RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2002-02866
INDEX CODE: 131.01
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
He be supplementally considered for promotion to the grade of
lieutenant colonel by the Fiscal Year 2003 (FY03) Line and Health
Professions Lieutenant Colonel Position Vacancy Board.
_________________________________________________________________
APPLICANT CONTENDS THAT:
He was a by-name request to fill a particular position within the
Office of the Assistant Secretary of Defense, Special Operations/Low
Intensity Conflict, Special Operations and Combating Terrorism (OASD
(SO/LIC)) SO & CT; however, when it became available, he was not
assigned to the position.
In support of his requests, the applicant provided personal
statements, a supportive statement, and other documents associated
with the matter under review.
Applicant's complete submission, with attachments, is at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
Information extracted from the Personnel Data System (PDS) indicates
that the applicant is currently serving in the Air Force Reserve in
the grade of major, having been promoted to that grade on 1 Jan 98.
He has been credited with 16 years of satisfactory Federal service for
retirement.
Applicant's Officer Performance Report (OPR) profile since 1992
follows:
PERIOD ENDING EVALUATION
8 Aug 92 Meets Standards
25 Feb 93 Meets Standards
25 Feb 94 Meets Standards
25 Feb 95 Meets Standards
31 Dec 95 Meets Standards
31 Dec 96 Meets Standards
29 Aug 97 Meets Standards
29 Apr 98 Meets Standards
29 Apr 99 Meets Standards
27 Apr 00 Meets Standards
27 Apr 01 Meets Standards
27 Apr 02 Meets Standards
_________________________________________________________________
AIR FORCE EVALUATION:
11 WG/CCV provided an advisory indicating that based on the merits of
this case, they believed the applicant has suffered an injustice and
recommends that the applicant be reconsidered by the original position
vacancy board.
A complete copy of the 11 WG/CCV evaluation is at Exhibit C.
ARPC/DPB recommended denial. They noted that ARPC/DPA assigned the
applicant to an 0-5 (lieutenant colonel) position at OASD effective 1
Oct 01.
ARPC/DPB further noted that the applicant was not nominated or
considered for promotion by the FY03 Line and Health Professions
Lieutenant Colonel Position Vacancy Selection Board, which convened on
24 Jun 02. Based on his date of rank, he was not eligible for any
lieutenant colonel selection boards prior to that time.
According to ARPC/DPB, the applicant’s package indicated that there
was an assumption (by both the applicant and his rating chain) that
the applicant was serving in an authorized, funded, higher graded
position at the time of the Jun 02 board. However, there is no
indication in the application that his chain of command (rater,
additional rater or senior rater) intended to nominate the applicant
for a position vacancy promotion.
ARPC/DPB stated that it is not within the purview of the 11th WG/CCV
(IMA Program Manager) to either comment on or make recommendations as
to the appropriateness of a position vacancy supplemental promotion
consideration. The Program Manager is not in the applicant’s rating
chain or in a position to evaluate the promotability of the applicant
and has limited knowledge of the position vacancy promotion process.
Only they should comment on the suitability of a special board and
only the rating chain can actually nominate an officer for a position
vacancy consideration.
ARPC/DPB indicated that although the applicant and his rating chain
believed he occupied an authorized, funded, higher graded position at
the time of the board, there was no documentation available to
substantiate an intent to nominate the applicant for a position
vacancy promotion. The applicant is date of rank eligible for a
position vacancy nomination by the FY04 board. The senior rater can
nominate the applicant for that board if he/she chooses to do so.
A complete copy of the ARPC/DPB evaluation is at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant reviewed the advisory opinion and furnished a response
indicating that as a result of administrative corrections to his
position, he now has all the requirements to meet a position vacancy
board: time in grade, a valid lieutenant colonel position, and the
intent to nominate.
Applicant’s complete response, with attachments, is at Exhibit F.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
ARPC/DPB again recommended denial, noting the additional documentary
evidence provided with the applicant’s rebuttal response. According
to ARPC/DPB, Brigadier General H--- was not in a position to nominate
the applicant for a position vacancy nor was he in the applicant’s
established rating chain. Colonel C---‘s statement that he had been
the applicant’s supervisor since Aug 00 did not appear to be accurate.
The applicant’s supervisor/rater, as shown on his (OPRs) for 2001 and
2002 was Mr. T--- J. K---. They both could not have been the rater.
As Mr. K--- was the rater, only he could logically comment on whether
he had considered proposing to the senior rater that the applicant be
nominated for position vacancy consideration. Although Mr. Y---
stated that he was the applicant’s senior rater during the two years
before the selection board in question, and that he intended to
nominate the applicant for the Jun 02 position vacancy board, no
Promotion Recommendation Form (PRF) existed to support that
contention. In ARPC/DPB’s view, a letter prepared six months after
the board in question and eight months after the PRF was required for
nomination reflects hindsight, not foresight.
