RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: BC-2003-00371
(Case 2)
INDEX CODE: 108.02
COUNSEL: NONE
HEARING DESIRED: NO
_________________________________________________________________
APPLICANT REQUESTS THAT:
His original disability rating for sleep apnea be reinstated to 30
percent and that his retired status be restored.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The decision to remove him from the Temporary Disability Retired List
(TDRL) was in error. In February 2002, during his TDRL reevaluation,
there was no sleep study performed as requested. The formal medical
board misinterpreted Dr. xxxx’ (Medical Director, HealthSouth Sleep
Disorders Center) note and rated him at zero percent. He was
considered cured, but when you read the doctor’s 4 January 2003
letter, this is not the case. He has used the Continuous Positive
Airway Pressure (CPAP) machine since March 2000 and will continue for
the rest of his life.
In support of his request, the applicant submits a personal statement,
a letter from Dr. xxx, with a 17 May 2002 reevaluation, and an extract
from the Veterans Administration Schedule for Rating Disabilities
(VASRD). The applicant’s complete submission, with attachments, is at
Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD) is
11 August 1987. He was progressively promoted to the grade of staff
sergeant (E-5), with an effective date of rank of 1 October 1996.
A Medical Evaluation Board (MEB) was convened on 15 August 2000 and
their diagnosis and findings were: (1) Obstructive Sleep Apnea (OSA),
severe, on CPAP at 13 cm H20; declines further surgery, with March
2000 as the approximate date of origin. (2) Obesity height 70” -
weight - 224 lbs. (3) Degenerative Disk Disease of cervical spine,
with C7 radiculopathy of left arm, with May 2000 as the approximate
date of origin. The MEB recommended referral to the Informal Physical
Evaluation Board (IPEB).
On 25 August 2000, an Informal Physical Evaluation Board (IPEB)
convened and established a diagnosis of OSA (30 percent disability
rating) and Degenerative Disk Disease (ten percent disability rating).
Other diagnosis considered but not ratable was a history of obesity.
The IPEB found the applicant unfit because of physical disability and
recommended temporary retirement with a compensable disability rating
of 40 percent. On 6 September 2000, the applicant agreed with the
findings and recommended disposition of the IPEB and waived his right
to a Formal PEB (FPEB).
On 13 November 2000, the applicant was released from active duty and,
effective 14 November 2000, his name was placed on the Temporary
Disability Retired List (TDRL) in the retired pay grade of E-5, with a
compensable percentage of 40 percent for physical disability. He was
credited with 13 years, 3 months and 2 days of service for basic pay
and active service for retirement.
The applicant received TDRL re-examinations at Lackland AFB. The
medical summaries of his examinations were presented to the IPEB who
established a diagnosis of: (1) Chronic neck pain associated with C-7
radiculopathy of left arm, with a ten percent disability rating; and,
(2) Obstructive sleep apnea, with a zero percent disability rating.
The IPEB further recommended, on 8 April 2002, that he be discharged
with severance pay, with a ten percent compensable disability rating.
The applicant disagreed with this finding and requested appearance
before the FPEB.
On 20 June 2002, the applicant appeared before a Formal Physical
Evaluation Board (FPEB). The FPEB found the testimony and medical
evidence to support the findings and recommendations of the IPEB; that
the applicant’s sleep apnea is appropriately rated at zero percent.
The FPEB found the applicant unfit because of physical disability and
recommended discharge with severance pay, with a compensable rating of
ten percent. On 20 June 2002, the applicant disagreed with the
findings and recommended disposition of the FPEB and submitted a
rebuttal to the Secretary of the Air Force Personnel Council (SAFPC),
dated 3 July 2002.
After considering the applicant’s rebuttal letter, with attachments,
the evidence and testimony presented before the FPEB, IPEB, the TDRL
evaluation, service medical records and the medical summary leading to
the MEB, SAFPC concurred with the recommendations of both the IPEB and
FPEB for a disposition of separation with severance pay, with a
combined disability rating of ten percent. Officials within the
Office of the Secretary of the Air Force directed that the applicant
be discharged with entitlement to disability severance pay, with a
disability rating of ten percent. On 25 August 2002, the applicant’s
name was removed from the TDRL and he was discharged in the grade of
staff sergeant (E-5), with entitlement to disability severance pay.
