AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
IN THE MATTER OF:
XXXXXXX
DOCKET NUMBER: BC-2012-00205
COUNSEL:
HEARING DESIRED: YES
________________________________________________________________
APPLICANT REQUESTS THAT:
1. His Officer Performance Report (OPR) rendered for the period
of 1 Mar 07 through 29 Feb 08 be removed from his Officer
Selection Record (OSR).
2. His Joint Service Commendation Medal (JSCM) be upgraded to a
Defense Meritorious Service Medal (DMSM). (Counsel amended
request in rebuttal)
3. His corrected record meet a Special Selection Board (SSB)
for the Calendar Year 2008B (CY08B/P0508B) Lieutenant Colonel
Central Selection Board (CSB).
________________________________________________________________
APPLICANT CONTENDS THAT:
The contested OPR was diluted to reduce his chances of promotion
in reprisal for identifying, as a Defense Travel System (DTS)
reviewer, expenses the rater had claimed for a TDY that were not
allowed.
In his supplemental statement, the applicant compares his 1 Mar
2007 through 29 Feb 2008 OPR and PRF with the previous one (1
Mar 2006 through 29 Feb 2007) written by the rater. He
identifies the rater’s failure to include the applicant brokered
a $3 billion deal to sell C-17’s and C-130Js to Qatar in his
OPR, although it was included in his PRF. Further, he
identifies that the rater used words that downplayed his other
accomplishments such as “assisted with foreign military sales”
when the applicant “led the teams”. Also, he used “challenge,
groom, and advocate” which the applicant believes suggests that
he is not immediately ready to take on command responsibilities.
In the Rater’s Overall Assessment where previously his OPRs
strongly pushed for Professional Military Education (PME) and
recommendations for positions of increased responsibility, the
rater failed to include a strong push statement which indicates
he did not want him to be promoted; especially compared to the
PRF the rater prepared for his 2007 Below-the-Primary-Zone (BPZ)
consideration. In the first line of the 2008 PRF the term
“foreign advisor” was substituted for the word “diplomat” in the
2007 PRF giving it less impact. Also, the statement “SDE a
must, then reconnaissance SQ/CC” in the 2007 PRF is downgraded
to “SQ command! Then send to SDE!” in 2008 and signals that he
is not yet ready for SDE and, therefore, not ready for
promotion.
He never received performance feedback sessions, as required.
The 6 Dec 2007 date of the last feedback session completed that
is indicated on the contested report was the meeting during
which the rater expressed his belief that his Chinese background
would lead him to became a Chinese spy if he became an Assistant
Air Attache’ and was not a feedback session.
The rater downgraded the duty description in the PRF using words
that signaled a reduction in importance and breadth of duties.
The phase “directs/coordinates” in the 2007 PRF is downgraded to
“executes” in 2008 which implies followership.
Although the applicant did not request the upgrade of his JSCM
to a DMSM in his original application, in his rebuttal to the
advisory opinions, his counsel states the applicant requests it
be upgraded, contending the rater deliberately and improperly
downgraded the decoration in retaliation for the applicant’s
efforts to ensure he did not make an improper TDY expense claim.
The applicant’s complete submission, with attachments, is at
Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The applicant is presently serving on active duty in the grade
of major having assumed that grade effective and with a date of
rank (DOR) of 1 Mar 2005.
On 15 Jan 2009, after the applicant left for a new assignment,
he filed a complaint with the Inspector General (IG) citing nine
allegations against the rater. On 8 Oct 2009 the initial
investigation determined that none of the allegations were
substantiated including two regarding the rater’s fraudulent
submission of travel vouchers and one regarding the rater
directing the applicant to take leave. The IG Report of
Investigation (ROI) is at Exhibit B.
The applicant requested a second investigation and on 17 Nov
2010 the Central Command (CENTCOM) IG submitted their report.
The investigating officer (IO) agreed with all but one of the
previous analyses and determinations. The IO did not concur
with the Not Substantiated violation of AFI 36-03003, Military
Leave Program, noting commanders cannot require members to take
leave for the convenience of the government. He acknowledged
this to be the case even though the applicant was initially
granted holiday leave in conjunction with his TDY and the travel
costs were at the government expense. When the applicant
decided to return early, even though it violated the intent for
2
The
remaining
eight
were
allegations
granting him leave, and would cause the government to incur
additional travel costs, it was still in violation of the
regulation.
Not
Substantiated. The CENTCOM IG ROI is at Exhibit B.
On 14 Mar 2011, SAF/IGQ provided their final response to the
applicant, advising him the leave he was forced to take would be
reinstated and the other issues identified in his complaint,
along with their analysis and documentation, would be provided
to the rater’s current leadership for them to take action as
they see fit and they considered the matter closed. The SAF/IGQ
letter is at Exhibit B.
