RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 98-00968
INDEX CODE: 111.02
COUNSEL: None
HEARING DESIRED: No
_________________________________________________________________
APPLICANT REQUESTS THAT:
The Enlisted Performance Report (EPR) rendered for the period 31 Oct
95 through 1 Jul 96 be declared void and removed from his records.
_________________________________________________________________
APPLICANT CONTENDS THAT:
The basis for the final rating on the report in question was a Social
Actions event of which he was exonerated of any wrong doing. The
acting commander was the Military Personnel Flight (MPF) chief, who
along with the Superintendent of the MPF, gave him a Letter of
Reprimand (LOR) based upon the action and directly told the rater that
under no circumstances would he be allowed a “5” rating as it would
not reflect positively on her (rater) as a supervisor and team member
in supporting their actions. Despite her efforts to push the “5”
through, she was hindered by implied threats to her career and ability
to supervise.
Applicant’s complete submission is attached at Exhibit A.
_________________________________________________________________
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD) is
11 Jul 79. He is currently serving in the Regular Air Force in the
grade of master sergeant, effective, and with a date of rank (DOR) of
1 Aug 98.
Applicant’s EPR profile since 1985 follows:
PERIOD ENDING OVERALL EVALUATION
4 Aug 85 9
4 Aug 86 9
31 May 87 9
31 May 88 9
31 May 89 9
30 Nov 89 9
30 Nov 90 4 (New rating system)
30 Nov 91 5
8 May 92 4
8 May 93 5
3 Apr 94 4
3 Apr 95 5
30 Oct 95 4
* 1 Jul 96 4
10 Mar 97 5
15 Aug 97 5
26 Dec 97 5
* Contested report.
The applicant filed a similar appeal under AFI 36-2401, Correcting
Officer and Enlisted Evaluation Reports, which was denied by the
Evaluation Reports Appeal Board (ERAB) on 16 Jan 98.
_________________________________________________________________
AIR FORCE EVALUATION:
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this
application and indicated that, the first time the report was
considered in the promotion process was cycle 97E7 to master sergeant
(promotions effective Aug 97 - Jul 98). Should the Board void the
report in its entirety, or upgrade the overall rating, providing he is
otherwise eligible, the applicant will be entitled to supplemental
promotion consideration beginning with cycle 97E7. However, he will
not become a selectee during this cycle if the Board grants the
request. He has been tentatively selected for promotion during the
initial selection process for the 98E7 cycle pending a favorable data
verification and the recommendation of the commander. His DOR and
effective date will be 1 Aug 98. Since he has been tentatively
selected for the 98E7 cycle, it would serve no useful purpose to
provide him supplemental consideration for the 97E7 cycle as he could
not be selected.
A complete copy of the Air Force evaluation is attached at Exhibit C.
The Chief, BCMR & SSB Section, AFPC/DPPPAB, also reviewed this
application and indicated that, Air Force policy is that an evaluation
report is accurate as written when it becomes a matter of record. To
effectively challenge an EPR, it is necessary to hear from all the
members of the rating chain—not only for support, but for
clarification/explanation. While the applicant provided two letters
from his rater who claims that she was coerced by her superiors and
changed her evaluation of the applicant’s duty performance from a “5”
to a “4” rating in Section IV (Promotion Recommendation), AFI 36-2403,
paragraph 4.6, charges a rater with choosing the block that best
describes the ratee’s promotion potential. The indorsers of the
report are required to either concur or nonconcur with the rater’s
promotion recommendation. If they concur, they simply mark the concur
block. However, if they nonconcur, they are required to mark the
nonconcur block and initial the block with which they agree. Since
there are provisions in place to properly handle discrepancies of this
nature, DPPPAB determined it was the rater’s choice to change the
rating from a “5” to a “4” rating. Further, since both the applicant
and his rater are considered “experts” on the governing regulation,
AFI 36-2402, there is no excuse for the rater changing the rating to a
“4” if her intention was to give the applicant a “5” rating.
