RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2002-02712
INDEX NUMBER: 108
XXXXXXXXXXXXX COUNSEL: None
XXX-XX-XXXX HEARING DESIRED: No
_________________________________________________________________
APPLICANT REQUESTS THAT:
Her disability discharge be changed to a medical retirement.
_________________________________________________________________
APPLICANT CONTENDS THAT:
She was never appropriately or timely counseled. Appropriate
Department of Defense (DOD) and Air Force (AF) directives were not
complied with. Medical reports on her were ignored or taken out of
context. The disability ratings and codes in her case are wrong.
In support of her appeal, applicant provides a chronological summary
of events pertinent to her case, extracts from her medical records,
results of her Physical Evaluation Board (PEB) and her appeal of the
findings and recommendations. The applicant also provided an
addendum letter to her initial application advising of her efforts to
get a certified copy of her medical records for the Board’s use. She
also discusses the basis of her appeal; that the disability code
given her fails to address the complete extent of her disability.
She contends that the medical evaluation board (MEB) conducted on 19
Jan 99 did not have all of the appropriate board members present,
that there was no commander’s signature, and there was a letter of
exception attached from her commander. The two-member panel violated
DOD 1332.38, paragraph E3.P1.2.1 and 3, by not documenting all
medical conditions and therefore not stating whether each condition
was cause for referral.
Applicant also indicates problems that she had with her military
counsel and problems in which her formal PEB (FPEB) was conducted.
The applicant’s complete submission, with attachments, is at Exhibit
A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant entered active duty in the Air Force on 25 Feb 86. She
was promoted up through the grade of staff sergeant (SSgt). On 17
Dec 98, the applicant was evaluated for referral to an MEB. On 19
Jan 99, the applicant was evaluated by an MEB. The MEB established
diagnoses of attention-deficit hyperactivity disorder, depressive
disorder not otherwise specified, and chronic neck pain and
degenerative disc disease. It recommended that the applicant be
referred to an Informal PEB (IPEB). On 8 Feb 99, the applicant
met an IPEB. The IPEB diagnosed her with an unfitting and ratable
condition of chronic neck pain associated with degenerative disc
disease and depression. She was given a disability rating of 10
percent. The IPEB also diagnosed attention deficit disorder, but
determined that it existed prior to service (EPTS) and was not
compensable. On 22 Feb 99, the applicant indicated that she did
not agree with the findings and recommended disposition in her case
and demanded a formal hearing. On 31 Mar 99, a FPEB upheld the
earlier findings of the IPEB. In her acknowledgement of the FPEB’s
findings, the applicant indicated that she did not agree with the
findings and recommended disposition of the FPEB. She elected to
submit a rebuttal.
On 19 Apr 99, the applicant filed a complaint with the Air Force
Academy Inspector General regarding the MEB process. She made the
following allegations with the indicated results.
a. When she was identified for an MEB by a physician, a
complete physical examination was not done. This allegation was
unsubstantiated.
b. The MEB did not accept the examination narrative of her
Physician Assistant. This allegation was unsubstantiated.
c. Her medical records were not charged out by 10 AMS
personnel. This allegation was substantiated.
d. The MEB did not thoroughly evaluate her medical records
for the accurate scheduling of proper disabilities ratings. This
allegation was unsubstantiated.
e. She was not briefed of her rights by 10 AMS personnel.
This allegation was substantiated.
f. The PEB did not communicate to her or the Medical Group
Medical Evacuation Resource Management that she should not take leave
in conjunction with medical TDY for a PEB. This allegation was
substantiated.
The IG encouraged the applicant to use her chain of command and
appointed MEB counsel in submitting her appeal to SECAF regarding her
concerns with the MEB/PEB process. The IG indicated that they would
assist the applicant with her concerns with AMS personnel.
On 1 May 99, the applicant submitted her rebuttal to the FPEB
findings. On 24 Jun 99, the Secretary of the Air Force Personnel
Council (SAFPC) concurred with the findings and recommended
disposition of the IPEB and FPEB regarding the applicant’s
disability. They directed that the applicant be discharged and
receive severance pay with a disability rating of ten (10) percent.
In making their determination, SAFPC indicated that they considered
the applicant’s rebuttal letter with a contention for disability
retirement and higher compensation form. They also reviewed the
evidence and testimony presented to the FPEB, the remarks by the
FPEB, the remarks by the IPEB, the applicant’s service medical
record, and the narrative of the MEB.
