RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBERS: BC-2003-03247
INDEX CODE 111.02 111.05
COUNSEL: None
HEARING DESIRED: No
_________________________________________________________________
APPLICANT REQUESTS THAT:
His Enlisted Performance Report (EPR) for the period 28 Apr 01 through
25 Mar 02 be declared void and removed from his records
[administratively accomplished]; his duty title be corrected to
reflect “NCOIC, Evaluation Procedures Section,” rather than “Assistant
NCOIC,” effective 1 May 01; and he be afforded supplemental promotion
consideration to technical sergeant (TSgt) for cycle 04E6.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The applicant warns there is a conflict of interest because he works
in the HQ AFPC office that will render the advisory the Board will
review. He has written advisories for over three years for evaluation
appeals and has clearly substantiated rating chain bias. During this
entire reporting period [18 Apr 01 - 25 Mar 02] he never once received
a Letter of Counseling (LOC), Letter of Reprimand (LOR), Article 15 or
any other form of derogatory counseling. He was awarded the “NCOIC,
Eval Procedures Section” duty title on 31 May 00. His coworkers hold
the title of “NCOIC” and one held that title while still a SSgt. He
finds it very odd that a copy of the Report of Investigation (ROI) of
his complaint cannot be found. It is apparent to him that the ROI
and/or the resultant HQ AFPC/JA advisory are purposely being denied to
him as they contain substantiated documentation that the rating chain
was biased. He requests the AFBCMR direct AFPC/JA provide a copy of
their advisory to uncover a higher level of rating chain bias.
The applicant’s complete submission, with attachments, is at Exhibit
A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant is currently serving in the grade of staff sergeant
(SSgt) and is assigned to HQ AFPC at Randolph AFB.
In the EPR for the period 18 Apr 00 through 17 Apr 01, the applicant’s
duty title was “NCOIC, Evaluation Procedures Section.”
Around 22 Apr 02, the contested report was referred to the applicant.
His duty title on this report was “Assistant NCOIC, Performance
Evaluation Section.” The applicant’s on/off duty conduct was marked
unacceptable in Section III and the overall rating was 3. The rater
commented that the applicant’s performance was inconsistent in
timeliness of work, he required assistance from coworkers to complete
some of his cases, intervention was required to resolve an off-base
dispute, and he improperly managed his finances by not following a
financial plan and purchasing items he could not afford.
On 28 May 02, the applicant filed an IG complaint against the rater
for assigning the majority of additional duties to him, causing him to
be unable to complete work at the same rate as his coworkers and
thereby provoking hostility among them; inappropriately giving him the
title of “Assistant NCOIC;” chastising him in front of coworkers; and
inappropriately initiating a referral report based on his having filed
for bankruptcy and on unproven allegations of physical/sexual abuse
against and nonsupport of his wife.
On 13 Jun 02, the 25 May 02 referral report was reaccomplished so that
it was no longer a referral report. The overall rating was still a 3.
The rater’s comments now reported that off-duty personal problems
caused a drop in the applicant’s actual job performance but that he
had shown recent signs of positive improvement and had stayed on track
with his workload with increased attention to timeliness. The
additional rater suggested the applicant continue to be closely
mentored.
On 20 Jun 02, HQ AFPC/IG advised the applicant that a commander-
directed investigation (CDI), rather than an IG investigation, would
be conducted. On 21 Jun 02, the AFPC/CC appointed an investigation
officer (IO).
On 26 Jul 02, AFPC/JA provided the AFPC commander a written review,
essentially finding the CDI legally sufficient. The legal opinion
indicated that since the EPR had been altered to no longer be a
referral report, no command corrective action was required.
On 12 Dec 02, an EPR closing 24 Nov 02 was referred to the applicant.
His duty title on this report was “Assistant NCOIC, Performance
Evaluation Section.” Three of the performance factors in Section III
reported that he failed to meet minimum standards, had unacceptable
on/off duty conduct and was an ineffective supervisor/leader. The
overall rating was 2 and the applicant was not recommended for
promotion. The rater commented that two off-duty incidents marred an
otherwise excellent performance. The applicant received two LORs, one
for an “unprofessional relationship” and another for being apprehended
while driving drunk and subsequently failing to report. The additional
rater reported that comments were requested but not received from the
applicant within the required period. He added that the applicant’s
otherwise excellent performance on the job had been overshadowed by
his off-duty decision-making. The additional rater signed the report
on 6 Jan 03.
The applicant’s requests under the Freedom of Information Act (FOIA)
for copies of the ROI and the resultant AFPC/JA advisory were denied
in May and Jun 03 because the ROI could not be found and the advisory
was not releasable.
On 20 Jun 03, the IO advised the applicant he could not remember which
allegations were substantiated and which were not.
On 1 Jul 03, the AFPC squadron section advised the applicant that the
IO found the preponderance of the evidence substantiated two of the
seven allegations he made in his complaint. Both of these allegations
(the rater’s inappropriate use of bankruptcy filing and an unproven
allegation of spousal abuse) related to the 25 Mar 02 EPR and both had
previously been corrected by the revision of the EPR from a referral
to a non-referral report.
On 18 Sep 03, the applicant filed this AFBCMR appeal.