Evaluators who change their evaluations after talking with a superior
but before the report becomes a matter of record have not necessarily
been coerced. The rater makes conflicting statements in her 17 Nov 97
letter. First, she says she gave the applicant a “4” rating due to
extreme pressures from MPF leadership (paragraph 2). Then, in
paragraph 3, she states her decision to render the “4” rating was
“severely swayed” by accusations of a Social Actions incident made
against the applicant. Also, in paragraph 4, she readily admits the
applicant’s duty performance was “not perfect.” If she truly believed
the applicant deserved a “5” rating in Section IV of the EPR, she
could have rated him accordingly which was her choice. As evidenced
by her many contradictions, it appears that she was not thoroughly
convinced the applicant was ready for immediate promotion and she
lowered her promotion assessment of the applicant to a “4” after
meeting with her superiors. Since the applicant does not include any
clear evidence to prove his rater’s rating rights were violated,
DPPPAB concludes she changed the report willingly and that it was
accomplished in direct accordance with applicable regulations.
The applicant did not provide any information/support from the other
evaluators of the contested EPR. In the absence of information from
evaluators, official substantiation of error or injustice from the
Inspector General (IG) or Social Actions is appropriate. The
applicant included a copy of a Social Actions complaint filed against
him; therefore, the report does not reveal he was mistreated by
members of his command. It does state that he was not guilty of
discrimination and DPPPAB fails to see how their findings correlate to
the rating on his EPR. They viewed the contested report and do not
find any references to the Social Actions report, LOR, or the alleged
racial slur. Rather, they laud him for being a team player, a hard
charging noncommissioned officer (NCO), and cooperating with others
for the benefit of the organization. The report does not reflect bias
on the part of his superiors. Statements from the indorser and the
reviewing commander which explain their version of events are
conspicuously missing from the application. The applicant fails to
realize or understand that, by virtue of human nature, an individual’s
self-assessment of performance is often somewhat “glorified” compared
to an evaluator’s perspective because it is based on perceptions of
self. His report is not inaccurate or unfair simply because he
believes it is, nor has the documentation submitted convinced DPPPAB
that there was any irregularity in the rendering of the contested
report.
In Section VI (Indorser’s Comments), the applicant’s indorser mentions
the applicant prepared a guide for processing appeals that was highly
requested by other bases. DPPPAB would like to point out that the
applicant and his rater are both personnel technicians, who should
know and understand the importance of including the proper
documentation to support an appeal. Based on the lack of evidence
provided, DPPPAB recommends denial of applicant’s request.
A complete copy of their evaluation is attached at Exhibit D.
_________________________________________________________________
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant reviewed the Air Force evaluations and provided a two-page
response (see Exhibit F).
_________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice. We noted the statements
provided from the rater of the contested report. However, these
statements do not convince us that the applicant was rated unfairly or
that the report is in error. While the rater states that the
evaluation was a result of direct pressure by the Superintendent of
the MPF to lower the rating on the applicant based upon an alleged
Social Actions infraction, there is no substantiation of this
allegation from either the indorser or the commander that there was
pressure put on the rater to downgrade the report in question. In
addition, we note that the rater admits that the applicant’s duty
performance was “not perfect” and we do not find any bias on the part
of applicant’s superiors on the report in question. We therefore
agree with the recommendation of the Air Force and adopt the rationale
expressed as the basis for our decision that the applicant has failed
to sustain his burden that he has suffered either an error or an
injustice. In view of the foregoing, and in absence of evidence to
the contrary, we find no compelling basis to recommend granting the
relief sought.
_________________________________________________________________
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or injustice;
that the application was denied without a personal appearance; and
that the application will only be reconsidered upon the submission of
newly discovered relevant evidence not considered with this
application.
_________________________________________________________________
The following members of the Board considered this application in
Executive Session on 4 March 1999, under the provisions of Air Force
Instruction 36-2603:
Mr. Douglas J. Heady, Panel Chair
Ms. Peggy E. Gordon, Member
Mr. Joseph A. Roj, Member
Mrs. Joyce Earley, Examiner (without vote)
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 2 Apr 98, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPWB, dated 4 Jun 98.
Exhibit D. Letter, AFPC/DPPPAB, dated 8 Jun 98.
Exhibit E. Letter, AFBCMR, dated 22 Jun 98.
Exhibit F. Letter fr applicant, dated 2 Jul 98.
DOUGLAS J. HEADY
Panel Chair
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