The applicant was discharged effective 25 Aug 99 under AFI 36-3212,
with a disability rating of ten percent, for chronic neck pain
associated with degenerative disc disease and depression.
_________________________________________________________________
AIR FORCE EVALUATION:
The BCMR Medical Consultant recommends that the applicant’s records
be corrected to show disability discharge with severance at 20
percent under the VASRD for intervertebral disc syndrome. The
applicant was disability discharged with chronic neck pain associated
with degenerative disc disease and depression. The applicant had a
history of ADHD diagnosed and treated since 1996, and intermittent
symptoms of depression, which responded to therapy and alone did not
form a basis for being found unfit. Following an Apr 97 motor
vehicle accident in which she sustained a whiplash injury, the
applicant developed chronic neck and shoulder girdle pain, and
symptoms of arm numbness. Evaluation by radiographic imaging
studies, electromyography (EMG) and evaluations from a variety of
specialists, including orthopedic surgery, neurosurgery, neurology,
and physical medicine were in concurrence with regard to diagnoses of
degenerative spine disease and associated myofascial pain (muscular
pain syndrome associated with the cervical spine sprain, whiplash).
Although the applicant’s MRIs revealed impressive changes of bulging
intervertebral discs appearing to make contact with the spinal cord
and the left C7 nerve root, no objective neurologic findings were
reported prior to her MEB and PEBs. It was not until April and May
1999 that examination findings consistent with mild neurologic
involvement were documented. An orthopedic examination in Feb 00 and
the Jul 00 VA rating decision are consistent with the findings and
conclusions of the Air Force PEBs.
The applicant’s functional limitations while on active duty were
likely the result of intertwined effects of her chronic neck pain
from her spine disease, ADHD, and depressive symptoms. The PEBs
accurately acknowledged this by associating her depression with her
neck pain in rating her overall disability. However, accurate
information regarding the applicant’s functional limitations and her
neurologic impairments did not appear to be available to the PEBs in
their deliberations. The Apr 99 neurology and physical medicine
evaluations documented mild neurologic functional limitation in
mowing grass and lifting and carrying heavy objects, and pain
associated with the leaning, head forward posture required to perform
duty as a dental laboratory technician. The FPEB interpreted the
applicant’s ability to travel extensively as inconsistent with a high
level of work disability. The BCMR Medical Consultant concurs that
the applicant’s condition was unfitting for continued service, but
does not find clear evidence that the disabilities were sufficient to
attain the 30% level to qualify for permanent retirement. In view of
the findings of the Apr 99 neurology examination, and supported by
stable symptoms in Feb 00, the BCMR Medical Consultant recommends a
rating of 20 percent under the VASRD for intervertebral disk
syndrome, moderate recurring attacks. He concurs with the PEB
findings regarding the applicant’s other medical conditions.
The complete evaluation is at Exhibit C.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant indicates in her response to the Air Force evaluation
that she disagrees with the BCMR Medical Consultant’s statement of
her request. She indicates that she is still concerned with the
recommended rating of 20 percent. She still experiences ongoing and
increasingly painful episodes with her neck/shoulder area, and
extreme bilateral hip pain. The applicant also disagrees with
combining depression with the 5293 code. In her understanding of the
disability codes, Directives, Policies, and Instructions, you cannot
combine disabilities without “building a code” to reflect the exact
disability. It would also appear that the MEB would have listed all
of her medical conditions and state whether each condition is/was
cause for referral into the Disability Evaluation System.
The applicant is also concerned that no action has been taken to
correct the numerous violations she listed in her letter to SECAF.
The applicant indicates that the recommendation by the BCMR Medical
Consultant to increase her disability to 20 percent is not an
accurate representation of her medical condition at the time of her
discharge.
The applicant’s complete response is at Exhibit E.
_________________________________________________________________
ADDITIONAL AIR FORCE EVALUATION:
Pursuant to the Board’s request, AFPC/DPPR evaluated the applicant’s
appeal. They recommend denial of the applicant’s request.