He was credited with 13 years, 3 months and 2 days of service for
severance pay.
Information extracted from applicant’s military personnel records
indicate that, on 24 July 2001, the Department of Veterans Affairs
granted the applicant a 50 percent disability rating, effective 14
November 2002, the date following his release from active duty.
_________________________________________________________________
AIR FORCE EVALUATION:
The BCMR Medical Consultant recommends the application be denied.
Obstructive Sleep Apnea (OSA) is the result of relaxation of the
muscles of the Pharynx (throat) during sleep that obstructs the normal
flow of air during sleep and results in decreased levels of oxygen and
increased carbon dioxide in the blood. The applicant argues that the
Air Force Physical Evaluation Boards did not follow the Veterans
Administration Schedule for Rating Disabilities (VASRD) in rating his
Obstructive Sleep Apnea. The BCMR Medical Consultant indicates that
the DoD uses the VASRD as a guideline in rating unfitting conditions
for disability compensation. However, the DoD does not use the VASRD
for rating OSA. DoD Instruction 1332.39, paragraph E2.A1.2.21,
directs that Sleep Apnea Syndromes (VASRD 6847) will be rated
corresponding to assessed levels of disability relative to civilian
earning capacity and not according to the criteria listed in the
VASRD. The following interpretation applies in the DoD Disability
System: Mild industrial impairment - zero percent; Definite
industrial impairment - 30 percent; considerable industrial impairment
- 50 percent; and, total industrial impairment - 100 percent.
The BCMR Medical Consultant states that although, like many members
with OSA who are allowed to remain on active duty, the applicant
demonstrated excellent response to the application of CPAP, his
underlying OSA was still severe enough to require restriction on
deployment. There appears to be no clinical reason, based on
objective findings of sleep studies, why the applicant should have any
more than mild impairment of civilian employment with the use of the
CPAP device. The Physical Evaluation Boards, based on the applicant’s
report to the pulmonary specialist of near complete symptom resolution
supported by the objective results of sleep studies concluded that the
applicant rated zero percent in accordance with DoD policy on rating
sleep apnea syndromes. The requirement for use of CPAP device is not
sufficient grounds to apply any disability rating in the DoD
disability system since many patients experience control of their
condition that allows full functioning.
The BCMR Medical Consultant points out that another issue not
explicitly addressed by the boards is the fact that the applicant has
not reduced his weight back to his ideal body weight. Based on the
temporal relationship of onset of his symptoms with his weight gain,
the BCMR Medical Consultant opines that the applicant’s condition
would very significantly improve if he were able to bring his weight
back within Air Force standards. The BCMR Medical Consultant concurs
with the decisions of the previous boards. Action and disposition in
this case are proper and equitable reflecting compliance with Air
Force directives that implement the law. The AFBCMR Medical
Consultant’s evaluation is at Exhibit C.
HQ AFPC/DPPD recommends the application be denied. DPPD states that
the Physical Evaluation Board’s (PEB) responsibility is to determine
if a service member’s medical condition renders them unfit for
continued military service. The preponderance of evidence provided
during the MEB/PEB process appears to justify the outcome of the final
disposition. This is confirmed in the BCMR Medical Consultant’s
advisory opinion. In the applicant’s case, both the Informal Physical
Evaluation Board (IPEB) and the Formal Physical Evaluation Board
(FPEB) determined a zero percent rating was appropriate for his
Obstructive Sleep Apnea (OSA) due to medical data presented from the
TDRL re-examination, which cleared him to return to active duty (not
worldwide deployable). Veterans who acquire service-connected medical
conditions are authorized compensation and treatment from the
Department of Veterans Affairs (DVA) once they are released from
active duty under Title 38, USC.
Following DPPD’s assessment, they conclude the applicant was treated
fairly throughout the military Disability Evaluation System (DES)
process, that he was properly rated under federal disability
guidelines at the time of his evaluation, and that he was afforded the
opportunity for further review as provided by federal law and policy.
