RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 99-02602
COUNSEL: ANTHONY W. WALLUK
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
His physical disability rating be increased from 40% to 70%.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The combination of medical conditions, which forced his retirement, should
have been rated at 70%.
The applicant states that, while on active duty, he underwent oral
maxillofacial surgery. As a result of the unsuccessful surgery, he
suffered extensive and severe permanent injury. In addition, he has been
under treatment for depression resulting from his medical problems. Since
he was on active duty at the time of the surgery, he is limited to
disability retirement as compensation for the damages done to him.
However, if he were a civilian and had these damages done to him, he could
have pursued a malpractice claim that would likely have compensated him in
the hundreds of thousands of dollars. Since he had over 19 years of
service at the time of the ill-fated surgery and over 20 years at the time
of his retirement, he was entitled to 51% retirement without any financial
medical malpractice proceeds for the unsuccessful surgery he endured. The
40% disability rating awarded by the Air Force gave him essentially nothing
for the injuries he suffered, because he still receives the 51% to which he
was already entitled. The VA has determined that his sleep apnea is
ratable at 50%. The VA also determined that his Status Post Maxillary
Mandibular Advancement Surgery, with Injury Right Facial Nerve and
Paralysis Side of Face, is ratable at 50%. Since he has been under
treatment for depression resulting from his medical problems, the VA rated
his depression at 10% and the Air Force should have given the same rating.
While the Board cannot restore his career or provide him the lost income he
would have earned had he remained on active duty, the Board can allow him
to receive the retirement that he would have earned but for the surgery
gone bad.
The applicant’s complete submission is attached at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
On 25 October 1994, a Medical Evaluation Board (MEB) convened and
recommended the applicant be referred to an Informal Physical Evaluation
Board (IPEB) based on the diagnosis of obstructive sleep apnea initially
severe now of mild to moderate degree; refractory to three surgical
procedures, manifested by mild daytime somnolence, sleep fragmentation and
insufficient sleep, still requiring nasal Continuous Positive Airway
Pressure (CPAP); status post 3 January 1989 nasal septoplasty,
uvulopalatopharyngoplasty and 18 October 1993 bimaxillary advancement, with
current post operative significant residual of perioral paresthesias,
severe difficulty with eating and exhaustion with prolonged speech;
periodic limb movements of sleep of mild degree; esophageal reflux
syndrome; insufficient sleep syndrome due to personal habit; TB convertor
S/P 1 year INH therapy; and abnormal blood pressure readings, labile
hypertension.
On 2 November 1994, an IPEB convened and recommended the applicant’s
temporary retirement with a compensable rating of 20% based on the
diagnosis of perioral paresthesias with incomplete lip seal, status post
1989 nasal septoplasty and uvulopalatopharyngoplasty and October 1993
bimaxillary advancement for obstructive sleep apnea, still requiring nasal
CPAP.
The applicant was involuntarily released from active duty on 24 February
1995 for physical disability and his name was placed on the Temporary
Disability Retired List (TDRL).
On 27 March 1996, the Department of Veterans Affairs (DVA) awarded the
applicant an overall combined compensable disability rating of 50% (i.e.,
obstructive sleep apnea status post nasal septoplasty and
uvulopalatopharyngoplasty and maxillary mandibular advancement - 20%,
hypertension - 10%, acne vulgaris - 10%, perioral paresthesia - 10%,
depressive disorder - 10%, and degenerative joint disease - 10%).
An FPEB convened on 8 October 1996, and recommended the applicant’s
permanent retirement with a compensable rating of 10% since his overall
impairment was moderate. The applicant did not concur with the findings of
the FPEB.
On 14 November 1996, the Secretary of the Air Force Personnel Board
determined that based on the bilateral involvement of the impairment, the
applicant should be permanently retired with a compensable rating of 40%.
On 29 December 1996, the applicant was removed from the TDRL and
permanently retired by reason of physical disability in the grade of
lieutenant colonel, with a 40% disability rating. He completed 20 years, 8
months, and 14 days of active service.
On 14 August 1997, the DVA increased the applicant’s overall combined
compensable disability rating to 90% (i.e., status post maxillary
mandibular advancement surgery with injury right facial nerve and paralysis
side of face - 50%, degenerative joint disease - 20%, and obstructive sleep
apnea status post uvulopalatopharyngoplasty requiring CPAP - 50%).
