RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 99-00723
INDEX CODE: 111.02, 111.05
COUNSEL: None
HEARING DESIRED: Yes
APPLICANT REQUESTS THAT:
The Enlisted Performance Report (EPR) rendered for the period 3 Mar
97 through 2 Mar 98 be declared void and removed from her records.
APPLICANT CONTENDS THAT:
When the initial report was sent back to the indorser for
reaccomplishment of his comments, the EPR should have been referred.
She was not given the opportunity to provide comments for
consideration in the rating. The indorser’s comments on the
contested report do not accurately portray her character or
performance not only during this reporting period but also for her
entire Air Force career. She believes she has provided overwhelming
evidence from her rater’s comments, Air Force Achievement Medal
(AFAM) narrative, and personal character reference letters that
challenge the indorser’s comments and rating. This report was also
not properly managed by the Enlisted Evaluation System (EES).
In support of her appeal, the applicant provided copies of her EPRs,
letters of character reference, a copy of the 1 Oct 98 AFI 36-2401
decision, a copy of the 28 Jan 99 AFI 36-2401 decision, and a copy of
her AFAM narrative.
Applicant’s complete submission is attached at Exhibit A.
STATEMENT OF FACTS:
The applicant’s Total Active Federal Military Service Date (TAFMSD)
is 26 Jun 85. She is currently serving in the Regular Air Force in
the grade of technical sergeant, effective, and with a date of rank
(DOR) of 1 May 97.
Applicant’s EPR profile follows:
PERIOD ENDING OVERALL EVALUATION
30 Sep 90 5
30 Sep 91 5
30 Sep 92 5
2 Mar 93 5
2 Mar 94 5
2 Mar 95 5
2 Mar 96 5
2 Mar 97 5
* 2 Mar 98 3
15 Feb 99 5
25 Jun 99 5
* Contested report.
A similar application was submitted under AFI 36-2401, Correcting
Officer and Enlisted Report Reports. The Evaluation Report Appeal
Board (ERAB) agreed with the fact that the indorser and the rater
nonconcurred and directed that Sections VI (Indorser’s Comments) and
VII (Commander’s Review) of the report be reaccomplished to include
at least one statement from the indorser addressing nonconcurrence.
The report has now been corrected and the corrected version of the
EPR is the one the applicant is now taking issue with.
Officials at AFPC/DPPPWB indicate applicant was not promoted during
cycle 99E7. Her score was 309.92 and the cutoff was 334.01.
AIR FORCE EVALUATION:
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this
application and indicated that the contested EPR has not yet been
eligible for consideration in the promotion process. It will be
considered the next cycle to master sergeant, 99E7, provided she is
recommended by her commander and is otherwise eligible. Selections
for the 99E7 cycle will be done approximately 20 May 99. If a
favorable decision is not received by 7 May 99, supplemental
promotion consideration will be required, assuming she is not
selected with the report during the initial selection process.
A complete copy of the Air Force evaluation is attached at Exhibit B.
The Chief, Appeals & SSB Branch, AFPC/DPPPA, also reviewed this
application and indicated that AFI 36-2403, attachment 1, defines
referral reports as those with a rating in the far left block in
Section III (Evaluation of Performance); a rating of “1” - “not
recommended for promotion” in Section IV (Promotion Recommendation);
or, comments that refer to behavior not meeting minimal acceptable
standards of performance, personal conduct, character, or integrity.
When the report was returned to the indorser for reaccomplishment of
his comments, it was up to him to determine what it was about the
applicant’s duty performance that was lacking and make comment on it.
Further, it was his prerogative to determine whether or not the
applicant’s duty performance met standards. If he had determined
applicant’s duty performance did not meet standards, he would have
been required to refer the report to the applicant for comment.
Apparently the indorser believed the applicant’s performance met
“minimal acceptable standards of performance” and, as such, no
referral was necessary. His nonconcurrence with the rater’s
evaluation of the applicant does not make the report a referral (AFI
36-2403, paragraph 4.9.4).
The letters of support which the applicant provides are not germane
to the report in question. The testimonials she submits do not state
the evaluators rated her inaccurately nor would DPPPA be convinced of
their ability to more accurately assess her performance considering
they were not the individuals charged with performing this
responsibility.
In regard to applicant’s contentions that the contested EPR is
inconsistent with previous performance, it is not reasonable to
compare one report covering a certain period of time with another
report covering a different period of time. This does not allow for
changes in the ratee’s performance and does not follow the intent of
the governing regulation, AFI 36-2403. The EPR was designed to
provide a rating for a specific period of time based on the
performance noted during that period, not based on previous
performance. Further, DPPPA opines that the indorser was fully aware
of how well the applicant could perform her duties as he was also the
indorser on her previous 2 Mar 97 EPR.