After reviewing the BCMR Medical Consultant’s evaluation, in which he
recommended an increase in the applicant’s disability rating from 10
to 20 percent, they decided that an additional review by the IPEB was
necessary. After reviewing the additional evidence, the IPEB
concluded that even with the orthopedic examination of Jan 00,
proximate enough to the Disability Evaluation System process to be
considered, no evidence was presented to warrant a change in the
diagnoses and disability ratings awarded by the IPEB, FPEB, and SAFPC
in 1999. Specifically, the nerve condition studies were negative and
other than trigger points around the shoulder blades, the examination
was essentially normal. Regarding the applicant’s referral to her
adjustment disorder, along with her ADHD, according to DODI 1332.38,
E4, 13.1.4, which overrides the VASRD, these diagnoses are considered
unsuiting rather than unfitting, and therefore are not compensable or
ratable under disability laws and policies, and are listed under
Category III of the Air Force disability rating categories.
They provide the following responses to the applicant’s comments
regarding her MEB/PEB process:
a. The applicant’s MEB package appears to appropriately
focus on those unfitting medical conditions that refer her into the
DES. AF Form 618, Medical Board Report, coupled with the narrative
summaries/consultations, commander’s letters, etc., address her
unfitting conditions as required for review by the PEB. It must be
noted that the MEB only addresses unfitting medical conditions that
affect the member’s ability to perform his or her military duties at
that time, and not her entire military medical history.
b. An administrative oversight in item 26 of the AF Form 618
was noted in the area that was supposed to be signed by a third board
member. Records show that only two physicians signed the Medical
Board Report. The Medical Board Report also lacks the hospital
commander’s signature, although the concurrence block shows an “X” in
the “Approved” block. Although a third medical board member’s
signature was not included on the AF Form 618, all the narrative
medical summaries (including the medical narrative summary completed
by Capt Vanderburgh) provided were inclusive and properly signed.
Although the lack of the above mentioned signatures make the report
somewhat unofficial, it apparently did not deter from the overall
objective of the MEB.
c. The comment made by the applicant concerning item 29c of
the AF Form 618 in which the service member makes comments concerning
a letter of exception from her commander is null and void. This is
probably due to her misunderstanding of the overall MEB process.
This block does not address the requirement for a commander’s letter,
but shows if a letter of exception from the member is included in the
MEB package. Applicant’s signature affixed on the Medical Board
Report shows she was briefed and informed of the findings and
recommendations of the medical board.
d. MEB package and associated documentations were forwarded
and received by the PEB within the 90-day window required by AFI 36-
3212.
e. Applicant’s contention that she was not provided
appropriate counseling at the FPEB concerning her hearing rights is
incorrect. Disability processing records include an AF Form 1180,
Action on Physical Evaluation Board Findings and Recommended
Disposition, which indicates a counseling was received and
acknowledged by the member on 31 Mar 99. Her legal counsel at the
board conducted counseling. Her comment that her legal counsel lied
to her, and that she requested he be relieved from that duty cannot
be ascertained.
f. Applicant’s comments that she was mistreated by the FPEB
is controversial and cannot be verified or denied. AFPC/DPPD cannot
entertain why the Board, which is made up of Air Force senior
leadership, would have reason to be biased towards the service member
and believes that the statements in the findings were professionally
based on the preponderance of the evidence provided to them
concerning the case.
They conclude that the applicant was treated fairly throughout the
Air Force DES process, and she was properly rated under federal
guidelines at the time of her evaluation as required under military
disability laws and policy. Based on their evaluation, they could
not justify why the applicant’s records should be corrected to show
an increase in her disability rating and the award of disability
retirement.
The complete evaluation is at Exhibit F.
_________________________________________________________________
APPLICANT'S REVIEW OF ADDITIONAL AIR FORCE EVALUATION:
In her response to the additional Air Force evaluation, applicant
indicates that she is not confused regarding the Air Force disability
processing system. She states that she has read and reread the
applicable instructions, regulations, etc., and that is the reason
she is appealing. She truly believes her code 5290 is wrong, the
rating is wrong, and the depression should never have been included
in the 5290 code. There is overwhelming and superior evidence in her
record to justify her requests for correction of codes, ratings, and
disability retirement. The 5290 code should be corrected to reflect
5293. The Intervertebral disc syndrome and depression should be
identified, coded, and rated separately.
In support of her appeal, the applicant provides extracts from DOD
Instruction 1332.39, Application of the Veterans Administration
Schedule for Rating Disabilities, that defines Intervertebral Disc
Syndrome and the level of symptoms required for ratings of 40 to 60
percent. She then references the Board to documentation in her
medical records that she believes supports a rating of 40 percent for
her Intervertebral Disc Syndrome.
