AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
IN THE MATTER OF:
DOCKET NUMBER: 97-02698
HEARING DESIRED: NO
APPLICANT REOUESTS THAT:
1. The administrative demotion to the grade of staff sergeant
(SSgt) be removed from his record.
2. He be restored to the grade of technical sergeant (TSgt)
with back pay.
The Enlisted Performance Reports (EPRs) rendered for the
3 ,
periods 1 March 1995 through 28 February 1996 and 29 February
1996 through 28 February 1997 be declared void and removed from
his record.
4. He be provided promotion relief, either in the form of
retroactive promotion to master sergeant (MSgt), or in the
alternative, he be given supplemental promotion consideration,
APPLICANT CONTENDS THAT:
Applicant's counsel states the commander violated the applicant's
rights by denying him the right to face his accusers in a court
room. He also contends that the commander violated specific
provisions of AFI 36-2503 and that, therefore, the action taken
against the applicant is legally insufficient and thus should be
reversed.
Applicant's counsel also states that under the provisions of the
Uniform Code of Military Justice (UCMJ), specifically 10 U.S.
Code, Section 815, and the Manual for Courts-Martial, Part V,
paragraph 3 , an airman being offered Article 15 punishment has an
absolute right to request that his case be considered by a court-
martial. Line 5 of AF Form 3070 clearly and correctly allows the
accused to demand a court-martial.
Applicant desired and
deserved that right because in his heart and mind he knew he had
not committed the acts alleged. The acceptable options for a
commander when an airman demands trial by court-martial is to
either refer it to a court-martial, or to drop the action. I n
this case, the commander. elected to ignore applicant's exercise
.
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97-02698
of his statutory and constitutional rights and substituted an
administrative process which deprives applicant of those rights.
As admitted in the Air Force reply to a Congressional inquiry,
the commander withdrew the Article 15 action because he did not
consider the charges serious enough for a court-martial. That
was not the commander's decision to make. He elected to resolve
the matter through the military justice system, the declsi-on on
whether it should be court-martial was the applicant's decision
and his right. This action by the commander in and of itself
establishes both propriety and equitable bases for reversing the
demotion action. The administrative demotion system does not
permit the member to be faced by any accusers. It is essentially
up to the discretion of the commander to do what he believes is
best.
It has none of the due process protections that are
available under the military justice system.
Applicant's counsel further states the first sentence of AFI 36-
2503 states \\Don't use administrative demotions when it is more
appropriate to take actions specified by . . . (UCMJ) ." It was
clearly intended by AFI 36-2503 that the actions like those taken
in applicant's case not occur. Paragraph 1.3 of AFI 36-2503
states that the entire military record must be considered in
determining whether to demote. The applicant had an outstanding
record. He received excellent evaluations, was promoted to TSgt
at the 12 year point, which is ahead of his contemporaries, he
received decorations and congratulations for his performance of
duties. Applicant's 15-year service record does not support
demotion action and was either overlooked or ignored by the
demotion authority. Paragraph 1.4 of AFI 36-2503 requires the
commander to allow the individual to overcome deficiencies prior
to initiating action. Applicant had no prior incidents and
rehabilitative efforts had not previously been initiated.
Probation was not considered even though it would have been
clearly appropriate in this case.
The provisions of the
instruction were ignored by the chain of command because they
wanted to punish the applicant and they knew that under the
military justice instructions they could not do so. Applicant
had forced them into going to a court-martial, his defense
counsel had clearly established legal defenses to the
allegations, so they pressed on with their illegal administrative
action, perhaps hoping that applicant would not challenge them or
believing that even if their illegal action was ultimately
reversed, their purpose would have been achieved.
In support of his request, he submits a copy of the Article 15,
dated 23 June 1995, demotion action documentation, Excerpt from
the UMCJ, Appendix 2, Congressional Inquiry Division letter to
Senator Hutchison, excerpt from AFI 36-2503, five letters of
appreciation.
Applicant's complete submission is attached at Exhibit A.
2
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97-02698
STATE MENT 0 F FAC TS:
Applicant is currently serving in the Regular Air Force in the
grade of SSgt.
