RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2010-04199
COUNSEL: NONE
HEARING DESIRED: YES
________________________________________________________________
THE APPLICANT REQUESTS THAT:
1. His Referral Officer Performance Report (OPR) rendered for
the period 2 May 2006 to 31 July 2006 be corrected or removed.
2. He be considered by a Special Selection Board (SSB) for
promotion to lieutenant colonel retroactively to 1 May 06,
alongside those in his United States military attaché peer
group.
3. His Promotion Recommendation Forms (PRFs) be updated to
reflect appropriate changes for all the SSBs he is provided
promotion consideration.
4. He receive all back pay associated with the promotion to
lieutenant colonel from 1 May 2006.
________________________________________________________________
THE APPLICANT CONTENDS THAT:
The contested OPR falsely characterizes the events, his
performance and duties as the Assistant Air Attaché to China.
He states that he executed the mission requirements per the
Standard Operating Procedures (SOPs) and leadership direction
and at no time did his actions conflict with USDAO's SOP. The
orders given by those appointed above him conflicted with normal
business SOPs and in the aftermath led to an unfair evaluation.
This "non-event" was used to derail his promotion and military
career.
In support of his appeal, the applicant provides a personal
statement; copies of Officer Background Information (Bio, Résumé
& Service Record): Timeline of Events, 12 May 2006 Present;
copies of letters from the Secretary of the Air Force and
Inspector General,; copies of letters to the Secretary of
Defense, Secretary of the Air Force, the CY07B and CY08B
Lieutenant Colonel Air Force Promotion Boards, the Air Force
Education and Training Command Promotion Review Board and a host
of letters and extracts from his military personnel and officer
selection record.
The applicants complete submission, with attachments, is at
Exhibit A.
________________________________________________________________
STATEMENT OF FACTS:
The applicant, while serving as a major, was assigned as an Air
Attaché to China. The applicant was relieved from active duty
on 31 January 2011 and retired with a 1 February 2011 effective
date. He was credited with 20 years and
16 days for active service for retirement.
The applicant was considered and nonselected by the Calendar
Year 2005A (CY05A), CY06A, CY06C, CY07B, CY08B, CY09B, and CYI0A
Lieutenant Colonel Central Selection Boards (CSBs).
The applicants OPR profile of the last ten reports follows:
PERIOD ENDING OVERALL EVALUATION
01 Aug 03 Training Report (TR)
01 May 04 Meet Standards (MS)
30 Sep 04 TR
01 May 05 MS
01 May 06 MS
#01 Jul 06 Referral Report
31 Jul 07 MS
01 Sep 08 MS
25 Jun 09 MS
12 May 10 MS
# Contested Report at the time he was considered and nonselected
for promotion by the CY07B and subsequent Lieutenant Colonel
CSBs.
The remaining relevant facts pertaining to this application,
extracted from the applicants military records, are contained
in the letters prepared by the appropriate offices of the Air
Force.
________________________________________________________________
THE AIR FORCE EVALUATION:
AFPC/DPSID recommends denial of his request to correct/remove
the OPR, stating, in part, that the applicant has not proven
that the contested report or PRFs are inaccurate or unjust.
The applicant did not file an appeal through the Evaluation
Report Appeals Board (ERAB) under the provisions of AFI 36-2401, Correcting Officer and Enlisted Evaluation Reports, 10 Mar 06
due to the applicant no longer being on active duty; however,
the ERAB reviewed this case and determined there was no evidence
that the case was unjust or inaccurate. They note the applicant
does not provide a substitute report. When an evaluator
supports changing ratings, all subsequent evaluators (including
the Management Level Review Board President on Promotion
Recommendation Forms) must also agree to the changes. The
willingness of evaluators to change a report is not enough. You
must offer clear evidence that the original evaluation was unjust or wrong. Quality, not quantity of documentation is the
issue. The most effective evidence consists of statements from
the evaluators who signed the report or from other individuals
in the rating chain when the report was signed. The applicant
is also requesting to update his Promotion Recommendation Forms
(PRFs), but he has not provided a substitute report. Paragraph
1.3.7, states the board will not consider nor approve requests
to reaccomplish a report without the applicant furnishing the
new report.
