AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
RECORD OF PROCEEDINGS
;m38=
IN THE MATTER OF:
DOCKET NUMBER: 97-01370
COUNSEL: NONE
HEARING DESIRED: NO
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APPLICANT REOUESTS THAT:
His Active Duty Service Commitment (ADSC) of 30 October 1998 be
voided.
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APPLICANT CONTENDS THAT:
The ADSC was added to his record without his knowledge; that he was
never counseled by the Military Personnel Flight (MPF) on this
ADSC; and that he never signed an AF Form 63 (Officer Active Duty
Service Commitment Counselling Statement) committing him to this
ADSC.
Applicant's complete statement is set forth in Item 9 of his
application for correction of his military records (Exhibit A).
STATEMENT OF FACTS:
On 7 August 1995, applicant, a captain, was selected for an
assignment to Peterson AFB CO to fly the C-21 aircraft. This
required him to attend Initial Qualification Training (IQT) in the
C-21 graduating October 1995. As a result of this training, he
incurred a three-year ADSC of 30 October 1998.
According to the Training Management System (TMS), applicant
graduated from the C-21 course on October 1995 and the ADSC was
automatically updated in the Personnel Data System (PDS) in October
1996. Therefore, he could have known of the existence of the
30 October 1998 ADSC since October 1996.
Item 16, Remarks, of his travel orders authorizing his attendance
at the training stated "ADSC: 36 MQNTHS."
AIR FORCE EVALUATION:
HQ AFPC/DPPRP explains the reasons f o r establishment of ADSCs, sets
forth the applicant's previous experience with ADSC-incurring
training and recommends that the application be denied. That
office states, in part, that the three-year ADSC was clearly stated
in AFI 3 6 - 2 1 0 7 , Table 1.5, Rule 8 .
An assignment notification
message was sent to the Dover AFB MPF on 10 August 1995 with
instructions to counsel applicant on the ADSC to be incurred for
both permanent change of station (PCS) and training, citing the
specific tables and rules in AFI 36- 2107 to be used to compute the
ADSCs.
An additional assignment notification was sent to Dover AFB,
MPF, via trailer remarks through the PDS on 7 August 1995. This
notification also provided the MPF with instructions to counsel
applicant on the ADSC to be incurred for both PCS and training.
Counselling is normally accomplished during PCS relocation
counseling necessary to prepare members' orders and to resolve any
issues related to the upcoming PCS.
Additionally, applicant was scheduled to attend the C-5 training
via TMS, with a Training Line Number KBOR30575.
This generated a
training allocation notification R I T , which clearly indicated a
three-year RDSC would be incurred, and applicant was required to
initial the following statements on the RIP, I I I accept training and
will obtain the required retainability" and ''1 understand upon
completion of this training I will incur the following active duty
service commitments (ADSC) ' I .
This quota allocation is also filed
in the relocation folder.
Relocation folders are destroyed a few months after the member's
departure. Therefore, the folders are unavailable for them to
review to determine exactly what information was provided to
applicant regarding either the PCS counseling or the training
counseling. Although MPFs are supposed to forward copies of AF
Forms 63 to the officer's permanent files (at unit level and at
AFPC), they sometimes neglect to do so; sometimes - as is alleged
in this case - they fail to even accomplish an AF Form 6 3 .
Although documentation of counseling does not exist and applicant
denies that it occurred, they believe it's a reasonable presumption
that competent counseling was provided and that applicant was in
fact aware of the ADSC which would be incurred based on the number
of redundant'notifications sent to the MPF. Furthermore, given the
routine nature of ADSCs, the common acknowledgment by Air Force
personnel, and applicant's previous experience of receiving ADSCs
for flying training on three different occasions, they are highly
skeptical of any claim of unawareness regarding the ADSC.
They also have written evidence that the applicant was provided
information regarding the ADSC he would incur as a result of the
training he would attend. Specifically, the TDY travel order which
sent him to C-21 pilot initial qualification training (see Atch
11). In the llremarksll block of those orders (item #16) is the
annotation IIADSC: 36 months. Applicant received these orders
prior to departure for training, so it is difficult for them to
understand any claim of ignorance regarding the ADSC he would
incur.
Furthermore, it is unlikely he could have avoided all discussions -
either before or during PCS or training - among colleagues,
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classmates, or instructors which alluded - even informally - to the
association of a three-year ADSC with the C-21 training.
also unlikely that, even if he had initially been ignorant of the
length of the ADSC, he would have blithely proceeded with the
training after encountering such allusions, and failed to seek
clarification of this status regarding the ADSC.
It is
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-In applicant's case, he still had an Undergraduate Pilot Training
(UPT) ADSC of 14 February 1998 and a C-5 flying training commitment
of 18 May 1998 at the time he was selected for this assignment.
