RECORD OF PROCEEDINGS
AIR FORCE BOARD FOR CORRECTION OF MILITARY RECORDS
IN THE MATTER OF: DOCKET NUMBER: 94-02460
INDEX NUMBER: 111.01; 111.05
COUNSEL: NONE
HEARING DESIRED: YES
_________________________________________________________________
APPLICANT REQUESTS THAT:
He be given reconsideration for promotion by Special Selection
Boards (SSBs) for the Calendar Year (CY) 1992B (16 November 1992)
and CY93A (12 October 1993) Lieutenant Colonel Boards.
By letter of amendment, dated 1 July 1994, applicant requested that
the Officer Effectiveness Reports (OERs) closing 2 August 1975,
29 February 1976, and 28 February 1977, be removed from his records
and that he be given consideration for promotion to the grade of
lieutenant colonel by Special Selection Board.
___________________________________________________________________
APPLICANT CONTENDS THAT:
Prior to the CY92B Lt Colonel Board, his records were reviewed and
graded by a pre-selection board in violation of AFR 36-10.
There was an error and injustice by the Management Level Evaluation
Board (MLEB) for the CY93A Lt Colonel Board. On the Promotion
Recommendation (PRF) prepared for the CY93A Lt Colonel Board, his
senior rater stated he was his "top choice for promotion" for the
0593A Lt Colonel's Board. According to AFR 36-10, as the senior
rater's top choice, he should have received a "Definitely Promote."
There were two administrative errors on his selection brief for the
CY93A Lt Colonel Board. The first error was with his duty history.
He had been reassigned prior to the board meeting in October 1993.
Yet, at the time the Board met, his duty history reflected his
previous assignment. His duty history did not show that he had
completed a Joint Duty Assignment. This omission directly impacted
his promotion potential.
The second error was that the Defense Meritorious Service Medal
(DMSM) from his previous duty station was not in his records for
the CY93A Lt Colonel Board. Several administrative errors, all
beyond his control, prevented him from receiving this medal in a
timely manner. This error severely impacted his promotion
potential.
In support of his request, applicant provided his personal
statements, copies of the PRF and Officer Selection Board (OSB)
reviewed by the CY93A Lt Colonel Board, two duty information
extracts from the Personnel Data System (PDS), prepared in Oct and
Dec 1993, and documentation concerning his attempt to update his
duty history and the processing of the DMSM.
In his amended request, applicant contends that his selection
folder contained controlled OERs. The Air Force has acknowledged
controlled OERs were based on a flawed and unjust system. During
the CY92B and CY93A Central Lieutenant Colonel Boards, his records
were unfairly compared with records of peers who did not have
controlled OERs.
Applicant provided copies of the contested OERs and several news
articles to substantiate his request.
Applicant’s complete submissions are at Exhibit A.
___________________________________________________________________
STATEMENT OF FACTS:
On 29 June 1973, applicant was appointed as second lieutenant,
Reserve of the Air Force. He was ordered to extended active duty
on 1 November 1973. He served on continuous active duty until
31 October 1977, when he was voluntarily released from active duty
and transferred to the Reserve of the Air Force. On 26 December
1981, he was voluntarily ordered to active duty in the grade of
first lieutenant. He was integrated into the Regular component on
6 December 1985, and progressively promoted to the grade of major.
Information extracted from the automated personnel data system
(PDS) reflects applicant was released from active duty on 31 August
1994, and retired effective 1 September 1994 (retirement for years
of service established by law (15-19 years)). At that time, he was
credited with 16 years, 8 months, and 5 days of active Federal
service.
Applicant's OER/OPR profile follows:
PERIOD CLOSING OVERALL EVALUATION
30 Apr 74 Outstanding/Promote Well Ahead
of Contemporaries
31 Oct 74 Outstanding/Consider For
Advancement Ahead of
Contemporaries
* 2 Aug 75 2-2-3
* 29 Feb 76 2-2-2
* 28 Feb 77 1-1-3
1 Mar 77 - 25 Dec 81 -- Not rated due to break in service.
2 Aug 82 Education/Training Report
2 Aug 83 1-1-1
2 Aug 84 1-1-1
14 Dec 84 Education/Training Report
(w/LOE)
30 Jun 85 1-1-1
2 Mar 86 1-1-1
2 Mar 87 1-1-1
2 Mar 88 1-1-1 (w/LOEs)
1 Jan 89 Meets Standards
1 Jan 90 Meets Standards
30 May 90 Education/Training Report
30 May 91 Meets Standards
30 May 92 Meets Standards
# 17 Jul 92 Education/Training Report
## 30 May 93 Meets Standards
30 May 94 Meets Standards
* Contested reports.
# Top report in file when considered and nonselected for promotion
by CY92B (16 Nov 92) Central Lieutenant Colonel Board.
## Top OPR in file when considered and nonselected for promotion by
CY93A (12 Oct 93) Central Lieutenant Colonel Board.
Documentation provided by the applicant indicates he was awarded
the DMSM per Permanent Order 103-6, dated 16 November 1993.