The applicant is also requesting removal of the 31 Jul 06 report
if it cannot be corrected. However, the applicant could have
provided this evidence when the referral report was given to him
as he had the opportunity to rebut any derogatory comments. In
addition, the additional rater states on the OPR that he
carefully considered the applicants comments. The applicant
provided several character witness statements; however, he does
not provide one from the rating chain supporting his case. In
addition, the witness statements he does provide seem to support
the referral OPR. In addition, in a rebuttal memorandum dated 2
Apr 07, the applicant has provided evidence that supports the
referral report stating that it is true that these intelligence
collection activities were in technical violation of the SOP.
Although he is contesting the referral OPR, the evidence the
applicant provided is actually supporting the referral report.
Air Force policy is that an evaluation report is accurate as
written when it becomes a matter of record. To effectively
challenge an OPR, it is necessary to hear from all the members
of the rating chain-not only for support, but also for
clarification/explanation. The applicant has failed to provide
any information or support from the rating chain on the
contested OPR. In the absence of information from evaluators,
official substantiation of error or injustice from the Inspector
General (SAF/IG) or Military Equal Opportunity is appropriate.
In this case, the applicant provided a memorandum from the IG
dated 4 Aug 09 which stated that upon their office reviewing the
applicants complaint along with his abundant documentation,
they were unable to develop any evidence of a violation of law,
standard or regulation to support allegations of wrong doing
against the former U.S. Defense Attaché, U.S. Embassy, Beijing,
China. DPSID concurs with the IG's decision and also finds no
evidence of violations and does not support allegations of wrong
doing. It appears the reports were accomplished in direct
accordance with applicable Air Force regulations.
The applicant stated in a memorandum, dated 1 Nov 10 that no
feedback transpired and that the only feedback accomplished was
by the previous supervisor on 28 Jan 04. He provides copies of
the feedback forms; however, the applicant does not provide any
evidence from the rating chain stating that feedback did not
occur. Although the applicant feels that feedback was not given
during the reporting period, it does not mean that feedback was
not accomplished, but may have not been formally documented.
The governing directive states that only members in the rating
chain can confirm if counseling was provided. While current Air
Force policy requires performance feedback for personnel, a
direct correlation between information provided during feedback
sessions and the assessments on evaluation reports does not
necessarily exist. The lack of counseling or feedback, by
itself, is not sufficient to challenge the accuracy or justness
of a report. The applicant stated that he has supporting
documents classified as "Secret" which took place during the
reporting period; however, we are unable to use these documents
to base a decision due to the classification level. We contend
the burden of proof is on the applicant to provide evidence that
can be used in any appeal case.
The applicant stated in a memorandum dated 22 Jul 09, that he
successfully accomplished the mission as outlined by the senior
leadership; however, ultimately this led to his unilateral non-
judicial punishment pertaining to disagreements over this
uniquely subjective, senior officer-provided guidance. The
applicant further states that he has continued to be plagued, by
what he considers to be unprofessional practices, by stating
that upon arriving at his new duty station at the Defense
Language Institute in Aug 06, he was informed that his previous
supervisor had pre-notified his new supervisor that a so called
"incident" had occurred while he served in China, tainting his
new chain of command; however the applicant does not provide
evidence from the rating chain or MEO confirming that this
notification occurred or that it took place during the contested
reporting period.
An evaluation report is considered to represent the rating
chain's best judgment at the time it is rendered. We contend
that once a report is accepted for file, only strong evidence to
the contrary warrants correction or removal from an individual's
record. He has not substantiated the contested report was not
rendered in good faith by all evaluators based on knowledge
available at the time.
The complete AFPC/DPSID evaluation is at Exhibit C.
AFPC/DPSOO recommends denial for SSB consideration or direct
promotion to the grade of lieutenant colonel with a 1 May 06
promotion effective date. They base their determination on the
recommendation by AFPC/DPSID to deny correction or removal of
the applicants 31 Jul 06 report.
In addition, they note that although the 31 Jul 06 OPR should
have been filed in the applicant's Officer Selection Record
(OSR) by 29 Sep 06, the rater did not sign the report unti1
26 Feb 07, additional rater on 12 Apr 07, the reviewer on
20 Apr 07, and the Air Force Advisor on 20 Apr 07. As such,
since all of the signature dates of the evaluators' are after
the P0505A, P0506A, and P0506C CSBs the contested report could
not have been filed in his OSR for these boards. The P0507B CSB
that convened on 27 Nov 07 is the first board that considered
the 31 Jul 06 OPR in the promotion process.