Finally, Air Force policy is that an evaluation report is accurate as
written when it becomes a matter of record and to effectively
challenge an EPR, it is necessary to hear from all the members of the
rating chain—not only for support but for clarification/explanation.
Obvious by their absence is any type of information/support from the
rating chain on the contested EPR. In the absence of information
from evaluators, official substantiation of error or injustice from
the Inspector General (IG) or Social Actions is appropriate, but not
provided in this case. It appears the reports were accomplished in
direct accordance with applicable regulations and the burden of proof
is on the applicant. She has not substantiated the contested report
was not rendered in good faith by all evaluators based on knowledge
available at the time. Based on the evidence provided, DPPPA
recommends denial.
A complete copy of the Air Force evaluation, with attachment, is
attached at Exhibit C.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant reviewed the Air Force evaluations and provided a two-page
response with a copy of her most recent EPR closing 15 Feb 99.
Applicant’s complete response, with attachment, is attached at
Exhibit E.
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The application was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate
the existence of probable error or injustice warranting the voidance
and replacement of the contested report. Initially when applicant
appealed the contested report under the provisions of AFI 36-2401, she
asserted that the report did not accurately reflect her performance
during the contested time period. While the ERAB did not agree with
her assertion, they did return the report to the indorser in order for
him to include a statement regarding why he nonconcurred with the
rater’s evaluation. Applicant now contends that she should have had
the opportunity to rebut the comments made by the indorser on the
reaccomplished report because she believes these comments make the
report a referral report. Essentially, applicant contends that the
contested report was a result of a personality conflict with the
indorser of the report. However, after thoroughly reviewing the
evidence of record, we find insufficient evidence to support
applicant’s contention that a personality conflict resulted in the
downgraded promotion recommendation. In this respect, we note the
indorser was the same individual who indorsed applicant’s preceding
EPR; therefore, we are persuaded that he was fully aware of her
performance potential and that his overall promotion recommendation
was more appropriate than the rater’s evaluation considering
applicant’s behavior during the rating cycle. Further noted is the
fact that it is the indorser’s prerogative to determine whether
applicant’s performance met standards and if the report should be
referred. Clearly, the indorser did not believe the report should be
referred. However, the problem which we are having with the
reaccomplished report is that, as now written, the report contains
derogatory comments which the indorser did not include in the original
report and apparently would not have included had it not been for the
ERAB appeal. We are convinced that it was never the indorser’s
intention to include such comments in the report, but rather he simply
intended to assess applicant’s actual performance potential.
Therefore, we are persuaded that the contested report should be
declared void and removed from applicant’s records and replaced with
the original EPR.
4. Inasmuch as we find no basis upon which to change the overall
rating of the contested report, supplemental promotion consideration
to the grade of master sergeant is not warranted.
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that:
a. The EPR, AF Form 910, rendered for the period 3 Mar 97
through 2 Mar 98, and reflecting the following in Section VI,
Indorser’s Comments, “Skilled technician demonstrates competent
performance and high level of expertise while working alone,” be
declared void and removed from her records.
b. The attached EPR, AF Form 910, rendered for the period
3 Mar 97 through 2 Mar 98, and reflecting the following in Section
VI, Indorser’s Comments, “Consistently demonstrates competent
performance and high level of expertise--single handedly presented
all program information and evaluation documentation concerning
Occupational Injury/Illness and Fetal Protection Programs during Air
Force Audit Agency visit--no deficiencies noted during audit,” be
inserted in her records in its proper sequence.
The following members of the Board considered this application in
Executive Session on 16 December 1999, under the provisions of AFI 36-
2603:
Ms. Martha Maust, Panel Chair
Ms. Nancy W. Drury, Member
Ms. Rita J. Maldonado, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 12 Mar 99, w/atchs.
Exhibit B. Letter, AFPC/DPPPWB, dated 23 Mar 99.
Exhibit C. Letter, AFPC/DPPPA, dated 26 Apr 99, w/atchs.
Exhibit D. Letter, AFBCMR, dated 10 May 99.
Exhibit E. Letter fr applicant, dated 17 May 99, w/atch.