On 23 June 1995, the applicant was notified of his commander's
intent to impose nonjudicial punishment upon him for: (1) making
unwelcome and offensive sexual remarks t
r
o
(2) did maltreat
ject to his orders
Noncommissioned
unwelcome and offensive remarks such as, \\we have to talk
turkey,N'\\I enjoy seeing you in your blues, it makes my day," or
words to that effect. Also he verbally degraded her husband
s3ying "he wasn't good, wasn't a man, and she shouldn't put up
withd him," and then compared yourself to him saying you were a
'real man, knew how to treat a woman, and his wife was treated
like a queen and that-
deserved better,', or words to that
effect. All of the aforementioned actions created a hostile
working environment.
On 27 June 1995, after consulting with counsel, applicant
demanded trial by court-martial.
On 30 October 1995, applicant was notified of his commander's
intent to recommend to the Commander, -1 Support Group, the
demotion authority, that he be demoted to the grade of senior
airman. The specific reason for the demotion is Failure to
Fulfill
(NCO) Responsibilities.
Unprofessional behavior toward unit members' spouses and
maltreatment of subordinates are indicators that applicant failed
to fulfill his general NCO responsibilities of maintaining
exemplary standards of behavior including personal conduct,
loyalty and support of the Air Force directives concerning
unwanted sexual behavior.
On 30 October 1995, the applicant acknowledged receipt of the
proposed demotion action, did not concur with the proposed
demotion, would provide statements on his behalf, requested a
personal hearing before the initiating commander, and that he
consulted with counsel.
On 1 April 1996, the
Support Group Commander demoted the
applicant to the grade of SSgt with a date of rank and effective
date of 1 April 1996.
On 3 April 1996, the applicant acknowledged receipt of the
demotion action and elected to appeal.
On 29 April 1996, the Wing Commander disapproved the applicant's
appeal.
Officer
3
EPR profile since 1993 reflects the following:
97-02698
PERIOD ENDLNG
28 Feb 93
28 Feb 94
28 Feb 95
* 28 Feb 96
* 28 Feb 97
* Contested Reports
EVALUATION OF POTENTIAL
5
5
-
5
2 (Referral)
3 (Downgraded from
-
a 4)
AIR FORCE EVALUATION:
The Chief, Inquiries/AFBCMR Section, AFPC/DPPPWB, reviewed this
application and states that the first time the applicant became
ineligible for promotion consideration was February 1996 when his
promotion eligibility status (PES) code was N. This rendered him
ineligible for promotion consideration for cycle 9737 as outlined
in AFI 36-2502, Table 1.1, Rule L. Also, PES code N was used to
identify an individual with a referral EPR, as for the EPR
closing 28 February 1996. The fact that the EPR was a "2" report
alone, would have rendered him ineligible for promotion for the
9737 cycle (promotions effective August 1997 - July 1998). He
was demoted to SSgt with a date of rank of 1 April 1996 and will
be eligible for promotion consideration to TSgt for the 98E6
cycle (promotions effective August 1998 - July 1999), which would
include the EPR closing 28 February 1997. It is their opinion
the demotion action taken against the applicant was procedurally
correct and there is no evidence there were any irregularities or
that the case was mishandled.
There are no provisions to
authorize an automatic promotion to MSgt except by the AFBCMR,
Chief of Staff of the Air Force, or the Stripes for Exceptional
Performers (STEP) program, nor do they recommend this be done.
However, should the AFBCMR grant the applicant's request, he will
be entitled to have his former grade of TSgt reinstated with a
date of rank of 1 January 1993. In addition, providing he is
otherwise eligible and recommended by his commander, he would be
entitled to supplemental promotion consideration to MSgt
beginning with cycle 9637.
A complete copy of their evaluation is attached at Exhibit C.
The BCMR and SSB Section, AFPC/DPPPAB, reviewed the application
and states that to effectively challenge an EPR, it is important
to hear from all the evaluators on the contested report - not
only for support, but for clarification/explanation.
