong. They did, however, administratively correct the EPR by adding a comment in Section V. The contested EPR was removed from his records and replaced with the ERAB corrected report. The following is a resume of his EPR ratings: RATING PERIOD PROMOTION RECOMMENDATION 15 Jan 13 5 15 Jan 12 5 *15 Jan 11 4 15 Jan 10 (SSgt) 5 15 Jan 09 (SrA) 5 15 Jan 08 5 15 Jan 07 5 15 Jan 06 (AIC) 5 * Contested Report AIR FORCE EVALUATION: AFPC/DPSID recommends denial. The applicant filed an appeal through the Evaluation Reports Appeals Board (ERAB); however, the appeal was denied. The applicant contends that the date of the recorded feedback, 28 September 2010, was improper as the rater who conducted that feedback was removed on 18 November 2010. The new rater assumed the rater duties and rendered the report on 15 January 2011, shortly thereafter. The recorded feedback date merely reflects the feedback by the original rater prior to the assumption of rating duties. The second allegation expands the first allegation and contends the new rater improperly used a prior feedback. The action was not a change of rater, but removal of rater and the feedback date as recorded was valid for use in the contested EPR. The applicant also contends that a mandatory comment was missing from Section V of the EPR. The ERAB administratively corrected the EPR by adding “the rater was removed from the rating chain effective 18 November 2010.” The applicant states the number of supervision days as reflected (365) is inaccurate as his new rater did not assume rating duties until 18 November 2010. The assumption of duties, as opposed to starting new responsibilities does not restart the clock. He also contends that the change of rating official was not timely and the action took place after the close-out of his EPR. The CRO update was not timely. The CRO action was taken to correct a deficiency in his evaluation record, the result of which corrected the MILPDS record so that is was accurate and in agreement with the already closed out EPR. This discrepancy does not provide a valid reason to void the entire report. The applicant further contends that the new rater used the performance feedback from this original rater to determine his EPR rating. The applicant inappropriately cites AFI 36-2406 para 3.7.7 which references rater comments on unreliable information. He does not provide any supporting evidence to support that any unreliable information, to include his feedback, was used by the rating chain in preparation of the contested EPR. The rating chain is in the best position to determine the relevancy of any written matters they may have considered when preparing this report. Without input from these evaluators, it is not possible to determine what the rating chain did or did not consider. Therefore, the assumption is that any comments and or ratings reflected on the contested EPR are fair, accurate and in accordance with all published Air Force policies. The applicant also contends that the contested EPR portrays that his newly appointed rater conducted 365 full days of supervision. When an additional rater assumes the raters responsibility, the entire period of supervision carries over and the clock does not restart. In this case, the assumption of the rating responsibility caused the period of supervision to reflect for the entire calendar year of the annual report. The most effective evidence to rebut an evaluation consists of statements from the evaluators who signed the report or from other individuals in the rating chain when the report was signed. Without the benefit of these statements, it can only be assumed that the EPR is accurate as written. To effectively challenge an EPR, it is necessary to hear from all members of the chain – not only for support, but for clarification/explanation. In the absence of information from evaluators, official substantiation of error or injustice from the IG or Military Equal Opportunity and Treatment is appropriate, but not provided in this case. Again, in the absence of such evidence from the applicant, there is no valid justification for removing this contested EPR from his permanent evaluation record. An evaluation report is considered to represent the rating chain’s best judgment at the time it is rendered. Only strong evidence warrants correction or removal of a performance report from an individual’s record. The burden of proof is on the applicant. He has not substantiated the contested report was not rendered in good faith by all evaluators based on the knowledge available at the time. The applicant has not provided evidence that the report is inaccurate or unjust. The complete DPSID evaluation is at Exhibit C. AFPC/DPSOE defers recommendation to AFPC/DPSID. The first time the contested report was used in the promotion process was during cycle 12E6 to technical sergeant. Should the Board remove the contested report, the applicant would be entitled to supplemental promotion consideration. It would, however, serve no useful purpose as his total score would not increase significantly enough to meet the promotion cutoff score required for selection for promotion. The applicant’s total score was 291.08. The required score for selection for promotion was 320.16; a difference of 29.08 points. Removing the contested report would increase his weighed score by 6.75 points. The complete DPSOE evaluation is at Exhibit D. ________________________________________________________________ APPLICANT'S REVIEW OF AIR FORCE EVALUATION: The applicant contests several statements made by the advisory writer. He states his position to have the contested report removed is based solely on the failure to adhere to the Air Force Instruction. He was not provided feedback to justify a markdown from the overall rating of “truly among the best.” The only feedback given was from the rater that was removed. He has provided specific inconsistencies with cited references from the AFI, accompanied with substantiated documentation to reinforce his position that the EPR was handled outside of Air Force standards. The Air Force Personnel Center’s assertion that the EPR is valid is not substantiated. They did not cite any Air Force instruction supporting their claim the contested EPR was conducted within Air Force standards. He understands the burden of proof rests with the individual. He has provided email traffic from his chain outlining their refusal to correct his EPR. He also asked his chain to provide justification/explanation about the EPR. The chain has declined to provide this supporting documentation. His appeal to have this EPR removed is not because he disagrees with the rating. It is on the basis of the governing guidelines to safeguard against improper, inaccurate and unfair practices during the evaluation process which was not followed. The applicant’s complete response, with attachments, is at Exhibit F ________________________________________________________________ THE BOARD CONCLUDES THAT: 1. The applicant has exhausted all remedies provided by existing law or regulations. 2. The application was timely filed. 3. Insufficient relevant evidence has been presented to demonstrate the existence of error or injustice. We took notice of the applicant's complete submission in judging the merits of the case; however, we agree with the opinion and recommendation of AFPC/DPSID and adopt its rationale as the basis for our conclusion that the applicant has not been the victim of an error or injustice. Additionally, since we find no basis to remove the contested EPR from the applicant’s record, we find no basis to consider supplemental promotion consideration. While we note the applicant’s arguments that the contested EPR was not accomplished in accordance with governing policy, in our view the administrative correction effected by the ERAB resolved the error made in the report and the report does, in fact, meet the requirements of AFI 36-2401. Therefore, in the absence of evidence to the contrary, we find no compelling basis to recommend granting the relief sought in this application. 4. The applicant's case is adequately documented and it has not been shown that a personal appearance with or without counsel will materially add to our understanding of the issues involved. Therefore, the request for a hearing is not favorably considered. ________________________________________________________________ THE BOARD RECOMMENDS THAT: The applicant be notified that the evidence presented did not demonstrate the existence of material error or injustice; that the application was denied without a personal appearance; and that the application will only be reconsidered upon the submission of newly discovered relevant evidence not considered with this application. ________________________________________________________________ The following members of the Board considered AFBCMR Docket Number BC-2012-02734 in Executive Session on 26 March 2013 under the provisions of AFI 36-2603: Panel Chair Member Member The following documentary evidence was considered: Exhibit A. DD Form 149, dated 15 Jun 12, w/atchs. Exhibit B. Applicant’s Master Personnel Records. Exhibit C. Letter, AFPC/DPSID, dated 4 Sep 12. Exhibit D. Letter, AFPC/DPSOE, dated 14 Sep 12. Exhibit E. Letter, SAF/MRBR, dated 5 Nov 12. Exhibit E. Applicant’s Response, dated 3 Jan 13, w/atchs. Panel Chair