DPPD finds no injustice or inaccuracies during the MEB/PEB process
that would warrant reinstating the applicant’s original OSA disability
rating or why the 1 August 2002 Secretarial decision should be
overturned. They agree with the BCMR Medical Consultant’s assessment
of the case. In addition, the applicant has not provided sufficient
documentation to indicate a bias or error took place at the time of
his process through the Air Force DES. The HQ AFPC/DPPD evaluation is
at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATIONS:
Copies of the Air Force evaluations were forwarded to applicant on 1
August 2003 for review and response. As of this date, no response has
been received by this office (Exhibit E).
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing law
or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of error or injustice. After careful consideration of
applicant’s request and the available evidence of record, the Board
majority finds insufficient evidence of error or injustice to warrant
corrective action. It is the opinion of the Board majority that the
evidence of record reflects the applicant’s disability case was
properly evaluated, appropriately rated and received full
consideration under the applicable Air Force instructions. All levels
of review, during and subsequent to his TDRL reevaluation, considered
the entire medical record and determined the degree of applicant’s
medical condition, with the appropriate compensable rating of zero
percent for sleep apnea. The Board majority noted that, in rating
Obstructive Sleep Apnea (OSA), the implementing guidance for the
military departments is DoD Instruction 1332.39, which contains the
rating and disposition guide to be used in cases such as the
applicant’s, not the Veterans Administration Schedule for Rating
Disabilities (VASRD). The Board majority noted the sleep study the
applicant provided from a civilian sleep lab, dated 17 May 2002,
confirmed the applicant having severe OSA with “excellent response” to
treatment with a nasal Continuous Positive Airway Pressure (CPAP)
device; and, that the specialist recommended continued use of the CPAP
device and weight loss. As the AFBCMR Medical Consultant stated
“there appears to be no clinical reason, based on objective findings
of sleep studies, why the applicant should have any more than mild
impairment of civilian employment with the use of the CPAP device.”
The Board majority opines that the applicant has failed to provide
substantiating evidence indicating that the zero percent compensable
rating for OSA, at the time of his discharge from the Air Force, was
in error or unjust, that he was misdiagnosed by Air Force medical
personnel, or that his case was not processed properly. The Board
majority therefore agrees with the opinions and recommendations of the
respective Air Force offices and adopts the rationale expressed as the
basis for their conclusion that the applicant has failed to show that
the assigned rating was contrary to the governing directive, which
implements the law. In view of the foregoing and absent evidence to
the contrary, the Board majority finds no compelling basis to
recommend granting the relief sought in this application.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of material error or injustice; that the
application was denied without a personal appearance; and that the
application will only be reconsidered upon the submission of newly
discovered relevant evidence not considered with this application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 25 September 2003, under the provisions of AFI 36-
2603:
Mr. Robert S. Boyd, Panel Chair
Ms. Martha J. Evans, Member
Mr. James E. Short, Member
By a majority vote, the members voted to deny applicant's request. Mr.
Short voted to grant the applicant's request and submitted a minority
report. The following documentary evidence was considered in connection
with AFBCMR Docket Number BC-2003-00371.
Exhibit A. DD Form 149, dated 29 Jan 03, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, BCMR Medical Consultant, dated 24 Jun 03.
Exhibit D. Letter, HQ AFPC/DPPD, dated 28 Jul 03.
Exhibit E. Letter, SAF/MRBR, dated 1 Aug 03.
Exhibit F. Minority Report.
ROBERT S. BOYD
Panel Chair
AFBCMR BC-2003-000371
MEMORANDUM FOR THE EXECUTIVE DIRECTOR, AIR FORCE BOARD FOR
CORRECTION OF MILITARY RECORDS (AFBCMR)
SUBJECT: AFBCMR Application of
I have carefully reviewed the evidence of record and the
recommendation of the Board members. A majority found that applicant
had not provided sufficient evidence of error or injustice and
recommended the case be denied. I concur with that finding and their
conclusion that relief is not warranted. Accordingly, I accept their
recommendation that the application be denied.
Please advise the applicant accordingly.
JOE G.
LINEBERGER
Director
Air Force
Review Boards Agency
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