The
applicant did not provide any evidentiary support from the
evaluators to substantiate error or injustice. In the absence of
information from evaluators, official substantiation of error or
injustice from the Inspector General (IG) or Social Actions is
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97-02698
appropriate, but not provided in this case. The appeals process
does not exist to recreate history or enhance chances for
promotion. It appears this is exactly what the applicant is
attempting to do - recreate history. The contested EPRs were
rendered to the applicant as a result of substantiated
unacceptable behavior. They find it interesting the applicant
chose not to include a copy of the official Report of
Investigation conducted by the security police. However, the
commander obviously considered their findings and found they
supported the allegations of sexual harassment brought against
the applicant by the women. Further, it is apparent he found the
matter to be a serious offense worthy of reproof and took
immediate and appropriate action. The fact is, the applicant was
expected to maintain standards of conduct and responsibility at
least as stringent as the rest of the noncommissioned officer
corps . The applicant was involved in substantiated incidents of
sexual harassment and was removed from his duties as a
supervisor. They understand the applicant's desire for the board
to direct voidance of the contested EPRs because of the promotion
advantage. However, to remove the EPRs from his record would be
unfair to all the other NCOs who did not sexually harass their
subordinates' wives and coworkers, and effectively performed
their duties. They, therefore, conclude removal of the contested
reports would make the applicant's record inaccurate.
A complete copy of the evaluation is attached at Exhibit D.
The Senior Attorney-Advisor, AFPC/JA, reviewed the application
and states that they agree with the comments of HQ AFPC/DPPPAB
and HQ AFPC/DPPPWB, and concur in their recommendations to deny
relief. The relief sought for removing the EPRs in question,
restoring applicant s previously held rank of TSgt or
retroactively promoting him to MSgt, and removing the documents
he has requested might merit consideration only if the underlying
administrative demotion action was removed. Counsel's argument
that once an accused demands trial by court-martial, it is
essentially a 'put up or shut up" situation, is not supported by
any authority. The fact that para 3 . 3 , AFI 51-202, cautions that
commanders should recognize that alleged offenders may demand
trial by court -martial (requiring proof beyond a reasonable
doubt), in no way ties a commander's hands to the extent he
cannot withdraw the Article 15, UCMJ, action and proceed by way
of administrative demotion action.
The reality that such
administrative actions may require a lesser standard of proof or
provide a lesser degree of due process protection than a trial by
court-martial, does not preclude their use after termination of
proceedings which might otherwise lead to a trial by court-
martial .
In their opinion, the action of the applicant's
commander in administratively demoting him was both procedurally
and substantively correctly taken. The commander determined, for
reasons they are unable to pinpoint (particularly since the
applicant chose not to provide a copy of the underlying
investigation), that administrative action was more appropriate
than judicial action. That may have occurred for any number of
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97-02698
reasons.
He may have determined insufficient evidence was
available to constitute proof beyond a reasonable doubt. He may
have determined the gravity of the sexual harassment incident did
not warrant subjecting applicant to trial by court-martial, but
rather was more appropriately handled administratively. Whatever
the reason for withdrawing the Article 15 action, the language
pointed out by counsel does not prohibit administrative- action.
That language, in their opinion, was designed to provide guidance
to commanders that if a court-martial is warranted, pursue it -
do not confer unwarranted leniency by not pursuing appropriate
criminal charges. The fact that the course of action chosen by
the commander affords fewer protections to the applicant, such as
confronting the witnesses against him and proof beyond a
reasonable doubt, is perfectly acceptable and complies with
concepts of fairness and equal protection, since the peril to
which an accused in a trial by court-martial is subjected is much
greater than that in an administrative action. L o s s of liberty
far outweighs loss or rank on the spectrum of punitive and
administrative consequences,
AFPC/JA also states counsel states para 1.4, AFI 36-2503, was
violated by the commander because the applicant was not given an
opportunity to overcome deficiencies prior to initiating the
demotion action. That paragraph begins "When appropriate, give
airmen an opportunity to overcome their deficiencies before
demotion action is initiated."
Apparently, applicant has
consistently and completely denied the legitimacy of the
allegations of sexual harassment against him.
It seems
inconsistent to them how applicant could be afforded an
opportunity to overcome deficiencies he denies having. This is
not to say an opportunity to overcome deficiencies would be
appropriate even if applicant admitted wrongdoing - his conduct
may have been of such a nature that allowing him to overcome
deficiencies was not warranted, For the reasons outlined above,
it is their opinion the application should be denied in its
entirety. Applicant has failed to present evidence of any error
or injustice warranting relief.
A complete copy of the evaluation is attached at Exhibit E.