In support of her contention that her mental disorders should be
rated, applicant provides an extract from Air Force Instruction 36-
3212, Physical Evaluation for Retention, Retirement, and Separation,
that defines how disability evaluation boards will assign disability
ratings, DODI 1332.39, and DODI 1332.38, Physical Disability
Evaluation, which defines “Physical Disability.” Applicant points
out that the term physical disability includes mental disease and
that for a medical impairment or physical defect to constitute a
physical disability, it must be of such a nature or degree of
severity as to interfere with the member’s ability to adequately
perform his or her duties. The applicant refers the Board to a
consult from an Air Force Psychiatrist, dated 17 Dec 98, that
identified her impairment as moderate for military duty and
considerable for civilian/social/industrial adaptability.
The applicant indicates that a rating of 40 percent for her
Intervertebral Disk Syndrome and 30 percent for mental disorders
comes to a combined rating of 58 percent, well within the requirement
for a medical retirement.
The applicant’s complete response is at Exhibit H.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was not timely filed; however, it is in the
interest of justice to excuse the failure to timely file.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice regarding the applicant’s request
for a medical retirement. We took notice of the applicant's complete
submission in judging the merits of the case; however, we agree with
the opinions and recommendations of the Air Force offices of primary
responsibility regarding this issue and adopt their rationale as the
basis for our conclusion that the applicant’s condition at the time
of her discharge does not warrant a medical retirement. The
applicant indicates that she is concerned that no action has been
taken in regard to violations she listed in her letter of 1 May 99 to
the Secretary of the Air Force. However, we note that the Secretary
of the Air Force Personnel Council indicated in their letter of 24
Jun 99 that they considered the applicant’s letter before reaching
their decision that she be discharged with a disability rating of
10%. Therefore, in the absence of evidence to the contrary, we find
no compelling basis to recommend granting this portion of the relief
sought in this application.
4. Notwithstanding our findings above, we believe sufficient
relevant evidence has been presented justifying a measure of relief
regarding the applicant’s diagnosis and associated disability
discharge rating. In that regard, we accept the opinion of the BCMR
Medical Consultant that accurate information regarding the
applicant’s functional limitations and her neurologic impairments did
not appear to be available to the Physical Evaluation Boards in their
deliberations. As such, we concur with his recommendation that the
applicant’s disability be rated at 20% under the VASRD for
intervertebral disk syndrome, Code 5293, moderate recurring attacks.
We note the applicant’s disagreement with the combining of her
depression with her intervertebral disk syndrome to determine her
disability rating. However, we accept the opinions of the Air Force
offices of primary responsibility that her depression when considered
alone was not an unfitting condition at the time of her discharge.
Therefore, we believe that the decision to combine the two conditions
was proper and that her records should only be corrected to the
extent indicated below.
_________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT be corrected to show that on 25 August 1999,
she was discharged for physical disability with entitlement to
severance pay, based on the diagnosis of intervertebral disk
syndrome, VASRD 5293, rather than chronic neck pain associated with
degenerative disk disease and depression, VASRD 5290, rated at 20%
rather than 10%.
_________________________________________________________________
The following members of the Board considered Docket Number BC-2002-
02712 in Executive Session on 7 May 2003, under the provisions of AFI
36-2603:
Mr. Joseph G. Diamond, Panel Chair
Ms. Kathleen F. Graham, Member
Ms. Dorothy P. Loeb, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 22 Aug 02, w/atchs;
Letter, dated 29 Dec 02, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Memorandum, BCMR Medical Consultant,
dated 10 Feb 03.
Exhibit D. Letter, AFBCMR, dated 14 Feb 03.
Exhibit E. Memorandum, Applicant, dated 26 Feb 02.
Exhibit F. Memorandum, AFPC/DPPD, dated 25 Mar 03.
Exhibit G. Letter, SAF/MRBR, dated 28 Mar 03.
Exhibit H. Memorandum, Applicant, dated 18 Apr 03.
JOSEPH G. DIAMOND
Panel Chair
AFBCMR BC-2002-02712
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the
authority of Section 1552, Title 10, United States Code (70A Stat
116), it is directed that:
The pertinent military records of the Department of the Air
Force relating to XXXXXXXXX, XXX-XX-XXXX, be corrected to show that
on 25 August 1999, she was discharged for physical disability with
entitlement to severance pay, based on the diagnosis of
intervertebral disk syndrome, VASRD 5293, rather than chronic neck
pain associated with degenerative disk disease and depression,
VASRD 5290, and rated at 20% rather than 10%.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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