_________________________________________________________________
AIR FORCE EVALUATIONS:
BCMR Medical Consultant reviewed the application and states that the
appropriate level of disability was awarded on 14 November 1996. The
applicant provides no evidence newer than the examination results of 1996
to compare present status to that used in his disability evaluation, other
than a Department of Veterans Administration (DVA) rating decision of
August 1997. As stated by the applicant, it was his own decision to retire
early, and not one forced by his sleep or post-surgical problems. The
decision was based on his perceptions that his job performance had
suffered, perceptions that are not borne out by review of his records.
There is no evidence to support a higher rating at the time of retirement.
Furthermore, his case was properly evaluated, appropriately rated and
received full consideration under the provisions of AFI 36-3212.
Therefore, while sympathetic to the applicant for his continuing medical
problems, the BCMR Medical Consultant is of the opinion that no change in
the records is warranted and recommends the application be denied.
A complete copy of the Air Force evaluation is attached at Exhibit C.
The Chief, Special Actions/BCMR Advisories, AFPC/DPPD, reviewed the
application and states that there are no errors, irregularities, or
injustices that would require a change to applicant’s military records. It
is their opinion that the applicant was properly rated under Federal
disability rating guidelines based on the medical evidence provided and was
afforded a full and fair hearing required under disability laws and policy.
Therefore, they recommend the application be denied.
A complete copy of the Air Force evaluation is attached at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATIONS:
Complete copies of the Air Force evaluations were forwarded to the
applicant’s counsel on 7 April 2000, for review and response within 30
days. On 4 August 2000, the application was withdrawn in accordance with
counsel’s request.
On 31 March 2001, the applicant’s counsel provided his response to the
evaluations and requested the case be reopened. Counsel states that the VA
thoroughly evaluated the applicant’s condition immediately after his
retirement and rated the nerve damage as 50% because it was severe, not
moderate as the evaluations suggest. There is no mention of the
applicant’s condition being moderate anywhere in his records. The
narrative summaries in file both use the terms severe and significant in
describing the level of applicant’s impairment. Given the clarity with
which the VA evaluated his condition there can be no question that this
condition, by itself, should have been rated at 50%. Furthermore, both
evaluations ignore the facts that this permanent disfigurement came about
only because the applicant had sleep apnea which, when treated by surgery,
worsened to the point that the applicant now has to live with the
Continuous Positive Airway Pressure (CPAP) machine at high volume all the
time. The VA finds the applicant’s sleep apnea condition, by itself, 50%
disabling. Even if it were conceded that sleep apnea alone, with no other
complications, is not unfitting, under the circumstances seen in this case,
it was an obvious factor in the applicant’s involuntary early retirement.
The particular circumstances of this case justify a rating of 50% for this
condition on top of the rating for the paralysis that ultimately resulted
from it.
Counsel’s complete response, with attachments, is at Exhibit H.
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law or
regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate the
existence of probable error or injustice. After thoroughly reviewing the
evidence of record and noting the applicant’s contentions, we are not
persuaded that his disability rating should have been rated higher than
40%. The applicant contends that his disability rating should be upgraded
as compensation for the damages done to him given his lack of an ability to
seek medical malpractice compensation from the Air Force. However, we
found that no evidence has been presented to show that he was not properly
rated under Federal disability rating guidelines based on the medical
evidence provided or that he was not afforded a full and fair hearing
required under disability laws and policy. We took notice of the
applicant's complete submission in judging the merits of the case; however,
we agree with the opinions and recommendations of the Air Force offices of
primary responsibility and adopt their rationale as the basis for our
conclusion that the applicant has not been the victim of an error or
injustice. Therefore, in the absence of evidence to the contrary, we find
no compelling basis to recommend granting the relief sought in this
application.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not demonstrate
the existence of probable material error or injustice; that the application
was denied without a personal appearance; and that the application will
only be reconsidered upon the submission of newly discovered relevant
evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered this application in Executive
Session on 24 April 2001, under the provisions of AFI 36-2603:
Mr. Thomas S. Markiewicz, Vice Chair
Mr. Billy C. Baxter, Member
Mr. Mike Novel, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 1 Oct 99, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, BCMR Medical Consultant, dated 18 Feb 00.
Exhibit D. Letter, AFPC/DPPD, dated 27 Mar 00.
Exhibit E. Letter, SAF/MIBR, dated 7 Apr 00.
Exhibit F. Letter, Counsel, dated 17 Jul 00.
Exhibit G. Letter, AFBCMR, dated 4 Aug 00.
Exhibit H. Letter, Counsel, dated 30 Mar 01, w/atchs.
THOMAS S. MARKIEWICZ
Vice Chair
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