On 18 August 1994, the AFBCMR considered and denied an application
submitted by applicant requesting that the Promotion Recommendation
(PRF) reviewed by the CY92 Lieutenant Colonel Board be revised to
reflect his Honor (Distinguished) Graduate accomplishment at the
Basic Weapons Controller School, and that he be given
reconsideration for promotion by an SSB. (Exhibit C)
___________________________________________________________________
AIR STAFF EVALUATION:
The Evaluation Boards Branch, AFMPC/DPMAEB, reviewed this
application and recommended denial. They stated AFR 36-10 permits
large management levels to conduct evaluation boards at the
Numbered Air Force level. The Numbered Air Force conducts such a
board with the advice and consent of the management level, the
Major Command (MAJCOM). Subordinate evaluation boards do not round
up when calculating "Definitely Promote" allocations. Applicant's
MAJCOM MLEB did round up and awarded the last of the carry over
allocations. DPMAEB stated that it appears applicant's senior
rater did not reflect his true standing. They suspect the senior
rater was attempting to express that applicant was his top eligible
who received a "Promote" recommendation. Though clearly the PRF
does not say that. (Exhibit D)
The Evaluation Procedures Branch, AFMPC/DPMAJEP, recommended denial
of applicant's request to void the three contested OERs. DPMAJEP
found no violation of regulatory provisions that would justify the
removal of the controlled OERs. (Exhibit E)
The Selection Board Secretariat, AFMPC/DPMAB, provided comments
concerning the controlled OER era. DPMAB stated that, effective in
1992, the information about controlled OERs was no longer included
in the Secretarial guidance to central selection board members.
The rationale being that controlled OERs were at least 14 years old
and of minimal value in the promotion potential assessment made by
the board members.
DPMAB noted that the Selection Board Secretariat staff is required
to observe all board deliberations and opined that controlled OERs
have rarely been used in the last few years as a tie breaker.
(Exhibit F)
The Appeals and SSB Branch, AFMPC/DPMAJA, recommended denial of
applicant's requests. Their comments, in part, follow:
Noting applicant's claim that the OSB reviewed by the CY93A board
did not reflect his current duty information, DPMAJA stated that
although this appears to be a technical error, they deferred
decision pending finalization of the case by the AFBCMR.
Regarding the omission of the DMSM from applicant's OSR for the
CY93A board, DPMAJA stated citations and special orders must be
forwarded for file by the award authority within 60 days of the
date the special orders are published. Documents provided by the
applicant indicate the awarding order is dated 16 November 1993,
after the CY93A board adjourned. They recommended denial of the
request.
They recommended applicant's request to void the three contested
controlled OERs be time-barred. The applicant has provided no
evidence to substantiate the contested reports are flawed or
unjust.
The complete DPMAJA evaluation is at Exhibit G.
___________________________________________________________________
APPLICANT'S REVIEW OF AIR STAFF EVALUATION:
Applicant disagreed with the advisory opinions and offered comments
addressing specific issues in each of the advisories.
He stated while AFR 36-10 permits large management levels to
conduct evaluations boards at the Numbered Air Force level, it does
not authorize a "rack and stack" process to award Definitely
Promote (DP) allocations.
Applicant provided comments addressing the controlled OER era and
stated that this allegation should not be time-barred.
He further stated that DPMAJA admits there was a "technical error"
with his duty history on the OSB for the CY93A Board. The deferral
on making a decision seems to be a waste of both time and taxpayers
money.
Applicant contends that DPMAJA completely missed the point
concerning the DMSM. The relevant point is the foul-up with
getting the medal through channels in a reasonable time. This
error was beyond his, and perhaps anyone else's control, yet it
severely impacted his promotion.
Applicant's complete response is at Exhibit I.
___________________________________________________________________
THE BOARD CONCLUDES THAT:
1. The applicant has exhausted all remedies provided by existing
law or regulations.
2. The portion of the application pertaining to the OERs closing
2 August 1975, 29 February 1976, and 28 February 1977, was not
timely filed; however, it is in the interest of justice to excuse
the failure to timely file. The portion of the application
pertaining to applicant’s considerations for promotion by the CY92B
and CY93A Lieutenant Colonel Boards was timely filed.
3. Sufficient relevant evidence has been presented to demonstrate
the existence of probable injustice with respect to the OER closing
28 February 1977. After reviewing the reviewer’s comments on the
contested OER, it is our opinion that the report was based on
factors other than the applicant’s performance during the contested
rating period. Specifically, the rater stated that he downgraded
this OER only because the applicant had a date of separation within
one year. Based on the foregoing, we believe it would be an
injustice for this report to remain in the applicant’s records. We
therefore recommend that the records be corrected as indicated
below and that the applicant be provided consideration for
promotion to the grade of lieutenant colonel by Special Selection
Boards for the CY92B and CY93C Lieutenant Colonel Boards based on
the corrected record.