Had he declined the assignment, he may have been placed in a non-
flying position for the balance of his commitment (over two and a
half years). They are skeptical that he would have elected such an
alternative, particularly since the three-year ADSC he was
considering extended only five months beyond his existing UPT ADSC.
Further, they note that applicant does not assert that he would
have declineahthe assignment if briered on the ADSC - in fact, he
doesn't even,assert ignorance of the ADSC. Therefore, in addition
to doubting the validity of any claim of unawareness he may state
in rebuttal to this advisory, they assert that he suffered no harm
from what amounts to a clerical error in the documentation of the
ADSC counseling.
ADSCs for flying training are normally updated automatically upon
graduation from the training course, via the TMS. According to
TMS, applicant graduated from the C-21 course on October 1995 and
the ADSC was automatically updated in the PDS in October 1996; that
PDS update generated an ADSC change notification RIP which was
produced at his duty location (Peterson AFB) f o r forwarding to him,
so he has apparently known of the existence of the 30 October 1998
ADSC since October 1996. Although they are unable at this late
date to verify the RIP was produced and delivered to applicant,
they again rely on a reasonable presumption of regularity that the
automated computer product was in fact produced and that, in
accordance with routine administrative procedures, it was provided
to applicant. Furthermore, having verified that the ADSC was
properly recbrded in the PDS in October 1996, they submit that
existence of the ADSC was easily discoverable by applicant since
that time by a simple review of his own records. Although such
review is no longer mandated, a prudent officer accomplishes such
reviews from time to time (Exhibit C with Attachments 1 through
13).
APPLICANT'S REVIEW OF AIR FORCE EVALUATION:
Applicant states, in part, that in August 1995, he was selected by
the AFPC for a new assignment flying C-21s at Peterson AFB, CO. At
that time, he was a C-5 Instructor Pilot at Dover AFB, DE. He was
notified of his assignment verbally and told to call the base MPF
to coordinate the TDY/PCS orders.
Throughout the assignment
process, he was never informed or counseled on any ADSCs required
f o r this assignment.
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Up to that point in his military career, all ADSCs that he incurred
were presented to him at a formal briefing. At those briefings, he
was informed of the ADSC and given a choice to accept the training
and associated commitment, or reject it and wait for other training
opportunities. Since he had already qualified in the C-12 (similar
aircraft and mission) during his first assignment after pilot
training, he did not expect any additional commitments, and did not,
(find it unusual when he was not informed or counseled. Also, he is
not an expert on MPF regulations to make the determination whether
an ADSC applies or not.
He completed the training course on 2 6 October 1 9 9 5 and arrived at
Peterson AFB, CO, in November 1995. The first time he reviewed his
personnel records at Peterson AFB was in October 1 9 9 6 .
At that
time, all his ADSCs were correct (Atch 1). The next time he looked
at his records in February 1 9 9 7 , a new commitment dated 98 Oct 30
had appeared in his records (Atch 2): He asked Peterson AFB MPF to
explain to him the origin of that commitment. They told him that
it was for a C-21 training class he had completed 1 6 months
earlier. He did not understand how that commitment was added to
his records without his knowledge or acceptance. He was never
informed or counseled on that ADSC, he never completed an AF Form
63, and never signed any paperwork establishing a contract between
himself and the USAF for this training.
P
Since Peterson AFB MPF could not explain the undocumented ADSC,
they instructed him to contact AFPC to resolve this problem. Over
a period of three months, all attempts to resolve this problem with
AFPC were not properly addressed and he was told to submit a DD
149.
In justifying the removal of this ADSC, he cites specific
paragraphs of the governing AFI that the Air Force failed to comply
with and argues that compliance is mandatory as directed by USAF/CC
directives.
Attachment 3 ' i s a message sent from HQ AFPC/DPP to all MPFs on the
subject of "Management of the Officer Active Duty Service
Commitment Programv1. Paragraph 3 requests MPF attention in
following AFI 3 6 - 2 1 0 7 guidelines. The following is highlighted in
this message "If an Officer requires training, it is Mandatory for
him or her to be counseled and sign an AF Form 63, Officer Active
Duty Service Commitment (ADSC) Counseling Statement, prior to
departing TDY ...I1
This clearly reaffirms HQ AFPC's position on the
requirement to be counseled prior to training and the need to
document it on an AF Form 6 3 .
Attachment 4 is an extract of a slide presentation given by the
Chief, Retirements and Separations Division, HQ AFPC.
In this
presentation, the chief reaffirms the "AF Intent :
members be
counseled prior to incurring ADSCs, and they voluntarily incur the
In addition, "AFI 3 6 - 2 1 0 7 directs documentation of ADSC
ADSC.Il
counseling on AF Form 63 (unless otherwise specified in the AFI)."