The applicant has four non-selections for promotion to the grade
of lieutenant colonel by the CY08B/P0508B, CY09B/P0509B,
CY10A/P0510A, and CY11A/P0511a Lieutenant Colonel Central
Selection Board (CSBs). The governing directive is AFI36-2501,
Officer Promotions and Selective Continuation, 16 Jul 04.
________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPSID recommends denial of voiding the contested OPR
because there is no evidence it was unjust or inaccurate as
rendered. The applicant did not prove that the feedback did not
occur as recorded on the contested OPR; that he was the victim
of reprisal resulting from filing an IG complaint against his
rater; and the report was erroneous or unjust based on its
content. The applicant only provided his personal opinion
regarding what the applicant felt should or should not have been
included on the OPR in order to make it a stronger report.
The complete DPSID evaluation is at Exhibit C.
HQ AFPC/PB recommends denial of the applicant’s request for an
SSB on the grounds his medal was not contained in his OSR. The
applicant’s JSCM was placed in his OSR on 5 Sept 2008 and seen
by the board on 8 Sep 2008.
The complete PB evaluation is at Exhibit D.
HQ AFPC/DPSOO recommends denial of the applicants request to
void the 29 Feb 2008 OPR and SSB consideration. This is based on
the DPSID OPR denial recommendation and PB’s verification that
the citation was filed in the applicant’s OSR in time to meet
his 8 Sep 08 CSB.
The complete DPSOO evaluation is at Exhibit E.
HQ AFPC/DPSIDRA states the applicant’s actual request is vague
regarding a decoration. They were unable to verify that an
injustice exists as the decoration was awarded to the applicant
within the time limits outlined in AFI 36-2803, and it was in
3
the applicant’s folder when he met the CY08 Promotion Board.
Therefore, they recommend disapproval for a change of the Given
Under My Hand Date of the JSCM which they believed was the
applicants request.
DPSIDRA also identifies that they do not have the authority to
deal with Joint decorations which are awarded by the Department
of Defense. However, upon the request of the applicant, the
office will contact a Joint Agency for assistance in locating
the appropriate Joint Decoration Headquarters so the applicant
can submit a correction request.
A complete copy of the DPSIDRA evaluation is at Exhibit F.
________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Regarding the OPR, Counsel states the applicant did sign the
contested OPR, but checked the “No” block stating he did not
receive feedback as required. The applicant also requested a
meeting with his additional rater to discuss feedback, but the
rater refused to allow the applicant to contact the additional
rater.
Counsel also objects to the claim that the applicant did not
substantiate his claims of reprisal. She references the 14 Mar
2011 SAF/IGQ final response which identifies the leave the
applicant was forced to take will be reinstated. Also, the
indication that the applicant’s complaint along with their
analysis and documentation would be provided to the rater’s
current leadership for them to take action, led them to believe
there was more wrong doing on the part of the rater, although
Counsel admits they were not provided a copy of the analysis.
The applicant’s IG complaint is used several times in the
applicant’s review of the Air Force evaluation to substantiate
claims about the motivation of his rater and argue against
DPSID’s recommendations. Additionally, Counsel identifies that
the applicant is not contending that his failure to be promoted
is a reason to void the OPR. The applicant’s position is that
it is a consequence of the rater’s deliberate and inappropriate
retaliation and therefore should be removed.
In response to DPSIDRA addressing the JSCM, Counsel acknowledges
that the medal was in his records when meeting the promotion
board. Also, in response to the comment that the request was
vague, Counsel says that in the first paragraph of the
application, the applicant requests that his medal be upgraded
from a JSCM to a DMSM in line with the standard decoration
awarded for the applicant’s tour. Counsel states the rater
deliberately and improperly downgraded the decoration in
retaliation for the applicant’s efforts to ensure the rater did
not make an improper TDY expense claim. Also, the deliberate
delay in submitting the medal until right before the applicant’s
4
promotion board was done so the applicant would not have time to
address the fact that he should have received a DMSM.
Counsel contends the applicant provided extensive and
substantial information the rater took improper retaliatory
action against him by drafting and signing an improper OPR and
delaying and downgrading his decoration. The OPR was improper
and should be removed and the decoration was improperly
downgraded and should be replaced with the DMSM.