MARTHA MAUST
Panel Chair
INDEX CODE: 111.02, 111.05
AFBCMR 99-00723
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the
authority of Section 1552, Title 10, United States Code (70A Stat
116), it is directed that:
The pertinent military records of the Department of the
Air Force relating to, be corrected to show that:
a. The EPR, AF Form 910, rendered for the period 3 Mar
97 through 2 Mar 98, and reflecting the following in Section VI,
Indorser’s Comments, “Skilled technician demonstrates competent
performance and high level of expertise while working alone,” be, and
hereby is, declared void and removed from her records.
b. The attached EPR, AF Form 910, rendered for the
period 3 Mar 97 through 2 Mar 98, and reflecting the following in
Section VI, Indorser’s Comments, “Consistently demonstrates competent
performance and high level of expertise--single handedly presented
all program information and evaluation documentation concerning
Occupational Injury/Illness and Fetal Protection Programs during Air
Force Audit Agency visit--no deficiencies noted during audit,” be
inserted in her records in its proper sequence.
JOE G.
LINEBERGER
Director
Air Force
Review Boards Agency
Attachment:
EPR closing 2 March 1998
Noting the rater’s statement of support, DPPPA stated the rater indicates he decided to change his evaluation and overall rating based on “performance feedback that was not available during the time of her rating considerations and post discussions with one of her past supervisors.” The rater has not stated what he knows now that he did not know when the original EPR was prepared. Applicant’s complete response is at Exhibit...
Therefore, DPPPAB recommended the Board direct the removal of the mid-term feedback date from the contested EPR and add the following statement: “Ratee has established that no mid-term feedback session was provided in accordance with AFI 36-2403.” A complete copy of this evaluation is appended at Exhibit D. APPLICANT'S REVIEW OF AIR FORCE EVALUATION: Copies of the Air Force evaluations were forwarded to applicant on 10 Sep 99 for review and response. The mid-term feedback date be removed...
She also states that she believes the report to be unjust because of the personality conflicts that existed between her, her rater, and her rater’s rater that exploded after she approached the squadron commander about unprofessional practices she observed going on in her workcenter. After reviewing the evidence of record, the Board is convinced that the contested report is not an accurate assessment of applicant's performance during the period in question. DOUGLAS J. HEADY Panel...
97-00286 A complete copy of the evaluation is attached at Exhibit C. The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, also reviewed this application and states that should the Board void the contested report in its entirety, upgrade the overall rating, or make any other significant change, providing the applicant is otherwise eligible, the applicant will be entitled to supplemental promotion consideration commencing with cycle 9635. The applicant requests correction of the 14 Mar 95...
AF | BCMR | CY1999 | BC-1998-01229
DPPPA further states that an evaluation report is considered to represent the rating chain’s best judgment at the time it is rendered and once a report is accepted for file, only strong evidence to the contrary warrants correction or removal from an individual’s record. The EPR was designed to provide a rating for a specific period of time based on the performance noted during that period, not based on previous performance. Exhibit E. Letter, AFBCMR, dated 13 Jul 98.
DPPPA further states that an evaluation report is considered to represent the rating chain’s best judgment at the time it is rendered and once a report is accepted for file, only strong evidence to the contrary warrants correction or removal from an individual’s record. The EPR was designed to provide a rating for a specific period of time based on the performance noted during that period, not based on previous performance. Exhibit E. Letter, AFBCMR, dated 13 Jul 98.
_________________________________________________________________ AIR FORCE EVALUATION: The Chief, Inquiries/AFBCMR Section, Enlisted Promotion & Military Testing Branch, HQ AFPC/DPPPWB, reviewed this application and states that the first time the contested report was considered in the promotion process was cycle 95E6 to technical sergeant (promotions effective August 95 - July 1996). A complete copy of the evaluation is attached at Exhibit C. The Chief, Promotion, Evaluation and...
DPPPA notes the applicant provided several copies of performance feedbacks given since she came on active duty. In addition to the two performance feedbacks noted on the contested EPR, DPPPA notes the rater also completed a PFW on 19 May 93 in which he complimented her on her initiatives to keep up with her training. After thoroughly reviewing the evidence of record, we are persuaded that the contested report is not an accurate reflection of applicant’s performance during the time period...
EPR profile follows: PERIOD ENDING EVALUATION OF POTENTIAL 18 Aug 95 5 5 Jul 96 5 22 Jan 97 5 * 22 Jan 98 4 22 Jan 99 5 * Contested Report _________________________________________________________________ AIR FORCE EVALUATION: The Chief, Promotion, Evaluation and Recognition Division, AFPC/DPPPA, reviewed this application and states that the rater contends he was inexperienced in rating military personnel, and as a result, did not clearly outline his expectations of the applicant’s duty...
In support of his appeal, the applicant provided a personal statement, copies of several of his EPRs, a statement from the rater and indorser of the contested report, and other documentation relating to his appeal. A complete copy of the Air Force evaluation is attached at Exhibit C. The Chief, BCMR & SSB Section, AFPC/DPPPAB, also reviewed this application and indicated that the applicant was involved in an off- duty domestic incident during the time the contested EPR was being finalized. ...