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Attachment 5 is a message sent from HQ AFPC/DPSFM to all MPFs on
the subject of "Management of Active Duty Service Commitment (ADSC)
Program.
Paragraph 2 directs the use of plain English statement
describing the ADSC to be incurred. It reads 'IYou will incur the
following ADSC IAW AFI 36-2107 for this training ( ) Years ( )
Months. This statement is not on his TDY/PCS orders. The obscure
notation found in his orders was never brought to his attention,,
mor does it clearly specify that he will incur a commitment.
[NOTE: This message was sent to the MPFs well after applicant's
TDY orders were issued] As an officer, he is required to obey all
lawful orders, written or verbal, regardless of his agreement with
the order. Orders are issued to an individual for compliance, not
for agreement or signature. Therefore, it is not a valid voluntary
agreement between him and the USAF.
Based on USAF regulation AFI 36-2107, the burden rests with the
USAF to ensure that individuals are properly counseled.
Full
compliance with this regulation will ensure that all individuals
are counseled on all ADSCs and incur such commitments freely. Part
of this counseling involves the signing of the AF Form 63 that
becomes the legal binding contract between the USAF and the
individual. Since no such contract exists between him and the
USAF, how can he be responsible for something he never agreed to?
Therefore, the ADSC dated 30 October 1998 should be deleted.
The AFPC advisory opinion alleges that under normal procedures,
many RIPs regarding this ADSC were produced and should be part of
his personnel records. Such RIPs would have been given to him at
Dover AFB and Peterson AFB. Why is it then, not a single copy of
such documents can be found in his personnel records?
In response to AFPCIs statement that "We cannot detect any
significant harm which he has experienced or will experience as a
result of serving his commitment," he advises that he has been
hired by the United States Air Force Reserves at Dover AFB, DE, as
a C-5 pilot. All agreements were based on his separation from the
USAF in May'98. He will lose that job if he is not able to start
C-5 requalification training by May 98.
In summary, applicant states that he was not aware of this ADSC.
He was not properly counseled and never signed an AF Form 6 3 or any
other contract between him and the USAF. To this day, no attempts
have been made by the USAF to counsel him as directed in AFI 3 6 -
2107, Chapter 1, Paragraph 1.9.5. Nor has AFPC been able to find
any documents to support any of their assumptions. Applicant's
complete statement is included as Exhibit E with Attachments 1
through 5.
ADDITIONAL AIR FORCE EVALUATIONS:
On 5 December 1997, copies of the United States District Court f o r
the Eastern District of California decision in the case of Captain
David T. DeGavre v. Sheila Widnall and a recent AFPC/JA opinion
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concerning the impact of this decision on applications for removal
of ADSCs were forwarded to the applicant for review and comment
(Exhibit F with Attachments 1 & 2).
In discussing the court case, HQ AFPC/JA states, in part, that as a
litigation matter, the decision has limited precedential value
simply because it is a single U.S. District Court decision; L e . , ,
technically, the case must be followed only in that district where
the decision was rendered. Nevertheless, in their view, the case
may be cited as persuasive authority (that is, the reasoning is
sound and emanates from a distinguished federal court) for two
basic propositions: (a) Pursuant to AFR 36-51, para (4) (b), the
absence of an Air Force Form 63 and even the absence of evidence of
ADSC counseling do not compel the invalidation of an ADSC; and (2)
Evidence that an officer benefited from training and acted
unreasonably in failing to investigate the length of his ADSC are
valid reasons,for denial of an ADSC -peal.
The bottom line for the AFBCMR? They are not obligated to follow
the Court's decision in the DeGavre case; however, that case
provides the best (and only, at this point) judicial precedent
available anywhere and would constitute persuasive authority to
support future BCMR decisions to deny ADSC waiver requests under
similar circumstances. They would analogize this situation to that
facing the AFBCMR followiqg the court's decision in Detweiler V.
Pena, 38 F.3d 591 (D.C. Cir. 1994) - wherein it was determined that
the Board would follow that decision notwithstanding that it too
was only a single court decision that the Board could have arguably
chosen to ignore. Thus, like Detweiler, although the DeGavre
decision has, in a technical sense, only limited precedential value
for litigation purposes, it provides legitimate persuasive
authority to cite in support of the rationale explained therein
(See Attachment 2 to Exhibit F).
APPLICANT'S RESPONSE TO ADDITIONAL AIR FORCE EVALUATIONS:
b
Applicant advises that he does not wish to add any additional
information to his existing case (Exhibit G).
THE BOARD CONCLUDES THAT:
The applicant has exhausted all remedies provided by existing
1.
law or regulations.