ARPC/DPB indicated that as stated in their original advisory, there
was an assumption by both the applicant and his rating chain that the
applicant was serving in an authorized, funded, higher graded position
at the time of the Jun 02 board. Based on the assumption that the
applicant was in a higher graded, funded position, the senior rater of
record would prepare the PRF nominating the applicant for position
vacancy consideration. This did not occur.
A complete copy of the ARPC/DPB evaluation is at Exhibit G.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant provided a response indicating that during the Nov-Dec 01,
the staff within OASD (---) began the process of drafting a PRF with
the full intent of forwarding the signed nomination for the Jun 02
position vacancy board, and that his senior rater fully intended to
sign the PRF and nominate him for the promotion. However, in Jan 02,
he was advised that there was no possibility of his meeting the board
until the issues regarding his position was resolved. Therefore,
there was no logic in forwarding the PRF to his senior rater for
signature. This was not hindsight, but the need to correct the
administrative elements of the position before they could go forward.
The position has since been corrected and he now resides in a fully
funded, lieutenant colonel position with an effective date of 1 Oct
01.
Applicant’s complete response, with attachments, is at Exhibit I.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. The applicant's complete
submission was thoroughly reviewed and his contentions were duly
noted. However, a majority of the Board does not find the applicant’s
assertions and the documentation presented in support of his appeal
sufficient to convince the majority that corrective action is
warranted in this case. The available evidence indicates that a
rated, funded lieutenant colonel position was established within OASD
(OASD (---) ---, backdated to 1 Oct 01, that the applicant was
assigned to subsequent to the FY03 Line and Health Professions
Lieutenant Colonel Position Vacancy Board, which convened in Jun 02.
As a result, the applicant was not considered for a position vacancy
promotion by that board. He now requests supplemental consideration
by the FY03 board. However, it appears to the majority that the
applicant was not considered by the FY03 board because he was not
nominated for the position vacancy promotion even though both the
applicant and his rating chain assumed at the time that he was serving
in a funded, higher rated position. Subsequent to his initial
submission, the applicant has provided statements of support, to
include his senior rater, indicating that there was an intent to
nominate him for the position vacancy promotion. Nonetheless, the
comments from the senior rater and other supportive statements have
not shown to the majority's satisfaction that there was an clear
intent to nominate the applicant for the position vacancy promotion
prior to the convening of the FY03 board. It is the majority's
opinion that the statements are retrospective in nature and do not
provide an appropriate basis to find that the applicant should be
supplementally considered by the FY03 board. Furthermore, the
majority notes that notwithstanding the fact the establishment of the
position was backdated, the applicant was not assigned to the position
until after the FY03 board had convened. Since the applicant is
eligible for a position vacancy nomination by the FY04 board, the
majority agrees with the office of primary responsibility (OPR) that
the senior rater can nominate the applicant for that board if he
chooses to do so. In view of the foregoing, and in the absence of
clear-cut evidence to the contrary, a majority of the Board concludes
that no basis exists to act favorably on the applicant's request.
_________________________________________________________________
RECOMMENDATION OF THE BOARD:
A majority of the panel finds insufficient evidence of error or
injustice and recommends the application be denied.
_________________________________________________________________
The following members of the Board considered AFBCMR Docket Number BC-
2002-02866 in Executive Session on 10 Jun 03, under the provisions of
AFI 36-2603:
Mr. Richard A. Peterson, Panel Chair
Mr. Christopher Carey, Member
Mr. Gregory A. Parker, Member
By a majority vote, the Board voted to deny the application.
Mr. Peterson voted to grant the appeal but did not desire to submit a
minority report. The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 27 Aug 02, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, 11 WG/CV, dated 10 Oct 02.
Exhibit D. Letter, ARPC/DPB, dated 4 Dec 02.
Exhibit E. Letter, SAF/MRBR, dated 20 Dec 02.
Exhibit F. Letter, applicant, dated 28 Dec 02, w/atchs.
Exhibit G. Letter, ARPC/DPB, dated 1 Apr 03.
Exhibit H. Letter, SAF/MRBR, dated 4 Apr 03.
Exhibit I. Letter, applicant, dated 17 Apr 03, w/atchs.
RICHARD A. PETERSON
Panel Chair
AFBCMR BC-2002-02866
MEMORANDUM FOR THE EXECUTIVE DIRECTOR, AIR FORCE BOARD
FOR CORRECTION OF MILITARY RECORDS (AFBCMR)
SUBJECT: AFBCMR Application of
I have carefully reviewed the evidence of record and the
recommendation of the Board members. A majority found that applicant
had not provided sufficient evidence of error or injustice and
recommended the case be denied. I concur with that finding and their
conclusion that relief is not warranted. Accordingly, I accept their
recommendation that the application be denied.
Please advise the applicant accordingly.
JOE G. LINEBERGER
Director
Air Force Review Boards
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