Counsel’s complete response, with attachments, is at Exhibit H.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of error or injustice. After
thoroughly conducting our independent review of the evidence of
record and noting the contentions and documentary evidence
presented by the applicant’s counsel, we are not persuaded the
applicant has been the victim of reprisal. Further, based on a
totality of the evidence presented, we are not persuaded the
applicant has met his burden of establishing the existence of an
error or an injustice in his records. In this respect, we note
the following:
a. The CENTCOM IG conducted two investigations of the
applicant’s allegations of misconduct by two officers, to
include that his rater had reprised against him by removing him
as a DTS review/approving official because of the questions he
raised concerning a travel voucher he had submitted. Other than
his allegation that his command required him to take additional
leave prior to a TDY in violation of the governing Air Force
Pamphlet, none of the allegations were substantiated, noting the
removal of the applicant as a DTS review/approving official did
not constitute a negative personnel action. In view of this
finding, the applicant’s leave was restored. The SAF/IGQ
reviewed the investigations, provided their analysis to the
rater’s leadership for appropriate action, and considered the
matter closed, as the final resolution was within the command’s
authority. The findings of the CENTCOM IG, as reviewed by
SAF/IGQ, appear to be supported by the evidence of record and
the applicant has failed to provide sufficient evidence to
warrant overturning their decision. Moreover, there has been no
showing the investigations were improperly conducted. Given the
presumption of regularity in the operation of governmental
affairs and in the absence of corroborative documentary evidence
establishing impropriety, it is presumed that officers of the
government, like other public officials, discharge their duties
5
b. We are not persuaded the contested OPR is an inaccurate
correctly, lawfully, and in good faith. The applicant has not
provided sufficient evidence to overcome this presumption. As
such, we find no basis to exercise our statutory authority to
request further investigation.
assessment of his performance during the contested period.
Although the applicant’s counsel now contends the report was
rendered in reprisal, we find no evidence the applicant raised
this allegation in his previous complaints to the IG. While the
applicant contends the report was written in such a way as to
dilute and lessen his accomplishments, he provides no
documentary evidence to substantiate this contention, other than
his own personal statement. The applicant cites differences
between the wording of the report in comparison to the previous
report rendered by the same rater; however, we do not find this
confirms the report is in error or unjust, as raters are tasked
with evaluating an individual’s performance and accomplishments
during the period for which the report is rendered, and not
those which occurred outside of the rating period. We are not
convinced the rater was incapable of rendering a fair and
unbiased evaluation of his performance. The rater was
responsible for assessing his performance and in the absence of
evidence to the contrary, he is presumed to have rendered his
evaluation, honestly and to the best of his ability, based on
his observations of the applicant’s performance. We have
thoroughly reviewed the documentation provided with this
application and the evidence of record, and find no persuasive
evidence showing he was rated unfairly or the rater and other
evaluator were biased and prejudiced against him. With respect
to the performance feedback the applicant did not receive, while
such feedback is certainly desired and to be expected, Air Force
policy holds that failure to conduct such sessions is not a
valid basis to invalidate a performance report. Moreover,
although the applicant states the rater refused to allow him to
contact the additional rater to discuss feedback, nothing has
prevented him from subsequently contacting him to garner his
support of his request to void the report. Based on the
foregoing, we do not believe the decision of the ERAB to deny
his request to void the report should be overturned.
c. Although the JSCM was not listed on his OSB reviewed by
the CY08B Lieutenant Colonel CSB, a copy of the citation to
accompany the award was placed in his records prior to the board
convening. In view of this and given our above findings
concerning the contested report, we find no basis to recommend
that he meet an SSB.
d. This Board is without authority to act on his request to
upgrade the JSCM to a DMSM, since we are limited to those
actions which the Secretary of the Air Force may take and note
the DMSM is awarded in the name of the Secretary of Defense.
Regardless, there is no evidence that he has pursued available
avenues of administrative relief within the Department of
Defense to request an upgrade of this decoration. We must also
6
note that, although the applicant’s counsel contends the
decision not to award him an end-of-tour DMSM was an act of
reprisal, as allegedly was the contested report, the applicant
made no such allegation in either of his previous IG complaints.
4. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issues involved.
Therefore, the request for a hearing is not favorably
considered.
________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified the evidence presented did not
demonstrate the existence of material error or injustice; the
application was denied without a personal appearance; and the
application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
________________________________________________________________
The following members of the Board considered AFBCMR Docket
Number BC-2012-00206 in Executive Session on 28 June 2012, under
the provisions of AFI 36-2603:
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 28 Dec 11, w/atchs.
Exhibit B. Master Military Personnel Records and IG
Exhibit C. Memorandum, AFPC/DPSID, dated,27 Feb 12.
Exhibit D. Memorandum, AFPC/PB, dated 23 Mar 12.
Exhibit E. Memorandum, AFPC/DPSOO, dated 5 Apr 12.
Exhibit F. Memorandum, AFPC/DPSIDRA, dated 5 Mar 12
Exhibit G. Letter, SAF/MRBR, dated 18 Apr 12.
Exhibit H. Letter, Counsel, dated 15 May 12, w/atchs.
XXXXX, Vice Chair
XXXXX, Member
XXXXX, Member
Investigations (withdrawn)
XXXXX
Vice Chair
7
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