2. The application was timely filed.
3. Insufficient relevant evidence has been presented to
demonstrate the existence of a probable error or an injustice
warranting favorable action on the applicant's request that his
ADSC of 30 October 1998 be voided. Applicant's contention that
the ADSC was added to his record without his knowledge; that he
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was never counseled by the MPF on this ADSC; and that he never
signed an AF Form 63 (Officer Active Duty Service Commitment
Counseling Statement) committing him to this ADSC appears to have
merit. Because of the reasons stated hereinafter, however, we do
not find the lack of counseling and the failure to sign the AF
Form 63 acknowledging the ADSC sufficiently compelling to
conclude that his ADSC should be voided.
4 . The Air Force admits that no documentation exists to prove
that the applicant was counseled of the three-year ADSC for
attending IQT. Nonetheless, because of the applicant's extensive
experience with ADSC-incurring events, the elaborate procedures
in place to ensure counseling, the Air Force speculates that the
applicant was indeed aware of the three-year ADSC notwithstanding
the lack of documentary evidence of that awareness. The Air
Force notes that the three-year ADSC was timely recorded in the
PDS in October 1996 and was available for discovery during any
records review as is prudently accomplished from time-to-time by
most officers: Lastly, the Air Force notes that the applicant's
TDY orders which sent him to the training are annotated in the
remarks block: ItADSC: 36 monthsll; and that the applicant received
these orders prior to departure for training. Therefore, it is
difficult for them to understand any claim of ignorance regarding
the ADSC he would incur.
,
In interpreting a recent court decision concerning the
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validity of imposing ADSCs for training programs in the absence
of documented counseling, AFPC/JA concedes that the decision must
be followed only in the district where it was rendered.
Moreover, it is the view of AFPC/JA that this decision is not
binding on us in any manner. Nevertheless that office believes
the decision may be cited as persuasive authority (that is, the
reasoning is sound and emanates from a distinguished federal
court) for two basic propositions:
a. PurSuant to the prevailing regulation/instruction, the
absence of an Air Force Form 63 and even the absence of evidence
of ADSC counseling do not compel the invalidation of an ADSC.
b. Evidence that an officer benefited from training and
acted unreasonably in failing to investigate the length of his
ADSC are valid reasons for denial of an ADSC appeal.
In deference to the legal expertise of AFPC/JA, the applicant
appears to have no legal right removal of his ADSC because of the
Air Force's failure to properly counsel him and give him the
opportunity to accept or decline the C-21 IQT. Since we are
empowered to grant relief based on injustice, however, the lack
of a legal entitlement is not totally dispositive of the merits
of his case.
Unfortunately for the applicant, we find no error or
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injustice in the imposition of the three-year ADSC for his
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completion of the C-21 IQT. The evidence supports the fact that
the applicant was not timely counseled as required by the
prevailing Air Force Instruction. Nonetheless, as noted by the
Air Force, the three-year ADSC was updated in the PDS in October
1996, and he could have known of its existence as of that month.
Moreover, the TDY orders that he received and presumably
carefully reviewed to determine his reporting date for the IQT ,
and his entitlements indicate an ADSC of 36 months. In view of
the foregoing, we believe the applicant was aware of the three-
year ADSC prior to attending the flying training, but, for
reasons of his own, failed to timely raise the issue. Therefore,
we conclude that the applicant was aware of the three-year ADSC
notwithstanding the lack of counseling by his MPF; and that he is
obligated to serve the ADSC unless sooner relieved by competent
authority.
THE BOARD DETERMINES THAT:
The applicant be notified that the evidence presented did not
demonstrate the existence of probable material error or
injustice; that the application was denied without a personal
appearance; and that the application will only be reconsidered
upon the submission of newly discovered relevant evidence not
considered with this application.
The following members of the Board considered this application in
Executive Session on 12 February 1998, under the provisions of
AFI 36-2603:
Mr. LeRoy T. Baseman, Panel Chairman
Mr. Benedict A. Kausal, IV, Member
Mr. Henry Romo, Member
The following documentary evidence was considered:
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Exhibit A . DD Form 149, dated 2 May 1997, with Attachments.
Exhibit B. Microfiche Copy of Applicant's Master Personnel
Records.
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Exhibit C. Letter, HQ AFPC/DPPRP, dated. 10 September 1997,
Exhibit D. Letter, SAF/MIBR, dated 29 September 1997.
Exhibit E. Letter from Applicant dated 15 October 1997,
with Attachments.
Exhibit F. Letter from AFBCMR, dated 5 December 1997, with
with Attachments.
Attachments.
Exhibit G. Letter from Applicant, dated 8 December 1997.
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Panel Chair
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The remaining relevant facts pertaining to this application are contained in the letter prepared by the appropriate office of the Air Force. According to AFI 36- 2107, Active Duty Service Commitments, IC 2001-1, paragraph 2.10- 1.2.2, the MPF commander briefs members on Seven-Day option, using the statements for ADSC declination. _________________________________________________________________ THE BOARD DETERMINES THAT: The applicant be notified that the evidence presented did...