They note that DPSIDs evaluation addresses the correction or
the removal of the 31 Jul 06 OPR. They state that an evaluation
report is considered to represent the rating chain's best
judgment at the time it is rendered. They contend that once a
report is accepted for file, only strong evidence to the
contrary warrants correction or removal from an individual's
record. The burden of proof is on the applicant and the
applicant has not substantiated the contested report or PRFs are
inaccurate or unjust. The applicant is requesting back pay
associated with promotion to lieutenant colonel from 1 May 06.
Had he been promoted by the CY05A Board, his date of rank and
effective date would have been 1 Sep 06. Although not directly
requested, DPSOO does not support direct promotion to lieutenant
colonel.
The complete AFPC/DPSOO evaluation is at Exhibit D.
________________________________________________________________
APPLICANT'S REVIEW OF THE AIR FORCE EVALUATION:
The applicant notes that the crux of his case is based on the
review of the classified documents that were originally
submitted to the Board and believes without these documents, he
cannot receive a fair and unbiased review.
The non-event as expressed in the advisory opinion is not
articulated for the Board nor has the supposed violation of the
SOP ever been explicitly spelled out; no paraphrasing, no
chapter, paragraph, or sub-paragraph was referenced by the
rating chain at any time. He also notes that even after a
review by SAF/IGS, they found no apparent violation of the law,
standard or regulation, because he was ordered to conduct
operations and did so without incident.
DPSOOs contention that his package is untimely omits the fact
that the OPR in question did not become a matter of record until
13 Nov 07470 days after the closeout date. However, once he
became aware of the derogatory OPR he immediately started filing
letters to two promotion boards, management level review board,
as well as forwarding copies of the classified package to the
Secretary of Defense and the Secretary of the Air Force. After
being advised by the SAF/IG to forward his case to the AFBCMR,
he did so at his first opportunity.
His primary concern stems from the fact that strong evidence to
the contrary has been provided in the SECRET classified portion
of his case, but the evidence has been suppressed. DPSID has
refused to review the classified documents.
Given the unlikelihood of success on the merits (especially
after suppressing the SECRET classified documents), he believes
a recommendation to not excuse the delay is extremely harsh and
unwarranted. Without a complete review of all the documents by
the AFBMCR, it will appear that the Air Forces sole intent is
to sweep this poorly orchestrated matter under the rug and
unfairly place the full burden on the member.
In short, the applicant continues to explain the circumstances
which subsequently led to the referral report (contested report)
and does not believe a fair and unbiased review can be conducted
without the classified documents. He does not believe the Air
Force is in any way interested in reviewing this case in an
objectively just manner and he appreciates the opportunity to
bring these comments before the Board.
The applicants complete response, with attachments, is at
Exhibit F.
________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of error or injustice. We took notice
of the applicant's available evidence of record and the
documents provided in his behalf, including his response to the
Air Force evaluations, in judging the merits of the case;
however, we agree with the opinions and recommendation of the
Air Force offices of primary responsibility and adopt their
rationale as the basis for our conclusion that the applicant has
not been the victim of an error or injustice. We note the
applicant submitted additional evidence that, because of the
security classification, was not made available for the Boards
review. While the AFBMCR does have procedures to receive and
review classified documents, it is the applicants
responsibility to insure that any classified documentation is
submitted in compliance with applicable security directives.
Since the applicant requested consideration of his case continue
without the classified material, we have made our determination
based on the evidence before us. However, should the applicant
submit the documentation he references is essential to the
review of his case in the proper manner, we would be inclined to
reconsider his appeal. Accordingly, in the absence of evidence
to the contrary, we find no basis to recommend granting the
relief sought in this application.
4. The applicant's case is adequately documented and it has not
been shown that a personal appearance with or without counsel
will materially add to our understanding of the issue(s)
involved. Therefore, the request for a hearing is not favorably
considered.
________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified the evidence presented did not
demonstrate the existence of material error or injustice; the
application was denied without a personal appearance; and the
application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
________________________________________________________________
The following members of the Board considered AFBCMR Docket
Number BC-2010-04199 in Executive Session on 13 October 2011,
under the provisions of AFI 36-2603:
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 1 Nov 10, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPSID, dated 31 May 11.
Exhibit D. Letter, AFPC/DPSOO, dated 22 Jun 11.
Exhibit E. Letter, AFBCMR, dated 31 Aug 11.
Exhibit F. Letter, Applicant, dated 4 Oct 11, w/atchs.
Panel Chair
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