4. We found no basis to recommend that applicant be reconsidered
for promotion based on the issues cited in his requests pertaining
to the OERs closing 2 August 1975 and 29 February 1976; a pre-
selection board being conducted prior to the CY92B Lt Colonel
Board; errors by the Management Level Evaluation Board (MLEB) for
the CY93A Lt Colonel Board; and administrative errors on his
officer selection brief (OSB) reviewed by the CY93A Lt Colonel
Board.
a. Applicant’s contention that his records were reviewed and
graded by a pre-selection board prior to his consideration for
promotion by the CY92B Lt Colonel Board, in violation of the
governing regulation, is duly noted. However, other than his own
assertions, we find no evidence has been presented substantiating
his assertions.
b. We noted applicant’s contentions that the MLEB did not
give him a “Definitely Promote,” even when his Promotion
Recommendation Form (PRF) stated he was his senior rater’s top
choice. However, after reviewing the evidence provided by the
applicant, we find no evidence that the PRF prepared for the CY93A
Lt Colonel Board is flawed or unjust or that the applicant did not
compete fairly with his peers for a “Definitely Promote”
recommendation.
c. Applicant contends that his duty history on the OSB
reviewed by the CY93A Lt Colonel Board did not reflect his current
duty assignment and that the award of the Defense Meritorious
Service Medal (DMSM) was not in his records in time for the Board.
Since the applicant’s reassignment was just prior to the convening
of the CY93A Lt Colonel Board, it was incumbent upon him to follow
the updating of his assignment and insure that his records were
updated prior to the convening of the promotion board, if he
desired this information to be considered. In addition, he could
have made this information available to the members of the
selection board by way of a letter to the Board President. A
review of the evidence provided did not persuade us that any
attempt was made by the applicant prior to the convening date of
the board to insure his current assignment information was included
in his records for consideration by the selection board. With
regard to the DMSM, information provided by the applicant reflects
that this award was not approved until 23 October 1993, after the
promotion board had adjourned. Therefore, it was not required to
be in his records. We also did not find evidence of an inordinate
delay in processing the award.
d. Other than applicant’s assertions, no evidence has been
presented to support a finding that the OERs closing 2 August 1975
and 29 February 1976 were flawed or unjust. Nor did we find
evidence showing that the reports were prepared contrary to the
governing regulation in effect at the time. In the absence of
evidence to the contrary, we find no compelling basis to favorably
consider applicant’s request that these reports be voided. We are
also unpersuaded by the evidence presented that the OERs rendered
during the controlled-OER era caused the members of the duly
constituted selection boards, applying the complete promotion
criteria, to be unable to render a fair determination as to
applicant’s promotion potential.
___________________________________________________________________
THE BOARD RECOMMENDS THAT:
The pertinent military records of the Department of the Air Force
relating to APPLICANT, be corrected to show that the AF Form 707,
Officer Effectiveness Report, rendered for the period 1 March 1976
through 28 February 1977, be declared void and removed from his
records.
It is further recommended that he be considered for promotion to
the grade of lieutenant colonel by Special Selection Board for the
CY92B (16 November 1992) and CY93A (12 October 1993) Lieutenant
Colonel Boards, with the corrected record.
___________________________________________________________________
The following members of the Board considered this application in
Executive Session on 23 July 1996, under the provisions of AFI 36-
2603:
Mr. Oscar A. Goldfarb, Panel Chair
Mr. Henry Romo Jr., Member
Mr. William E. Edwards, Member
All members voted to correct the records, as recommended. The
following documentary evidence was considered:
Exhibit A. DD Form 149, dated 18 May 94, w/atchs; Letter from
Applicant, dated 1 Jul 94, w/atchs.
Exhibit B. Applicant's Master Personnel Records.
Exhibit C. Record of Proceedings, AFBCMR 93-06705.
Exhibit D. Letter, AFMPC/DPMAEB, dated 27 Jun 94.
Exhibit E. Letter, AFMPC/DPMAJEP, dated 10 Aug 94.
Exhibit F. Letter, AFMPC/DPMAB, dated 12 Aug 94, w/atch.
Exhibit G. Letter, AFMPC/DPMAJA, dated 16 Aug 94.
Exhibit H. Letter, SAF/MIBR, dated 17 Aug 94.
Exhibit I. Letter, Applicant, dated 12 Sep 94.
OSCAR A. GOLDFARB
Panel Chair
AFBCMR 94-02460
MEMORANDUM FOR THE CHIEF OF STAFF
Having received and considered the recommendation of the Air
Force Board for Correction of Military Records and under the
authority of Section 1552, Title 10, United States Code (70A Stat
116), it is directed that:
The pertinent military records of the Department of the Air
Force relating to [APPLICANT]., be corrected to show that the AF
Form 707, Officer Effectiveness Report, rendered for the period
1 March 1976 through 28 February 1977, be, and hereby is, declared
void and removed from his records.
It is further directed that he be considered for promotion to
the grade of lieutenant colonel by Special Selection Board for the
CY92B (16 November 1992) and CY93A (12 October 1993) Lieutenant
Colonel Boards, with the corrected record.
JOE G. LINEBERGER
Director
Air Force Review Boards Agency
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