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
The applicant reviewed the advisory opinions and states he did
everything in accordance with regulations when the Article 15 was
offered and he chose a court-martial. His squadron did not treat
him justly. He was caught in a Catch 22, All he asked for was a
chance to defend himself and face his accusers. He was tried,
convicted, and punished without being allowed to step foot in a
court-room, based on statements alone. Even if he had gone to a
court-martial and lost, he may not have lost a stripe, because
everything would have been taken into consideration (Le., his
EPRs, awards, decorations and history) AFPC/JA points out that
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97-02698
the administrative demotion is considered a more lenient form of
action and a court-martial is more perilous, that the loss of
liberty far outweighs loss of rank on the spectrum of punitive
and administrative consequences. This would be true if there was
a form of defense in an administrative demotion. All he was able
to do to defend himself was turn in character statements, nothing
to refute the allegations. Just because he is active duty,
shouldn't mean that he doesn't have the constitutional right to
face his accusers.
Counsel reviewed the Air Force evaluations and states the AFPC/JA
advisory ignores the factual circumstances of what occurred at
Wright Patterson AFB. The Commander clearly consulted JA and the
determination was made under the regulation that there was
sufficient evidence to proceed with military justice action. The
decision was made that it was "appropriate to take actions
The JA believed this, the commander
specified under the UCMJ."
believed this, and applicant believed it, that is why he
exercised his right to have his case tried by a court-martial,
rather than by the commander who had already made the decisions
against him.
Therefore, the prohibition in the demotion
regulation is clearly applicable here. The commander should not
have resorted to administrative action. If the allegations made
against applicant had any validity, they should have been sent to
a trier of fact to determine if they were true. The test was not
whether the commander thought he could win a court-martial, or
whether the lesser burden of proof might be more in his favor in
an administrative action, the test was whether the matter was one
that should go through military justice channels. Nothing in the
advisory suggest that the case was not serious enough for
military justice action. When applicant chose to exercise his
legal rights and confront his accusers, the commander changed
course and elected an entirely different forum in which the
applicant had no rights, no confrontation, and no appeal. The
commander could not take a stripe under the UCMJ so he took it
administratively.
Applicant's/Counsel's complete responses are attached at Exhibit
G.
THE BOAR D CONCLUD ES THAT:
1. The applicant has exhausted all remedies provided by
existing law or regulations.
2. The application was timely filed.
~~
Insufficient relevant evidence has been presented to
3 .
demonstrate the existence of probable error or injustice.
Applicant's contentions that the commander violated his rights by
denying him the right to proceed to trial by court-martial and
that the commander violated specific provisions of AFI 36-2503 in
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97-02698
demoting him is unsubstantiated. The Board is of the opinion
that the withdrawal of the Article 15, UCMJ, action and
proceeding with the administrative demotion action was well
within the commander's purview. .In regards to the applicant's
request that the EPRs rendered for the periods 1 March 1995
through 28 February 1996 and 29 February 1996 through 28 February
1997 be removed from his record, we note that the applicant has
not submitted any supporting documentation from the rating chain
and has failed to provide sufficient evidence showing that the
reports were not an accurate assessment as rendered. In view of
the above findings, we agree with the opinion and recommendations
of the Air Force. We find no evidence of error in this case and
after thoroughly reviewing the documentation that has been
submitted in support of applicant's appeal, we do not believe he
has suffered from an injustice.
Therefore, based on the
available evidence of record, we find no basis to recommend
granting the relief sought in this application.
THE BOAR D DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or
injustice; that the application was denied without a personal
appearance; and that the application will only be reconsidered
upon the submission of newly discovered relevant evidence not
considered with this application.
The following members of the Board considered this application in
Executive Session on 29 October 1998, under the provisions of AFI
36-2603 :
Mr. Vaughn E. Schlunz, Panel Chair
Mr. Loren S. Perlstein, Member
Mr. Terry A . Yonkers, Member
The following documentary evidence was considered:
Exhibit A. DD Form 149, dated 4 Sept 97, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Letter, AFPC/DPPPWB, dated 3 Mar 98, w/atch.
Exhibit D. Letter, AFPC/DPPPAB, dated 5 Mar 98.
8
Exhibit E. Letter, AFPC/JA, dated 31 Mar 98.
Exhibit F. Letter, AFBCMR, dated 20 Apr 98.
Exhibit G. Applicant/Counsel's Response, dated 10 Jun 98.
97-02698
Panel Chair
9
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