In a 2 Oct 03 memo, SAF/MRBR requested that, given the potential
conflict of interest, HQ AFPC/DPPP consider conducting an independent
Evaluation Reports Appeal Board (ERAB) as a forum to consider the
requested change to the 25 Mar 02 EPR. If the independent ERAB review
did not result in the requested relief, then SAF/MRBR directed an
advisory from an external agency.
On 16 Oct 03, the ERAB approved the applicant’s request to void the
EPR closing 25 Mar 02. As a result, HQ AFPC/DPPP directed the 12
MSS/DPMPE to replace the report with the provided AF Form 77,
Supplemental Evaluation Sheet, which indicated the applicant was not
rated for the period 18 Apr 01 through 25 Mar 02.
The applicant’s performance report profile since 1993 reflects the
following:
PERIOD ENDING OVERALL EVALUATION
1 Mar 93 5
28 Nov 93 5
28 Nov 94 5
28 Nov 95 5
30 Jun 96 5
1 Jan 97 5
1 Jan 98 5
1 Jan 99 5
24 Oct 99 5
17 Apr 00 5
17 Apr 01 4
25 Mar 02 3 (Contested - Voided on
16 Oct 03 & replaced
with AF Form 77)
24 Nov 02 2 (Referral)
_________________________________________________________________
AIR FORCE EVALUATION:
HQ AFPC/DPPP advised that on 1 Jan 01 three separate sections (AFBCMR
Advisory Section, Evaluation Reports Appeal Section, and Evaluations
Procedures Section) merged into one section (Performance Evaluations
Section). With this reorganization, the section chief was faced with
several NCOs, TSgts and the applicant, with an “NCOIC” duty title. The
long-term solution was to keep the TSgts’ duty titles as NCOIC until
they departed and, since the TSgts outranked the applicant, to change
his duty title to Assistant NCOIC. Since that time, the section chief
has continued with this philosophy (new SSgts have a duty title of
Evaluation Procedures and Appeals Analyst). Therefore, the applicant’s
request for a duty title change should be denied. Since the 25 Mar 02
EPR will have been removed from the applicant’s records, the record is
not eligible for a supplemental look. The final decision on his duty
title will not impact promotion to TSgt. The applicant is also
ineligible for supplemental promotion consideration for the 03E6 cycle
because of a commander-directed referral EPR for the period 26 Mar 02
through 24 Nov 02, which was rendered prior to the promotion
eligibility cutoff date (PECD) for cycle 03E6.
A complete copy of the evaluation, with attachments, is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
A complete copy of the Air Force evaluation was forwarded to the
applicant on 24 Oct 03 for review and comment within 30 days. As of
this date, this office has received no response.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate
the existence of error or injustice to warrant partial relief. The EPR
closing 25 Mar 02 was administratively voided from the applicant’s
records. The applicant is not eligible for supplemental promotion
consideration for the 03E6 cycle because he received a referral EPR on
24 Nov 02 before the PECD for that cycle. He also does not require
supplemental promotion consideration for the 04E6 cycle as the EPR
contested in the instant case has been administratively voided and,
according to HQ AFPC/DPPP, will be removed from his records by the
time he meets that cycle. Therefore, the only issue remaining for this
Board’s consideration is the duty title. The applicant contended in
his rebuttal to the original referral 25 Mar 02 EPR that a SSgt in his
center was given the duty title of NCOIC and that his rater singled
him out with an unequal duty title for doing the same job as the other
enlisted members. We note the advisory opinion states that three
separate sections were merged into one section on 1 Jan 01 and the
decision was for the TSgts to keep duty titles as NCOIC until they
departed and to change the applicant’s title to Assistant NCOIC.
However, we note the EPR covering the period 18 Apr 00 through 17 Apr
01 still reflected the NCOIC duty title, which was after the
reorganization. While the CDI report is apparently no longer in
existence, the 26 Jul 02 HQ AFPC/JA advisory, which cannot be released
to the applicant, was reviewed by this Board and substantiated the
rater’s improper judgment regarding the contested report. We are
concerned that some of the management practices may be tainted and, in
order to offset the possibility of an injustice, believe that any
doubt regarding this remaining issue should be resolved in the
applicant’s favor. We therefore recommend his duty title be changed to
“NCOIC, Evaluation Procedures Section.”
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to the APPLICANT be corrected to show that his duty title is
“NCOIC, Evaluation Procedures Section,” rather than “Assistant NCOIC,”
effective 1 May 2001.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 11 December 2003 under the provisions of AFI 36-
2603:
Ms. Marilyn Thomas, Panel Chair
Ms. Martha Maust, Member
Mr. Albert C. Ellett, Member
All members voted to correct the records, as recommended. The
following documentary evidence relating to AFBCMR Docket Number BC-
2003-03247 was considered:
Exhibit A. DD Form 149, dated 18 Sep 03, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, HQ AFPC/DPPP, dated 17 Oct 03, w/atchs.
Exhibit D. Letter, SAF/MRBR, dated 24 Oct 03.
MARILYN THOMAS
Panel Chair
AFBCMR BC-2003-03247
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the authority
of Section 1552, Title 10, United States Code (70A Stat 116), it is
directed that:
The pertinent military records of the Department of the Air
Force relating to , be corrected to show that his duty title is
“NCOIC, Evaluation Procedures Section,” rather than “Assistant NCOIC,”
effective 1 May 2001.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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